James Richard Reis
CIK 1303809 · View on SEC EDGAR ↗
First SEC filing: May 14, 2015 · Latest: May 14, 2015
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 20, 2015 | RKDA | P | 12,500 | $8.00 | $100,000 | 12,500 Direct | — | Acquired | -100.0% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 1, 2015 | RKDA | Employee Stock Option (right to buy) | Common Stock (15,000) | $2.24 | Dec. 31, 2019 | 15,000 | Disposed |
| Oct. 1, 2015 | RKDA | Employee Stock Option (right to buy) | Common Stock (5,000) | $2.24 | Oct. 31, 2019 | 5,000 | Disposed |
| Sept. 9, 2015 | RKDA | Employee Stock Option (right to buy) | Common Stock (10,000) | $1.08 | June 30, 2018 | 10,000 | Disposed |
| Sept. 9, 2015 | RKDA | Employee Stock Option (right to buy) | Common Stock (7,500) | $0.44 | Dec. 31, 2015 | 7,500 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 14, 2015 | RKDA | Common Stock | 0 | Direct |
| May 14, 2015 | RKDA | Employee Stock Option (right to buy)→ Common Stock (7,500) | 7,500 | Direct |
| May 14, 2015 | RKDA | Employee Stock Option (right to buy)→ Common Stock (10,000) | 10,000 | Direct |
| May 14, 2015 | RKDA | Employee Stock Option (right to buy)→ Common Stock (5,000) | 5,000 | Direct |
| May 14, 2015 | RKDA | Employee Stock Option (right to buy)→ Common Stock (30,000) | 30,000 | Direct |
| May 14, 2015 | RKDA | Employee Stock Option (right to buy)→ Common Stock (5,000) | 5,000 | Direct |