James Rossi
CIK 1089753 · View on SEC EDGAR ↗
First SEC filing: Dec. 7, 2004 · Latest: Dec. 7, 2004
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 6, 2004 | KEQU | S | 2,000 | $8.96 | $17,920 | 5,000 Direct | -28.57% | Disposed | 301.9% (price as of 2026-08-20) |
| Nov. 29, 2004 | KEQU | S | 2,000 | $8.92 | $17,840 | 7,000 Direct | -22.22% | Disposed | 303.7% (price as of 2026-08-20) |
| Sept. 14, 2004 | KEQU | S | 2,000 | $8.94 | $17,880 | 9,000 Direct | -18.18% | Disposed | 302.8% (price as of 2026-08-20) |
| March 8, 2004 | KEQU | S | 1,077 | $11.20 | $12,062 | 9,000 Direct | -10.69% | Disposed | 221.5% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 27, 2004 | KEQU | Option to Buy | Common Stock (2,000) | $3.88 | Aug. 28, 2006 | 2,000 | Disposed |
| Aug. 25, 2003 | KEQU | Option to Buy | Common Stock (1,000) | $4.62 | Aug. 25, 2003 | 1,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).