James W Stuckert

CIK 1176485 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 28, 2013 · Latest: Aug. 28, 2013

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 58 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

58 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Oct. 15, 2019 SMTI P 180,723 $8.30 $1,500,001 814,830 Direct +28.50% Acquired 312.9% (price as of 2026-08-20)
March 30, 2016 SMTI P 2,143 $70.00 $150,010 36,384 Indirect +6.26% Acquired -99.5% (price as of 2026-08-20)
Feb. 9, 2016 SMTI P 1,071 $70.00 $74,970 4,030 Indirect +36.19% Acquired -99.5% (price as of 2026-08-20)
Feb. 9, 2016 SMTI P 1,071 $70.00 $74,970 3,154 Indirect +51.42% Acquired -99.5% (price as of 2026-08-20)
Dec. 14, 2015 SMTI P 1,786 $70.00 $125,020 3,572 Indirect +100.00% Acquired -99.5% (price as of 2026-08-20)
July 31, 2015 SMTI P 1,786 $69.99 $125,002 1,786 Indirect — Acquired -99.5% (price as of 2026-08-20)
June 28, 2013 RGLD S 60,000 $40.75 $2,445,000 1,153,260 Direct -4.95% Disposed 515.0% (price as of 2026-08-20)
June 27, 2013 RGLD S 61,505 $39.77 $2,446,054 1,213,260 Direct -4.82% Disposed 530.2% (price as of 2026-08-20)
June 26, 2013 RGLD S 58,495 $40.20 $2,351,499 1,274,765 Direct -4.39% Disposed 523.4% (price as of 2026-08-20)
June 25, 2013 RGLD S 60,000 $42.61 $2,556,600 1,333,260 Direct -4.31% Disposed 488.2% (price as of 2026-08-20)
June 24, 2013 RGLD S 23,579 $43.16 $1,017,670 1,393,260 Direct -1.66% Disposed 480.7% (price as of 2026-08-20)
March 25, 2013 RGLD S 10b5-1 5,000 $70.00 $350,000 1,603,260 Direct -0.31% Disposed 258.0% (price as of 2026-08-20)
Dec. 11, 2008 RGLD S 3,000 $39.50 $118,500 1,582,585 Direct -0.19% Disposed 534.5% (price as of 2026-08-20)
Dec. 2, 2008 RGLD S 7,965 $35.13 $279,810 149,035 Indirect -5.07% Disposed 613.4% (price as of 2026-08-20)
Dec. 2, 2008 RGLD S 5,000 $35.21 $176,050 157,000 Indirect -3.09% Disposed 611.8% (price as of 2026-08-20)
Dec. 2, 2008 RGLD S 5,000 $35.39 $176,950 162,000 Indirect -2.99% Disposed 608.2% (price as of 2026-08-20)
Dec. 2, 2008 RGLD S 5,000 $35.49 $177,450 167,000 Indirect -2.91% Disposed 606.2% (price as of 2026-08-20)
Dec. 2, 2008 RGLD S 5,000 $35.99 $179,950 172,000 Indirect -2.82% Disposed 596.4% (price as of 2026-08-20)
Dec. 2, 2008 RGLD S 4,700 $35.89 $168,683 177,000 Indirect -2.59% Disposed 598.3% (price as of 2026-08-20)
Dec. 2, 2008 RGLD S 300 $36.09 $10,827 181,700 Indirect -0.16% Disposed 594.4% (price as of 2026-08-20)
Dec. 15, 2003 RGLD P 1,720 $20.70 $35,604 1,566,655 Direct +0.11% Acquired 1110.8% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 19, 2018 SMTI Series C Preferred Stock Common Stock (3,965,400) — — 3,572 Disposed
Feb. 19, 2018 SMTI Series C Preferred Stock Common Stock (43,037,070) — — 36,384 Disposed
Jan. 19, 2012 RGLD Stock Option (Right to buy - NSO) Common Stock (2,500) $29.20 Nov. 8, 2016 2,500 Disposed
Jan. 19, 2012 RGLD Stock Option (Right to buy - NSO) Common Stock (2,500) $23.61 Nov. 9, 2015 2,500 Disposed
Jan. 19, 2012 RGLD Stock Option (Right to buy - NSO) Common Stock (2,500) $17.38 Nov. 10, 2014 2,500 Disposed
Jan. 19, 2012 RGLD Stock Option (Right to buy - NSO) Common Stock (5,000) $18.75 Nov. 11, 2013 5,000 Disposed
Jan. 19, 2012 RGLD Stock Option (Right to buy - NSO) Common Stock (5,000) $19.77 Nov. 12, 2012 5,000 Disposed
Feb. 28, 2008 RGLD Common stock (NSO right to buy) Common stock (5,000) $5.43 Nov. 13, 2011 5,000 Disposed
Feb. 28, 2008 RGLD Stock option (NSO right to buy) Common stock (5,000) $2.81 Nov. 14, 2010 5,000 Disposed
Feb. 28, 2008 RGLD Stock option (NSO right to buy) Common stock (5,000) $4.88 Nov. 16, 2009 5,000 Disposed
Feb. 28, 2008 RGLD Stock option (NSO right to buy) Common stock (5,000) $4.59 Nov. 17, 2008 5,000 Disposed
April 12, 2007 RGLD Stock option (right to buy) Common stock (5,000) $5.62 Dec. 2, 2007 5,000 Disposed
Nov. 8, 2006 RGLD Stock option (NSO right to buy) Common stock (2,500) $29.20 Nov. 8, 2016 2,500 Acquired
Oct. 27, 2006 RGLD Stock option (NSO right to buy) Common stock (5,000) $14.12 Dec. 10, 2006 5,000 Disposed
Oct. 27, 2006 RGLD Stock option (right to buy) Common stock (5,000) $14.12 Dec. 10, 2006 5,000 Disposed
Oct. 27, 2006 RGLD Stock option (right to buy) Common stock (5,000) $14.12 Feb. 10, 2006 5,000 Acquired
Nov. 9, 2005 RGLD Director Stock Options NSO Common stock (2,500) $23.61 Nov. 9, 2015 2,500 Acquired
Nov. 10, 2004 RGLD Director Stock Options NSO Common stock (2,500) $17.38 Nov. 10, 2014 2,500 Acquired
Nov. 11, 2003 RGLD Director Stock Option (NSO) (Right to buy) Common Stock (5,000) $18.75 Nov. 11, 2013 5,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 28, 2016 SMTI Series C Preferred Stock 34,241 Indirect
March 28, 2016 SMTI Common Stock 1,500,000 Indirect
June 23, 2015 SMTI Series C Preferred Stock 31,087 Direct
June 23, 2015 SMTI Common Stock 1,500,000 Direct
June 23, 2015 SMTI Series C Preferred Stock 2,083 Indirect
June 23, 2015 SMTI Common Stock 1,400,000 Indirect
June 23, 2015 SMTI Warrant→ Common Stock (250,000) 250,000 Indirect
June 23, 2015 SMTI Warrant→ Common Stock (20,000) 20,000 Indirect
June 23, 2015 SMTI Convertible Secured Subordinated Promissory Note→ Series C Preferred Stock — Indirect