Jay David Caplan
First SEC filing: Feb. 1, 2024 · Latest: Feb. 1, 2024
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 15, 2025 | GUTS | A | 845,226 | · | · | 845,226 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 27, 2025 | GUTS | A | 104,400 | · | · | 104,400 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 27, 2025 | GUTS | A | 179,700 | · | · | 179,700 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 31, 2025 | GUTS | M | 22,346 | · | · | 17,924 Direct | -55.49% | Disposed | (price as of 2026-10-02) |
| Jan. 31, 2025 | GUTS | S 10b5-1 | 22,346 | $1.81 | $40,446 | 153,544 Direct | -12.70% | Disposed | -77.5% (price as of 2026-10-02) |
| Jan. 31, 2025 | GUTS | M | 22,346 | $1.70 | $37,988 | 175,890 Direct | +14.55% | Acquired | -76.1% (price as of 2026-10-02) |
| Jan. 30, 2025 | GUTS | M | 21,472 | · | · | 40,270 Direct | -34.78% | Disposed | (price as of 2026-10-02) |
| Jan. 30, 2025 | GUTS | S 10b5-1 | 21,472 | $1.95 | $41,870 | 153,544 Direct | -12.27% | Disposed | -79.1% (price as of 2026-10-02) |
| Jan. 30, 2025 | GUTS | M | 21,472 | $1.70 | $36,502 | 175,016 Direct | +13.98% | Acquired | -76.1% (price as of 2026-10-02) |
| Nov. 11, 2024 | GUTS | S | 64,197 | $2.47 | $158,567 | 153,544 Direct | -29.48% | Disposed | -83.5% (price as of 2026-10-02) |
| Nov. 10, 2024 | GUTS | M | 187,257 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 10, 2024 | GUTS | M | 187,257 | · | · | 217,741 Direct | +614.28% | Acquired | (price as of 2026-10-02) |
| Sept. 12, 2024 | GUTS | M | 95,484 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Sept. 12, 2024 | GUTS | S | 65,000 | $2.90 | $188,500 | 30,484 Direct | -68.07% | Disposed | -86.0% (price as of 2026-10-02) |
| Sept. 12, 2024 | GUTS | M | 95,484 | $1.70 | $162,323 | 95,484 Direct | · | Acquired | -76.1% (price as of 2026-10-02) |
| Feb. 6, 2024 | GUTS | C | 32,514 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 6, 2024 | GUTS | C | 44,730 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 6, 2024 | GUTS | C | 177,726 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 6, 2024 | GUTS | C | 50,000 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 6, 2024 | GUTS | C | 118,810 | · | · | 118,810 Indirect | · | Acquired | (price as of 2026-10-02) |
| Feb. 6, 2024 | GUTS | C | 23,299 | · | · | 358,806 Indirect | +6.94% | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 15, 2025 | GUTS | Stock Option (right to buy) | Common Stock | $2.24 | Dec. 14, 2035 | 845,226 | Acquired |
| Feb. 27, 2025 | GUTS | Stock Option (right to buy) | Common Stock | $15.00 | Jan. 31, 2034 | 104,400 | Acquired |
| Feb. 27, 2025 | GUTS | Stock Option (right to buy) | Common Stock | $1.46 | Feb. 26, 2035 | 179,700 | Acquired |
| Jan. 31, 2025 | GUTS | Stock Option | Common Stock | $1.70 | Feb. 10, 2025 | 22,346 | Disposed |
| Jan. 30, 2025 | GUTS | Stock Option | Common Stock | $1.70 | Feb. 10, 2025 | 21,472 | Disposed |
| Nov. 10, 2024 | GUTS | Restricted Stock Unit | Common Stock | · | · | 187,257 | Disposed |
| Sept. 12, 2024 | GUTS | Stock Option | Common Stock | $1.70 | Nov. 10, 2024 | 95,484 | Disposed |
| Feb. 6, 2024 | GUTS | Series C-2 Preferred Stock | Common Stock | · | · | 32,514 | Disposed |
| Feb. 6, 2024 | GUTS | Series C-1 Preferred Stock | Common Stock | · | · | 44,730 | Disposed |
| Feb. 6, 2024 | GUTS | Series B Preferred Stock | Common Stock | · | · | 177,726 | Disposed |
| Feb. 6, 2024 | GUTS | Series A Preferred Stock | Common Stock | · | · | 50,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 14 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 1, 2024 | GUTS | Series B Preferred Stock | 82,817 | Indirect |
| Feb. 1, 2024 | GUTS | Series C-1 Preferred Stock | 20,843 | Indirect |
| Feb. 1, 2024 | GUTS | Series C-2 Preferred Stock | 15,150 | Indirect |
| Feb. 1, 2024 | GUTS | Stock Option | 95,484 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option | 61,742 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option | 145,875 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option | 23,298 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option | 94,879 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option | 12,824 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option | 38,974 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option | 11,649 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option | 25,628 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option | 14,701 | Direct |
| Feb. 1, 2024 | GUTS | Restricted Stock Units | 187,257 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2025 | $475,000 | · | · | · | $190,000 | · | $1,858 | $3,043,034 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.