Jay David Caplan
CIK 1419217 · View on SEC EDGAR ↗
First SEC filing: Feb. 1, 2024 · Latest: Feb. 1, 2024
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 31, 2025 | GUTS | S 10b5-1 | 22,346 | $1.81 | $40,446 | 153,544 Direct | -12.70% | Disposed | -62.4% (price as of 2026-08-18) |
| Jan. 30, 2025 | GUTS | S 10b5-1 | 21,472 | $1.95 | $41,870 | 153,544 Direct | -12.27% | Disposed | -65.1% (price as of 2026-08-18) |
| Nov. 11, 2024 | GUTS | S | 64,197 | $2.47 | $158,567 | 153,544 Direct | -29.48% | Disposed | -72.5% (price as of 2026-08-18) |
| Sept. 12, 2024 | GUTS | S | 65,000 | $2.90 | $188,500 | 30,484 Direct | -68.07% | Disposed | -76.6% (price as of 2026-08-18) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 15, 2025 | GUTS | Stock Option (right to buy) | Common Stock (845,226) | $2.24 | Dec. 14, 2035 | 845,226 | Acquired |
| Feb. 27, 2025 | GUTS | Stock Option (right to buy) | Common Stock (104,400) | $15.00 | Jan. 31, 2034 | 104,400 | Acquired |
| Feb. 27, 2025 | GUTS | Stock Option (right to buy) | Common Stock (179,700) | $1.46 | Feb. 26, 2035 | 179,700 | Acquired |
| Jan. 31, 2025 | GUTS | Stock Option | Common Stock (22,346) | $1.70 | Feb. 10, 2025 | 22,346 | Disposed |
| Jan. 30, 2025 | GUTS | Stock Option | Common Stock (21,472) | $1.70 | Feb. 10, 2025 | 21,472 | Disposed |
| Nov. 10, 2024 | GUTS | Restricted Stock Unit | Common Stock (187,257) | — | — | 187,257 | Disposed |
| Sept. 12, 2024 | GUTS | Stock Option | Common Stock (95,484) | $1.70 | Nov. 10, 2024 | 95,484 | Disposed |
| Feb. 6, 2024 | GUTS | Series C-2 Preferred Stock | Common Stock (15,150) | — | — | 32,514 | Disposed |
| Feb. 6, 2024 | GUTS | Series C-1 Preferred Stock | Common Stock (20,843) | — | — | 44,730 | Disposed |
| Feb. 6, 2024 | GUTS | Series B Preferred Stock | Common Stock (82,817) | — | — | 177,726 | Disposed |
| Feb. 6, 2024 | GUTS | Series A Preferred Stock | Common Stock | — | — | 50,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 14 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 1, 2024 | GUTS | Series B Preferred Stock→ Common Stock (82,817) | 82,817 | Indirect |
| Feb. 1, 2024 | GUTS | Series C-1 Preferred Stock→ Common Stock (20,843) | 20,843 | Indirect |
| Feb. 1, 2024 | GUTS | Series C-2 Preferred Stock→ Common Stock (15,150) | 15,150 | Indirect |
| Feb. 1, 2024 | GUTS | Stock Option→ Common Stock (95,484) | 95,484 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option→ Common Stock (61,742) | 61,742 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option→ Common Stock (145,875) | 145,875 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option→ Common Stock (23,298) | 23,298 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option→ Common Stock (94,879) | 94,879 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option→ Common Stock (12,824) | 12,824 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option→ Common Stock (38,974) | 38,974 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option→ Common Stock (11,649) | 11,649 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option→ Common Stock (25,628) | 25,628 | Direct |
| Feb. 1, 2024 | GUTS | Stock Option→ Common Stock (14,701) | 14,701 | Direct |
| Feb. 1, 2024 | GUTS | Restricted Stock Units→ Common Stock (187,257) | 187,257 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2025 | $475,000 | — | — | — | $190,000 | — | $1,858 | $3,043,034 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.