Insider at

04

Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 22, 2022 EFOI M 10,000 · · 10,000 Direct · Acquired (price as of 2026-10-06)
June 22, 2022 EFOI M 10,000 · · 0 Direct -100.00% Disposed (price as of 2026-10-06)
Feb. 22, 2022 EFOI A 10,000 · · 10,000 Direct · Acquired (price as of 2026-10-06)
Jan. 4, 2010 RMBS A 150,000 · · 150,000 Direct · Acquired (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 22, 2022 EFOI Restricted Stock Units Common Stock (10,000) · · 10,000 Disposed
Feb. 22, 2022 EFOI Restricted Stock Units Common Stock (10,000) · · 10,000 Acquired
Jan. 4, 2010 RMBS Employee Stock Option (right to buy) Common Stock (150,000) $23.23 Jan. 4, 2015 150,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 22, 2009 RMBS Common Stock 0 Direct