Jeffrey R. Buchheister

Insider

First SEC filing: Aug. 11, 2014 · Latest: Aug. 11, 2014

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

11 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 6, 2016	LPLA	F	163	$21.44	$3,495	7,341 Direct	-2.17%	Disposed	1572.7% (price as of 2026-08-21)
Feb. 25, 2016	LPLA	A	2,049	—	—	7,404 Direct	+38.26%	Acquired	(price as of 2026-08-21)
Feb. 25, 2016	LPLA	A	15,583	—	—	15,583 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 24, 2016	LPLA	F	75	$19.35	$1,451	5,355 Direct	-1.38%	Disposed	1753.3% (price as of 2026-08-21)
Feb. 22, 2016	LPLA	F	81	$19.92	$1,614	5,430 Direct	-1.47%	Disposed	1700.3% (price as of 2026-08-21)
Feb. 12, 2016	LPLA	P	100	$16.40	$1,640	7,504 Direct	+1.35%	Acquired	2086.7% (price as of 2026-08-21)
Dec. 14, 2015	LPLA	S	10,688	$42.59	$455,202	5,511 Direct	-65.98%	Disposed	742.0% (price as of 2026-08-21)
May 28, 2015	LPLA	M	13,360	$2.38	$31,797	16,199 Direct	+470.59%	Acquired	14968.1% (price as of 2026-08-21)
May 28, 2015	LPLA	M	13,360	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 6, 2015	LPLA	A	1,328	—	—	2,839 Direct	+87.89%	Acquired	(price as of 2026-08-21)
March 6, 2015	LPLA	A	5,978	—	—	5,978 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 24, 2015	LPLA	F	75	$45.58	$3,418	1,511 Direct	-4.73%	Disposed	686.8% (price as of 2026-08-21)
Feb. 22, 2015	LPLA	F	81	$45.69	$3,701	1,586 Direct	-4.86%	Disposed	684.9% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 25, 2016	LPLA	Option to purchase Common Stock	Common Stock (15,583)	$19.85	Feb. 25, 2026	15,583	Acquired
May 28, 2015	LPLA	Option to purchase Common Stock	Common Stock (13,360)	$2.38	June 1, 2015	13,360	Disposed
March 6, 2015	LPLA	Option to purchase Common Stock	Common Stock (5,978)	$45.55	March 6, 2025	5,978	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 11, 2014	LPLA	Common Stock	1,667	Direct
Aug. 11, 2014	LPLA	Option to purchase Common Stock→ Common Stock (13,360)	13,360	Direct
Aug. 11, 2014	LPLA	Option to purchase Common Stock→ Common Stock (5,000)	5,000	Direct
Aug. 11, 2014	LPLA	Option to purchase Common Stock→ Common Stock (7,500)	7,500	Direct
Aug. 11, 2014	LPLA	Option to purchase Common Stock→ Common Stock (7,650)	7,650	Direct
Aug. 11, 2014	LPLA	Option to purchase Common Stock→ Common Stock (3,773)	3,773	Direct
Aug. 11, 2014	LPLA	Option to purchase Common Stock→ Common Stock (2,932)	2,932	Direct
Aug. 11, 2014	LPLA	Option to purchase Common Stock→ Common Stock (2,023)	2,023	Direct