Jerald K Rome

CIK 1285677 · View on SEC EDGAR ↗

Insider

First SEC filing: April 16, 2004 · Latest: April 16, 2004

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

12 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 9, 2005 GALT P 2,100 $2.61 $5,481 117,344 Direct +1.82% Acquired -77.2% (price as of 2026-08-20)
Feb. 9, 2005 GALT P 2,200 $2.60 $5,720 115,244 Direct +1.95% Acquired -77.1% (price as of 2026-08-20)
Feb. 9, 2005 GALT P 5,700 $2.56 $14,592 113,044 Direct +5.31% Acquired -76.7% (price as of 2026-08-20)
Feb. 9, 2005 GALT P 7,000 $2.55 $17,850 107,344 Direct +6.98% Acquired -76.6% (price as of 2026-08-20)
Feb. 8, 2005 GALT P 3,000 $2.55 $7,650 100,344 Direct +3.08% Acquired -76.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 28, 2013 GALT Stock Option (right to buy) Common Stock (16,714) $3.59 March 28, 2023 16,714 Acquired
March 7, 2013 GALT Employee Stock Option (right to buy) Common Stock March 13, 2013 2,500 Disposed
June 28, 2011 GALT Stock Option (Right to Buy) Common Stock (50,848) $1.18 June 28, 2021 50,848 Acquired
March 24, 2011 GALT Stock Option (Right to Buy) Common Stock (55,556) $1.08 March 24, 2016 55,556 Acquired
Feb. 25, 2009 GALT Stock Option (Right to Buy) Common Stock (500,000) $0.20 Feb. 25, 2014 500,000 Acquired
Feb. 8, 2009 GALT Stock Option (right to buy) Common Stock (14,000) $0.12 Feb. 8, 2014 14,000 Disposed
March 13, 2008 GALT Employee Stock Option (right to buy) Common Stock (15,000) $0.38 March 13, 2013 15,000 Acquired
March 8, 2007 GALT Employee Stock Option (right to buy) Common Stock (25,500) $1.01 March 8, 2012 25,500 Acquired
March 9, 2006 GALT Employee Stock Option (right to buy) Common Stock (8,500) $3.75 March 9, 2011 8,500 Acquired
Feb. 24, 2005 GALT Employee Stock Option (right to buy) Common Stock (7,500) $2.70 Feb. 24, 2010 7,500 Acquired
Feb. 24, 2005 GALT Employee Stock Option (right to buy) Common Stock (7,500) $2.70 Feb. 24, 2009 7,500 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 16, 2004 GALT Warrants (right to buy)→ Common Stock Direct
April 16, 2004 GALT Warrants (right to buy)→ Common Stock Indirect
April 1, 2004 GALT Common Stock 97,344 Direct
April 1, 2004 GALT Common Stock 42,000 Indirect