Jessica T Baron

Insider

First SEC filing: June 10, 2011 · Latest: Feb. 14, 2012

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

HTGC selling April 23, 2015

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 83 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

83 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 9, 2015	HTGC	F	274	$12.51	$3,428	98,269 Direct	-0.28%	Disposed	36.0% (price as of 2026-08-21)
June 4, 2015	HTGC	F	425	$12.73	$5,410	98,543 Direct	-0.43%	Disposed	33.6% (price as of 2026-08-21)
May 27, 2015	HTGC	F	196	$12.75	$2,499	98,968 Direct	-0.20%	Disposed	33.4% (price as of 2026-08-21)
May 9, 2015	HTGC	F	274	$12.88	$3,529	99,164 Direct	-0.28%	Disposed	32.1% (price as of 2026-08-21)
April 27, 2015	HTGC	F	196	$13.75	$2,695	99,438 Direct	-0.20%	Disposed	23.7% (price as of 2026-08-21)
April 23, 2015	HTGC	S 10b5-1	2,000	$14.06	$28,120	99,634 Direct	-1.97%	Disposed	21.0% (price as of 2026-08-21)
April 14, 2015	HTGC	F	3,289	$13.79	$45,355	101,634 Direct	-3.13%	Disposed	23.4% (price as of 2026-08-21)
April 10, 2015	HTGC	F	4,196	$13.75	$57,695	104,923 Direct	-3.85%	Disposed	23.7% (price as of 2026-08-21)
April 9, 2015	HTGC	F	320	$13.63	$4,362	109,119 Direct	-0.29%	Disposed	24.8% (price as of 2026-08-21)
March 30, 2015	HTGC	F	115	$13.64	$1,569	109,439 Direct	-0.10%	Disposed	24.7% (price as of 2026-08-21)
March 27, 2015	HTGC	F	229	$13.65	$3,126	109,554 Direct	-0.21%	Disposed	24.6% (price as of 2026-08-21)
March 23, 2015	HTGC	S 10b5-1	2,000	$13.99	$27,980	109,783 Direct	-1.79%	Disposed	21.6% (price as of 2026-08-21)
March 10, 2015	HTGC	A	19,104	$14.02	$267,838	111,783 Direct	+20.61%	Acquired	21.3% (price as of 2026-08-21)
March 9, 2015	HTGC	F	320	$14.53	$4,650	92,679 Direct	-0.34%	Disposed	17.1% (price as of 2026-08-21)
March 4, 2015	HTGC	F	1,271	$14.46	$18,379	92,999 Direct	-1.35%	Disposed	17.6% (price as of 2026-08-21)
Feb. 28, 2015	HTGC	F	114	$15.55	$1,773	94,270 Direct	-0.12%	Disposed	9.4% (price as of 2026-08-21)
Feb. 27, 2015	HTGC	F	229	$15.55	$3,561	94,384 Direct	-0.24%	Disposed	9.4% (price as of 2026-08-21)
Feb. 23, 2015	HTGC	S 10b5-1	2,000	$15.44	$30,880	94,613 Direct	-2.07%	Disposed	10.2% (price as of 2026-08-21)
Feb. 9, 2015	HTGC	F	320	$15.49	$4,957	96,613 Direct	-0.33%	Disposed	9.8% (price as of 2026-08-21)
Jan. 30, 2015	HTGC	F	115	$15.02	$1,727	96,933 Direct	-0.12%	Disposed	13.2% (price as of 2026-08-21)
Jan. 27, 2015	HTGC	F	229	$14.75	$3,378	97,048 Direct	-0.24%	Disposed	15.3% (price as of 2026-08-21)
Jan. 23, 2015	HTGC	S 10b5-1	2,000	$15.00	$30,000	97,277 Direct	-2.01%	Disposed	13.4% (price as of 2026-08-21)
Jan. 9, 2015	HTGC	F	320	$14.58	$4,666	99,277 Direct	-0.32%	Disposed	16.7% (price as of 2026-08-21)
Dec. 30, 2014	HTGC	F	98	$15.07	$1,477	99,597 Direct	-0.10%	Disposed	12.9% (price as of 2026-08-21)
Dec. 27, 2014	HTGC	F	196	$15.12	$2,964	99,695 Direct	-0.20%	Disposed	12.5% (price as of 2026-08-21)
Dec. 23, 2014	HTGC	S 10b5-1	2,000	$14.74	$29,480	99,891 Direct	-1.96%	Disposed	15.4% (price as of 2026-08-21)
Dec. 10, 2014	HTGC	S	10,000	$15.02	$150,200	101,891 Direct	-8.94%	Disposed	13.2% (price as of 2026-08-21)
Dec. 10, 2014	HTGC	S	2,000	$15.02	$30,040	101,891 Direct	-1.93%	Disposed	13.2% (price as of 2026-08-21)
Dec. 9, 2014	HTGC	F	274	$15.04	$4,121	111,891 Direct	-0.24%	Disposed	13.1% (price as of 2026-08-21)
Dec. 9, 2014	HTGC	F	274	$15.04	$4,121	111,891 Direct	-0.24%	Disposed	13.1% (price as of 2026-08-21)
Dec. 4, 2014	HTGC	F	1,090	$15.53	$16,928	112,165 Direct	-0.96%	Disposed	9.5% (price as of 2026-08-21)
Nov. 30, 2014	HTGC	F	117	$15.74	$1,842	113,255 Direct	-0.10%	Disposed	8.1% (price as of 2026-08-21)
Nov. 27, 2014	HTGC	F	234	$15.72	$3,678	113,372 Direct	-0.21%	Disposed	8.2% (price as of 2026-08-21)
Nov. 24, 2014	HTGC	S 10b5-1	2,000	$15.63	$31,260	113,606 Direct	-1.73%	Disposed	8.8% (price as of 2026-08-21)
Nov. 9, 2014	HTGC	F	274	$16.13	$4,420	115,606 Direct	-0.24%	Disposed	5.5% (price as of 2026-08-21)
Oct. 30, 2014	HTGC	F	98	$15.65	$1,534	115,880 Direct	-0.08%	Disposed	8.7% (price as of 2026-08-21)
Oct. 27, 2014	HTGC	F	206	$15.47	$3,187	115,978 Direct	-0.18%	Disposed	10.0% (price as of 2026-08-21)
Oct. 23, 2014	HTGC	S 10b5-1	2,000	$15.14	$30,280	116,184 Direct	-1.69%	Disposed	12.4% (price as of 2026-08-21)
Oct. 9, 2014	HTGC	F	320	$14.36	$4,595	118,184 Direct	-0.27%	Disposed	18.5% (price as of 2026-08-21)
Sept. 30, 2014	HTGC	F	115	$14.46	$1,663	118,504 Direct	-0.10%	Disposed	17.6% (price as of 2026-08-21)
Sept. 27, 2014	HTGC	F	234	$14.92	$3,491	118,619 Direct	-0.20%	Disposed	14.0% (price as of 2026-08-21)
Sept. 23, 2014	HTGC	S 10b5-1	2,000	$14.51	$29,020	118,853 Direct	-1.65%	Disposed	17.2% (price as of 2026-08-21)
Sept. 9, 2014	HTGC	F	327	$15.30	$5,003	120,853 Direct	-0.27%	Disposed	11.2% (price as of 2026-08-21)
Sept. 4, 2014	HTGC	F	1,300	$15.42	$20,046	121,180 Direct	-1.06%	Disposed	10.3% (price as of 2026-08-21)
Aug. 30, 2014	HTGC	F	117	$15.29	$1,789	122,480 Direct	-0.10%	Disposed	11.2% (price as of 2026-08-21)
Aug. 27, 2014	HTGC	F	234	$15.20	$3,557	122,597 Direct	-0.19%	Disposed	11.9% (price as of 2026-08-21)
Aug. 25, 2014	HTGC	S 10b5-1	2,000	$15.22	$30,440	122,831 Direct	-1.60%	Disposed	11.8% (price as of 2026-08-21)
Aug. 9, 2014	HTGC	F	327	$16.04	$5,245	124,831 Direct	-0.26%	Disposed	6.0% (price as of 2026-08-21)
July 30, 2014	HTGC	F	117	$16.88	$1,975	125,158 Direct	-0.09%	Disposed	0.8% (price as of 2026-08-21)
July 27, 2014	HTGC	F	234	$16.72	$3,912	125,275 Direct	-0.19%	Disposed	1.7% (price as of 2026-08-21)
July 23, 2014	HTGC	S 10b5-1	2,000	$16.61	$33,220	125,509 Direct	-1.57%	Disposed	2.4% (price as of 2026-08-21)
July 9, 2014	HTGC	F	274	$16.45	$4,507	127,509 Direct	-0.21%	Disposed	3.4% (price as of 2026-08-21)
June 30, 2014	HTGC	F	99	$16.16	$1,600	127,783 Direct	-0.08%	Disposed	5.3% (price as of 2026-08-21)
June 27, 2014	HTGC	F	196	$16.14	$3,163	127,882 Direct	-0.15%	Disposed	5.4% (price as of 2026-08-21)
June 23, 2014	HTGC	S 10b5-1	2,000	$15.44	$30,880	128,078 Direct	-1.54%	Disposed	10.2% (price as of 2026-08-21)
June 9, 2014	HTGC	F	274	$15.66	$4,291	130,078 Direct	-0.21%	Disposed	8.6% (price as of 2026-08-21)
June 4, 2014	HTGC	F	1,090	$15.30	$16,677	130,352 Direct	-0.83%	Disposed	11.2% (price as of 2026-08-21)
May 30, 2014	HTGC	F	98	$15.24	$1,494	131,442 Direct	-0.07%	Disposed	11.6% (price as of 2026-08-21)
May 27, 2014	HTGC	F	196	$14.95	$2,930	131,540 Direct	-0.15%	Disposed	13.8% (price as of 2026-08-21)
May 16, 2014	HTGC	S	10,000	$13.88	$138,800	131,736 Direct	-7.06%	Disposed	22.6% (price as of 2026-08-21)
May 9, 2014	HTGC	F	269	$13.93	$3,747	141,736 Direct	-0.19%	Disposed	22.1% (price as of 2026-08-21)
April 30, 2014	HTGC	F	96	$13.68	$1,313	142,005 Direct	-0.07%	Disposed	24.3% (price as of 2026-08-21)
April 27, 2014	HTGC	F	192	$13.98	$2,684	142,101 Direct	-0.13%	Disposed	21.7% (price as of 2026-08-21)
April 14, 2014	HTGC	A	17,500	$13.83	$242,025	142,293 Direct	+14.02%	Acquired	23.0% (price as of 2026-08-21)
April 10, 2014	HTGC	A	20,000	$13.79	$275,800	124,793 Direct	+19.09%	Acquired	23.4% (price as of 2026-08-21)
April 9, 2014	HTGC	F	269	$13.94	$3,750	104,793 Direct	-0.26%	Disposed	22.0% (price as of 2026-08-21)
March 30, 2014	HTGC	F	96	$14.47	$1,389	105,062 Direct	-0.09%	Disposed	17.6% (price as of 2026-08-21)
March 27, 2014	HTGC	F	192	$14.52	$2,788	105,158 Direct	-0.18%	Disposed	17.1% (price as of 2026-08-21)
March 24, 2014	HTGC	F	16	$14.92	$239	105,350 Direct	-0.02%	Disposed	14.0% (price as of 2026-08-21)
March 16, 2014	HTGC	F	43	$15.30	$658	105,366 Direct	-0.04%	Disposed	11.2% (price as of 2026-08-21)
March 9, 2014	HTGC	F	269	$14.66	$3,944	105,409 Direct	-0.25%	Disposed	16.0% (price as of 2026-08-21)
March 4, 2014	HTGC	F	4,387	$15.57	$68,306	105,678 Direct	-3.99%	Disposed	9.2% (price as of 2026-08-21)
Feb. 28, 2014	HTGC	F	115	$15.74	$1,810	110,065 Direct	-0.10%	Disposed	8.1% (price as of 2026-08-21)
Feb. 27, 2014	HTGC	F	229	$16.32	$3,737	110,180 Direct	-0.21%	Disposed	4.2% (price as of 2026-08-21)
Feb. 24, 2014	HTGC	F	19	$16.56	$315	110,409 Direct	-0.02%	Disposed	2.7% (price as of 2026-08-21)
Feb. 16, 2014	HTGC	F	51	$16.39	$836	110,428 Direct	-0.05%	Disposed	3.8% (price as of 2026-08-21)
Feb. 9, 2014	HTGC	F	320	$15.89	$5,085	110,479 Direct	-0.29%	Disposed	7.0% (price as of 2026-08-21)
Jan. 30, 2014	HTGC	F	115	$16.11	$1,853	110,799 Direct	-0.10%	Disposed	5.6% (price as of 2026-08-21)
Jan. 27, 2014	HTGC	F	241	$15.44	$3,721	110,914 Direct	-0.22%	Disposed	10.2% (price as of 2026-08-21)
Jan. 24, 2014	HTGC	F	19	$15.84	$301	111,155 Direct	-0.02%	Disposed	7.4% (price as of 2026-08-21)
Jan. 16, 2014	HTGC	F	53	$16.07	$852	111,174 Direct	-0.05%	Disposed	5.9% (price as of 2026-08-21)
Jan. 9, 2014	HTGC	F	338	$16.03	$5,418	111,227 Direct	-0.30%	Disposed	6.1% (price as of 2026-08-21)
Dec. 30, 2013	HTGC	F	96	$16.47	$1,581	111,565 Direct	-0.09%	Disposed	3.3% (price as of 2026-08-21)
Dec. 27, 2013	HTGC	F	192	$16.57	$3,181	111,661 Direct	-0.17%	Disposed	2.7% (price as of 2026-08-21)
Dec. 24, 2013	HTGC	S	200	$16.85	$3,370	111,853 Direct	-0.18%	Disposed	1.0% (price as of 2026-08-21)
Dec. 24, 2013	HTGC	S	1,524	$16.80	$25,603	112,053 Direct	-1.34%	Disposed	1.3% (price as of 2026-08-21)
Dec. 24, 2013	HTGC	S	3,276	$16.81	$55,070	113,577 Direct	-2.80%	Disposed	1.2% (price as of 2026-08-21)
Dec. 24, 2013	HTGC	F	16	$16.83	$269	116,853 Direct	-0.01%	Disposed	1.1% (price as of 2026-08-21)
Dec. 16, 2013	HTGC	F	43	$16.55	$712	116,869 Direct	-0.04%	Disposed	2.8% (price as of 2026-08-21)
Dec. 9, 2013	HTGC	F	268	$16.76	$4,492	116,912 Direct	-0.23%	Disposed	1.5% (price as of 2026-08-21)
Nov. 30, 2013	HTGC	F	96	$17.07	$1,639	117,180 Direct	-0.08%	Disposed	-0.4% (price as of 2026-08-21)
Nov. 27, 2013	HTGC	F	199	$17.09	$3,401	117,276 Direct	-0.17%	Disposed	-0.5% (price as of 2026-08-21)
Nov. 24, 2013	HTGC	F	17	$17.04	$290	117,475 Direct	-0.01%	Disposed	-0.2% (price as of 2026-08-21)
Nov. 16, 2013	HTGC	F	45	$16.85	$758	117,492 Direct	-0.04%	Disposed	1.0% (price as of 2026-08-21)
Nov. 11, 2013	HTGC	F	2,531	$16.62	$42,065	117,537 Direct	-2.11%	Disposed	2.3% (price as of 2026-08-21)
Nov. 11, 2013	HTGC	M	3,000	$14.02	$42,060	120,068 Direct	+2.56%	Acquired	21.3% (price as of 2026-08-21)
Nov. 9, 2013	HTGC	F	285	$16.24	$4,628	117,068 Direct	-0.24%	Disposed	4.7% (price as of 2026-08-21)
Oct. 30, 2013	HTGC	F	102	$15.70	$1,601	117,353 Direct	-0.09%	Disposed	8.3% (price as of 2026-08-21)
Oct. 27, 2013	HTGC	F	203	$15.94	$3,236	117,455 Direct	-0.17%	Disposed	6.7% (price as of 2026-08-21)
Oct. 24, 2013	HTGC	F	17	$15.77	$268	117,658 Direct	-0.01%	Disposed	7.9% (price as of 2026-08-21)

Showing latest 100 of 204 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 10, 2011	HTGC	Common Stock par value $0.001	27,072	Direct
June 10, 2011	HTGC	Options to Purchase Common Stock→ Common Stock $0.001 (20,000)	20,000	Direct
June 10, 2011	HTGC	Options to Purchase Common Stock→ Common Stock $0.001 (3,000)	3,000	Direct
June 10, 2011	HTGC	Options to Purchase Common Stock→ Common Stock $0.001 (15,759)	15,759	Direct
June 10, 2011	HTGC	Options to Purchase Common Stock→ Common Stock $0.001 (10,445)	10,445	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HTGC

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2015	$130,096	—	—	—	—	—	$63,168	$461,102
2014	$293,550	$123,750	—	—	—	—	$109,841	$1,044,966
2013	$285,000	$287,442	—	—	—	—	$106,821	$1,089,267

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.