Joachim Ph Schupp

CIK 1373451 · View on SEC EDGAR ↗

Insider

First SEC filing: May 9, 2012 · Latest: March 15, 2013

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 5 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 1, 2013 HROW A 25,000 25,000 Direct Acquired (price as of 2026-08-20)
Oct. 14, 2009 HROW A 215,000 215,000 Direct Acquired (price as of 2026-08-20)
March 31, 2008 SVRA A 200,000 200,000 Direct Acquired (price as of 2026-08-20)
Jan. 12, 2007 SVRA A 50,000 50,000 Direct Acquired (price as of 2026-08-20)
Aug. 18, 2006 SVRA A 100,000 100,000 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 1, 2013 HROW OPTION RIGHT TO BUY COMMON STOCK (25,000) $6.00 April 1, 2023 25,000 Acquired
Oct. 14, 2009 HROW Employee Stock Option (Right to Buy) Common Stock (215,000) $1.70 Oct. 14, 2019 215,000 Acquired
March 31, 2008 SVRA Stock Option (Right to Buy) Common Stock (200,000) $0.54 March 30, 2018 200,000 Acquired
Jan. 12, 2007 SVRA Stock Option (Right to Buy) Common Stock (50,000) $2.75 Jan. 11, 2017 50,000 Acquired
Aug. 18, 2006 SVRA Option to Purchase Common Stock Common Stock (100,000) $2.99 Aug. 18, 2016 100,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 9, 2012 HROW Option (Right to Buy)→ Common Stock (2,464) 2,464 Direct
May 9, 2012 HROW Option (Right to Buy)→ Common Stock (375,000) 375,000 Direct
March 27, 2012 HROW Option (Right to Buy)→ Common Stock (2,464) 2,464 Direct
March 27, 2012 HROW Option (Right to Buy)→ Common Stock (375,000) 375,000 Direct
Oct. 15, 2009 HROW Nonqualified Stock Option (Right to Buy)→ Common Stock (85,000) 85,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2012 $178,500 $260,100 $29,134 $467,734

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.