Joan D Khoury

Insider

First SEC filing: June 1, 2012 · Latest: June 1, 2012

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

6 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 24, 2014	LPLA	A	1,860	—	—	6,817 Direct	+37.52%	Acquired	(price as of 2026-08-20)
Feb. 24, 2014	LPLA	A	11,465	—	—	11,465 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 22, 2014	LPLA	F	365	$54.25	$19,801	4,957 Direct	-6.86%	Disposed	559.0% (price as of 2026-08-20)
Feb. 22, 2013	LPLA	A	20,519	—	—	20,519 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 22, 2013	LPLA	A	3,322	—	—	5,322 Direct	+166.10%	Acquired	(price as of 2026-08-20)
May 30, 2012	LPLA	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-20)
May 11, 2012	LPLA	P	2,000	$32.00	$64,000	2,000 Direct	—	Acquired	1017.2% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 24, 2014	LPLA	Option to purchase common stock	Common Stock (11,465)	$54.81	Feb. 24, 2024	11,465	Acquired
Feb. 22, 2013	LPLA	Option to Purchase Common Stock	Common Stock (20,519)	$31.60	Feb. 22, 2023	20,519	Acquired
May 30, 2012	LPLA	Option to Purchase Common Stock	Common Stock (15,000)	$31.61	May 30, 2022	15,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).