Joel D Liffman
CIK 1093734 · View on SEC EDGAR ↗
First SEC filing: July 21, 2015 · Latest: July 21, 2015
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 4, 2019 | PGEN | S 10b5-1 | 3,725 | $7.03 | $26,187 | 85,541 Direct | -4.17% | Disposed | -0.2% (price as of 2026-08-20) |
| Oct. 15, 2018 | PGEN | S 10b5-1 | 79,000 | $14.59 | $1,152,610 | 79,500 Direct | -49.84% | Disposed | -51.9% (price as of 2026-08-20) |
| Dec. 12, 2016 | PGEN | P | 8,500 | $28.62 | $243,270 | 158,500 Direct | +5.67% | Acquired | -75.5% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 4, 2019 | PGEN | Restricted Stock Units | Common Stock (75,758) | — | — | 75,758 | Acquired |
| Jan. 2, 2019 | PGEN | Restricted Stock Units | Common Stock (9,766) | — | — | 9,766 | Disposed |
| Jan. 2, 2018 | PGEN | Restricted Stock Units | Common Stock (39,063) | — | — | 39,063 | Acquired |
| July 20, 2015 | PGEN | Option to Purchase Common Stock (Right to Buy) | Common Stock (800,000) | $57.95 | July 20, 2025 | 800,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 21, 2015 | PGEN | Common Stock | 150,000 | Direct |