Joel Gay

CIK 1612340 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 15, 2018 · Latest: Nov. 15, 2018

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 14, 2018 ERII F 405 $7.31 $2,961 97,476 Direct -0.41% Disposed 7.5% (price as of 2026-08-21)
Feb. 14, 2018 ERII F 2,425 $7.64 $18,527 95,051 Direct -2.49% Disposed 2.9% (price as of 2026-08-21)
Feb. 1, 2018 ERII F 8,173 $8.42 $68,817 64,548 Direct -11.24% Disposed -6.7% (price as of 2026-08-21)
Feb. 1, 2018 ERII A 33,333 $7.50 $249,998 97,881 Direct +51.64% Acquired 4.8% (price as of 2026-08-21)
Feb. 1, 2018 ERII A 173,491 173,491 Direct Acquired (price as of 2026-08-21)
Feb. 10, 2017 ERII A 25,252 $9.90 $249,995 72,721 Direct +53.20% Acquired -20.6% (price as of 2026-08-21)
Feb. 10, 2017 ERII A 122,810 751,054 Direct +19.55% Acquired (price as of 2026-08-21)
March 8, 2016 ERII A 47,469 47,469 Direct Acquired (price as of 2026-08-21)
March 8, 2016 ERII A 78,741 628,244 Direct +14.33% Acquired (price as of 2026-08-21)
March 10, 2015 ERII A 307,503 549,503 Direct +127.07% Acquired (price as of 2026-08-21)
Oct. 1, 2014 ERII A 100,000 242,000 Direct +70.42% Acquired (price as of 2026-08-21)
July 3, 2014 ERII A 100,000 142,000 Direct +238.10% Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 1, 2018 ERII Employee Stock Option (Right to Buy) Common Stock (173,491) $7.50 Feb. 1, 2028 173,491 Acquired
Feb. 10, 2017 ERII Stock Option (Right to Buy) Common Stock (122,810) $9.90 Feb. 10, 2027 122,810 Acquired
March 8, 2016 ERII Stock Option (Right to Buy) Common Stock (78,741) $8.52 March 8, 2026 78,741 Acquired
March 10, 2015 ERII Stock Option (Right to Buy) Common Stock (307,503) $2.75 March 9, 2025 307,503 Acquired
Oct. 1, 2014 ERII Stock Option (Right to Buy) Common Stock (100,000) $3.31 Oct. 1, 2024 100,000 Acquired
July 3, 2014 ERII Stock Option (Right to Buy) Common Stock (100,000) $4.91 July 2, 2024 100,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 15, 2018 LIQT Common Stock 100,000 Direct
July 1, 2014 ERII Employee Stock Option (Right to Buy)→ Common Stock (42,000) 42,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $93,961 $249,998 $750,000 $361 $1,094,320
2017 $500,000 $249,995 $749,844 $475,000 $3,112 $1,977,951
2016 $420,000 $420,000 $1,007 $1,650,865

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.