John Andrew Kalbaugh

Insider

First SEC filing: May 8, 2012 · Latest: May 8, 2012

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

LPLA selling Feb. 26, 2021

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 77 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

77 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 26, 2021	LPLA	S 10b5-1	926	$130.23	$120,593	27,523 Direct	-3.25%	Disposed	175.4% (price as of 2026-08-21)
Feb. 25, 2021	LPLA	F	3,008	$132.10	$397,357	23,535 Direct	-11.33%	Disposed	171.5% (price as of 2026-08-21)
Feb. 25, 2021	LPLA	A	4,914	—	—	28,449 Direct	+20.88%	Acquired	(price as of 2026-08-21)
Feb. 24, 2021	LPLA	S 10b5-1	4,669	$134.94	$630,035	26,543 Direct	-14.96%	Disposed	165.8% (price as of 2026-08-21)
Feb. 23, 2021	LPLA	M 10b5-1	8,745	$65.50	$572,798	36,229 Direct	+31.82%	Acquired	447.5% (price as of 2026-08-21)
Feb. 23, 2021	LPLA	S 10b5-1	8,745	$132.64	$1,159,937	27,484 Direct	-24.14%	Disposed	170.4% (price as of 2026-08-21)
Feb. 23, 2021	LPLA	A	7,538	—	—	35,022 Direct	+27.43%	Acquired	(price as of 2026-08-21)
Feb. 23, 2021	LPLA	F	3,810	$135.41	$515,912	31,212 Direct	-10.88%	Disposed	164.8% (price as of 2026-08-21)
Feb. 23, 2021	LPLA	M 10b5-1	8,745	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 10, 2021	LPLA	M 10b5-1	12,476	$54.81	$683,810	45,468 Direct	+37.82%	Acquired	554.3% (price as of 2026-08-21)
Feb. 10, 2021	LPLA	S 10b5-1	2,301	$126.68	$291,491	43,167 Direct	-5.06%	Disposed	183.1% (price as of 2026-08-21)
Feb. 10, 2021	LPLA	S 10b5-1	7,499	$127.45	$955,748	35,668 Direct	-17.37%	Disposed	181.4% (price as of 2026-08-21)
Feb. 10, 2021	LPLA	S 10b5-1	8,184	$128.31	$1,050,089	27,484 Direct	-22.94%	Disposed	179.5% (price as of 2026-08-21)
Feb. 10, 2021	LPLA	M 10b5-1	12,476	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 11, 2020	LPLA	G	3,048	—	—	32,992 Direct	-8.46%	Disposed	(price as of 2026-08-21)
Aug. 12, 2020	LPLA	M 10b5-1	7,317	$32.26	$236,046	43,357 Direct	+20.30%	Acquired	1011.7% (price as of 2026-08-21)
Aug. 12, 2020	LPLA	M 10b5-1	10,790	$45.55	$491,484	54,147 Direct	+24.89%	Acquired	687.3% (price as of 2026-08-21)
Aug. 12, 2020	LPLA	M 10b5-1	17,984	$45.55	$819,171	72,131 Direct	+33.21%	Acquired	687.3% (price as of 2026-08-21)
Aug. 12, 2020	LPLA	M 10b5-1	14,676	$39.48	$579,408	86,807 Direct	+20.35%	Acquired	808.4% (price as of 2026-08-21)
Aug. 12, 2020	LPLA	S 10b5-1	29,668	$84.09	$2,494,782	57,139 Direct	-34.18%	Disposed	326.5% (price as of 2026-08-21)
Aug. 12, 2020	LPLA	S 10b5-1	21,099	$84.57	$1,784,342	36,040 Direct	-36.93%	Disposed	324.1% (price as of 2026-08-21)
Aug. 12, 2020	LPLA	M 10b5-1	7,317	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 12, 2020	LPLA	M 10b5-1	10,790	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 12, 2020	LPLA	M 10b5-1	17,984	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 12, 2020	LPLA	M 10b5-1	14,676	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 9, 2020	LPLA	M 10b5-1	21,135	$31.60	$667,866	57,175 Direct	+58.64%	Acquired	1034.9% (price as of 2026-08-21)
June 9, 2020	LPLA	M 10b5-1	17,076	$24.38	$416,313	74,251 Direct	+29.87%	Acquired	1371.0% (price as of 2026-08-21)
June 9, 2020	LPLA	S 10b5-1	38,211	$85.13	$3,252,902	36,040 Direct	-51.46%	Disposed	321.3% (price as of 2026-08-21)
June 9, 2020	LPLA	M 10b5-1	21,135	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 9, 2020	LPLA	M 10b5-1	17,076	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 13, 2020	LPLA	A	11,182	—	—	41,838 Direct	+36.48%	Acquired	(price as of 2026-08-21)
March 13, 2020	LPLA	F	5,798	$59.76	$346,488	36,040 Direct	-13.86%	Disposed	500.1% (price as of 2026-08-21)
Feb. 26, 2020	LPLA	S 10b5-1	456	$84.86	$38,696	30,656 Direct	-1.47%	Disposed	322.6% (price as of 2026-08-21)
Feb. 25, 2020	LPLA	S 10b5-1	528	$87.78	$46,348	28,951 Direct	-1.79%	Disposed	308.5% (price as of 2026-08-21)
Feb. 25, 2020	LPLA	F	360	$84.48	$30,413	28,591 Direct	-1.24%	Disposed	324.5% (price as of 2026-08-21)
Feb. 25, 2020	LPLA	A	2,521	—	—	31,112 Direct	+8.82%	Acquired	(price as of 2026-08-21)
Feb. 23, 2020	LPLA	F	415	$94.86	$39,367	29,479 Direct	-1.39%	Disposed	278.1% (price as of 2026-08-21)
Jan. 27, 2020	LPLA	M 10b5-1	64,380	$19.85	$1,277,943	94,274 Direct	+215.36%	Acquired	1706.6% (price as of 2026-08-21)
Jan. 27, 2020	LPLA	S 10b5-1	64,380	$92.94	$5,983,477	29,894 Direct	-68.29%	Disposed	285.9% (price as of 2026-08-21)
Jan. 27, 2020	LPLA	M 10b5-1	64,380	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 11, 2019	LPLA	M 10b5-1	2,889	$34.61	$99,988	23,696 Direct	+13.88%	Acquired	936.2% (price as of 2026-08-21)
Sept. 11, 2019	LPLA	M 10b5-1	6,198	$32.26	$199,947	29,894 Direct	+26.16%	Acquired	1011.7% (price as of 2026-08-21)
Sept. 11, 2019	LPLA	M 10b5-1	2,889	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 11, 2019	LPLA	M 10b5-1	6,198	—	—	7,317 Direct	-45.86%	Disposed	(price as of 2026-08-21)
Sept. 10, 2019	LPLA	M 10b5-1	3,289	$19.85	$65,287	24,096 Direct	+15.81%	Acquired	1706.6% (price as of 2026-08-21)
Sept. 10, 2019	LPLA	M 10b5-1	12,120	$32.26	$390,991	36,216 Direct	+50.30%	Acquired	1011.7% (price as of 2026-08-21)
Sept. 10, 2019	LPLA	M 10b5-1	16,711	$34.61	$578,368	52,927 Direct	+46.14%	Acquired	936.2% (price as of 2026-08-21)
Sept. 10, 2019	LPLA	S 10b5-1	31,840	$80.27	$2,555,797	21,087 Direct	-60.16%	Disposed	346.8% (price as of 2026-08-21)
Sept. 10, 2019	LPLA	S 10b5-1	280	$81.07	$22,700	20,807 Direct	-1.33%	Disposed	342.4% (price as of 2026-08-21)
Sept. 10, 2019	LPLA	M 10b5-1	3,289	—	—	64,380 Direct	-4.86%	Disposed	(price as of 2026-08-21)
Sept. 10, 2019	LPLA	M 10b5-1	12,120	—	—	13,515 Direct	-47.28%	Disposed	(price as of 2026-08-21)
Sept. 10, 2019	LPLA	M 10b5-1	16,711	—	—	2,889 Direct	-85.26%	Disposed	(price as of 2026-08-21)
June 13, 2019	LPLA	F	716	$84.64	$60,602	20,807 Direct	-3.33%	Disposed	323.7% (price as of 2026-08-21)
March 13, 2019	LPLA	F	616	$74.22	$45,720	21,523 Direct	-2.78%	Disposed	383.2% (price as of 2026-08-21)
Feb. 25, 2019	LPLA	F	2,585	$77.53	$200,415	19,691 Direct	-11.60%	Disposed	362.6% (price as of 2026-08-21)
Feb. 25, 2019	LPLA	A	2,448	—	—	22,139 Direct	+12.43%	Acquired	(price as of 2026-08-21)
Feb. 25, 2019	LPLA	A	7,349	—	—	7,349 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 23, 2019	LPLA	F	415	$77.04	$31,972	22,276 Direct	-1.83%	Disposed	365.5% (price as of 2026-08-21)
Feb. 11, 2019	LPLA	M	40,000	$22.08	$883,200	62,691 Direct	+176.28%	Acquired	1524.2% (price as of 2026-08-21)
Feb. 11, 2019	LPLA	S 10b5-1	40,000	$76.94	$3,077,600	22,691 Direct	-63.81%	Disposed	366.1% (price as of 2026-08-21)
Feb. 11, 2019	LPLA	M	40,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 14, 2018	LPLA	S 10b5-1	1,627	$70.20	$114,215	22,691 Direct	-6.69%	Disposed	410.9% (price as of 2026-08-21)
March 14, 2018	LPLA	S 10b5-1	1,398	$64.76	$90,534	24,318 Direct	-5.44%	Disposed	453.8% (price as of 2026-08-21)
March 7, 2018	LPLA	S 10b5-1	2,397	$63.16	$151,395	25,716 Direct	-8.53%	Disposed	467.8% (price as of 2026-08-21)
Feb. 26, 2018	LPLA	S 10b5-1	2,764	$65.20	$180,213	28,113 Direct	-8.95%	Disposed	450.0% (price as of 2026-08-21)
Feb. 23, 2018	LPLA	A	2,827	—	—	30,877 Direct	+10.08%	Acquired	(price as of 2026-08-21)
Feb. 23, 2018	LPLA	A	8,745	—	—	8,745 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 5, 2018	LPLA	M	10,000	$27.17	$271,700	38,050 Direct	+35.65%	Acquired	1219.9% (price as of 2026-08-21)
Feb. 5, 2018	LPLA	S 10b5-1	400	$61.16	$24,464	37,650 Direct	-1.05%	Disposed	486.4% (price as of 2026-08-21)
Feb. 5, 2018	LPLA	S 10b5-1	7,100	$62.49	$443,679	30,550 Direct	-18.86%	Disposed	473.9% (price as of 2026-08-21)
Feb. 5, 2018	LPLA	S 10b5-1	2,500	$63.17	$157,925	28,050 Direct	-8.18%	Disposed	467.7% (price as of 2026-08-21)
Feb. 5, 2018	LPLA	M	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 13, 2017	LPLA	F	559	$42.08	$23,523	28,050 Direct	-1.95%	Disposed	752.2% (price as of 2026-08-21)
March 13, 2017	LPLA	A	4,193	—	—	28,609 Direct	+17.17%	Acquired	(price as of 2026-08-21)
March 13, 2017	LPLA	A	14,676	—	—	14,676 Direct	—	Acquired	(price as of 2026-08-21)
March 6, 2017	LPLA	F	295	$39.30	$11,594	24,416 Direct	-1.19%	Disposed	812.5% (price as of 2026-08-21)
Feb. 25, 2017	LPLA	F	950	$39.13	$37,174	24,711 Direct	-3.70%	Disposed	816.5% (price as of 2026-08-21)
Feb. 24, 2017	LPLA	F	232	$39.13	$9,078	25,661 Direct	-0.90%	Disposed	816.5% (price as of 2026-08-21)
Feb. 23, 2017	LPLA	M	30,000	$25.50	$765,000	55,893 Direct	+115.86%	Acquired	1306.4% (price as of 2026-08-21)
Feb. 23, 2017	LPLA	S	30,000	$39.73	$1,191,900	25,893 Direct	-53.67%	Disposed	802.6% (price as of 2026-08-21)
Feb. 23, 2017	LPLA	M	30,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 22, 2017	LPLA	F	345	$40.16	$13,855	25,893 Direct	-1.31%	Disposed	793.0% (price as of 2026-08-21)
June 13, 2016	LPLA	A	4,880	—	—	26,238 Direct	+22.85%	Acquired	(price as of 2026-08-21)
June 13, 2016	LPLA	A	17,076	—	—	17,076 Direct	—	Acquired	(price as of 2026-08-21)
March 6, 2016	LPLA	F	284	$21.44	$6,089	21,358 Direct	-1.31%	Disposed	1572.7% (price as of 2026-08-21)
Feb. 25, 2016	LPLA	A	8,290	—	—	18,531 Direct	+80.95%	Acquired	(price as of 2026-08-21)
Feb. 25, 2016	LPLA	A	3,111	—	—	21,642 Direct	+16.79%	Acquired	(price as of 2026-08-21)
Feb. 25, 2016	LPLA	A	67,669	—	—	67,669 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 24, 2016	LPLA	F	260	$19.35	$5,031	10,241 Direct	-2.48%	Disposed	1753.3% (price as of 2026-08-21)
Feb. 22, 2016	LPLA	F	329	$19.92	$6,554	10,501 Direct	-3.04%	Disposed	1700.3% (price as of 2026-08-21)
March 6, 2015	LPLA	A	2,568	—	—	9,289 Direct	+38.21%	Acquired	(price as of 2026-08-21)
March 6, 2015	LPLA	A	1,541	—	—	10,830 Direct	+16.59%	Acquired	(price as of 2026-08-21)
March 6, 2015	LPLA	A	17,984	—	—	17,984 Direct	—	Acquired	(price as of 2026-08-21)
March 6, 2015	LPLA	A	10,790	—	—	10,790 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 25, 2015	LPLA	F	1,055	$45.46	$47,960	6,721 Direct	-13.57%	Disposed	688.9% (price as of 2026-08-21)
Feb. 24, 2015	LPLA	F	235	$45.58	$10,711	7,776 Direct	-2.93%	Disposed	686.8% (price as of 2026-08-21)
Feb. 22, 2015	LPLA	F	329	$45.69	$15,032	8,011 Direct	-3.94%	Disposed	684.9% (price as of 2026-08-21)
Feb. 24, 2014	LPLA	A	2,025	—	—	8,340 Direct	+32.07%	Acquired	(price as of 2026-08-21)
Feb. 24, 2014	LPLA	A	12,476	—	—	12,476 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 22, 2014	LPLA	F	331	$54.25	$17,957	6,315 Direct	-4.98%	Disposed	561.1% (price as of 2026-08-21)

Showing latest 100 of 103 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 23, 2021	LPLA	Option to purchase Common Stock	Common Stock (8,745)	$65.50	Feb. 23, 2028	8,745	Disposed
Feb. 10, 2021	LPLA	Option to purchase Common Stock	Common Stock (12,476)	$54.81	Feb. 24, 2024	12,476	Disposed
Aug. 12, 2020	LPLA	Option to purchase Common Stock	Common Stock (7,317)	$32.26	Feb. 9, 2022	7,317	Disposed
Aug. 12, 2020	LPLA	Option to purchase Common Stock	Common Stock (10,790)	$45.55	March 6, 2025	10,790	Disposed
Aug. 12, 2020	LPLA	Option to purchase Common Stock	Common Stock (17,984)	$45.55	March 6, 2025	17,984	Disposed
Aug. 12, 2020	LPLA	Option to purchase Common Stock	Common Stock (14,676)	$39.48	March 13, 2027	14,676	Disposed
June 9, 2020	LPLA	Option to purchase Common Stock	Common Stock (21,135)	$31.60	Feb. 22, 2023	21,135	Disposed
June 9, 2020	LPLA	Option to purchase Common Stock	Common Stock (17,076)	$24.38	June 13, 2026	17,076	Disposed
Jan. 27, 2020	LPLA	Option to purchase Common Stock	Common Stock (64,380)	$19.85	Feb. 25, 2026	64,380	Disposed
Sept. 11, 2019	LPLA	Option to purchase Common Stock	Common Stock (2,889)	$34.61	Dec. 22, 2020	2,889	Disposed
Sept. 11, 2019	LPLA	Option to purchase Common Stock	Common Stock (6,198)	$32.26	Feb. 9, 2022	6,198	Disposed
Sept. 10, 2019	LPLA	Option to purchase Common Stock	Common Stock (3,289)	$19.85	Feb. 25, 2026	3,289	Disposed
Sept. 10, 2019	LPLA	Option to purchase Common Stock	Common Stock (12,120)	$32.26	Feb. 9, 2022	12,120	Disposed
Sept. 10, 2019	LPLA	Option to purchase Common Stock	Common Stock (16,711)	$34.61	Dec. 22, 2020	16,711	Disposed
Feb. 25, 2019	LPLA	Option to purchase Common Stock	Common Stock (7,349)	$77.53	Feb. 25, 2029	7,349	Acquired
Feb. 11, 2019	LPLA	Option to purchase Common Stock	Common Stock (40,000)	$22.08	Sept. 14, 2019	40,000	Disposed
Feb. 23, 2018	LPLA	Option to purchase Common Stock	Common Stock (8,745)	$65.50	Feb. 23, 2028	8,745	Acquired
Feb. 5, 2018	LPLA	Option to purchase Common Stock	Common Stock (10,000)	$27.17	June 10, 2018	10,000	Disposed
March 13, 2017	LPLA	Option to purchase Common Stock	Common Stock (14,676)	$39.48	March 13, 2027	14,676	Acquired
Feb. 23, 2017	LPLA	Option to purchase Common Stock	Common Stock (30,000)	$25.50	Aug. 20, 2017	30,000	Disposed
June 13, 2016	LPLA	Option to purchase Common Stock	Common Stock (17,076)	$24.38	June 13, 2026	17,076	Acquired
Feb. 25, 2016	LPLA	Option to purchase Common Stock	Common Stock (67,669)	$19.85	Feb. 25, 2026	67,669	Acquired
March 6, 2015	LPLA	Option to purchase Common Stock	Common Stock (17,984)	$45.55	March 6, 2025	17,984	Acquired
March 6, 2015	LPLA	Option to purchase Common Stock	Common Stock (10,790)	$45.55	March 6, 2025	10,790	Acquired
Feb. 24, 2014	LPLA	Option to purchase common stock	Common Stock (12,476)	$54.81	Feb. 24, 2024	12,476	Acquired
Feb. 22, 2013	LPLA	Option to Purchase Common Stock	Common Stock (21,135)	$31.60	Feb. 22, 2023	21,135	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 8, 2012	LPLA	Option to purchase common stock→ Common Stock (30,000)	30,000	Direct
May 8, 2012	LPLA	Option to purchase common stock→ Common Stock (10,000)	10,000	Direct
May 8, 2012	LPLA	Option to purchase common stock→ Common Stock (40,000)	40,000	Direct
May 8, 2012	LPLA	Option to purchase common stock→ Common Stock (19,600)	19,600	Direct
May 8, 2012	LPLA	Option to purchase common stock→ Common Stock (25,635)	25,635	Direct