John Barr

Insider

First SEC filing: July 12, 2011 · Latest: July 12, 2011

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 8, 2011	HRTX	A	6,322,303	—	—	6,322,303 Direct	—	Acquired	(price as of 2026-08-19)
July 8, 2011	HRTX	A	677,697	—	—	677,697 Direct	—	Acquired	(price as of 2026-08-19)
July 8, 2010	HRTX	A	46,436	—	—	46,436 Direct	—	Acquired	(price as of 2026-08-19)
July 8, 2010	HRTX	A	103,564	—	—	103,564 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 17, 2010	HRTX	A	150,000	—	—	150,000 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 16, 2009	HRTX	A	160,000	—	—	160,000 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 15, 2008	HRTX	A	117,008	$1.37	$160,301	117,008 Direct	—	Acquired	-98.9% (price as of 2026-08-19)
Jan. 15, 2008	HRTX	A	72,992	$1.37	$99,999	72,992 Direct	—	Acquired	-98.9% (price as of 2026-08-19)
Jan. 16, 2007	HRTX	A	35,000	—	—	35,000 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 10, 2006	HRTX	A	35,000	—	—	35,000 Direct	—	Acquired	(price as of 2026-08-19)
March 23, 2005	HRTX	A	25,000	$0.01	$250	51,772 Direct	+93.38%	Acquired	-61.7% (price as of 2026-08-19)
Jan. 14, 2004	HRTX	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 8, 2011	HRTX	Non-Qualified Stock Option (right to buy)	Common Stock (6,322,303)	$0.26	July 8, 2021	6,322,303	Acquired
July 8, 2011	HRTX	Incentive Stock Option (right to buy)	Common Stock (677,697)	$0.26	July 8, 2021	677,697	Acquired
July 8, 2010	HRTX	Non-Qualified Stock Option (right to buy)	Common Stock (46,436)	$0.60	July 8, 2020	46,436	Acquired
July 8, 2010	HRTX	Incentive Stock Option (right to buy)	Common Stock (103,564)	$0.60	July 8, 2020	103,564	Acquired
Feb. 17, 2010	HRTX	Incentive Stock Option (right to buy)	Common Stock (150,000)	$1.93	Feb. 17, 2020	150,000	Acquired
Jan. 16, 2009	HRTX	Non-Qualified Stock Option (right to buy)	Common Stock (160,000)	$0.71	Jan. 16, 2019	160,000	Acquired
Jan. 15, 2008	HRTX	Non-Qualified Stock Option (Right to buy) [F1]	Common Stock (117,008)	$1.37	Jan. 14, 2018	117,008	Acquired
Jan. 15, 2008	HRTX	Incentive Stock Option [F1]	Common Stock (72,992)	$1.37	Jan. 14, 2018	72,992	Acquired
Jan. 16, 2007	HRTX	Incentive Stock Option (right to buy)	Common Stock (35,000)	$1.28	Jan. 16, 2017	35,000	Acquired
Jan. 10, 2006	HRTX	Incentive Stock Option (right to buy)	Common Stock (35,000)	$1.60	Jan. 10, 2016	35,000	Acquired
Jan. 14, 2004	HRTX	Incentive Stock Option (right to buy)	Common Stock (25,000)	$2.45	Jan. 14, 2014	25,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2011	$290,385	—	—	—	$63,240	—	$8,687	$362,491
2010	$302,000	—	—	—	—	—	$17,082	$682,847
2009	$313,616	—	—	—	$47,250	—	$15,450	$488,604

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.