John D Thornton
Insider
First SEC filing: Nov. 5, 2014 · Latest: Nov. 5, 2014
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 16, 2017 | UPLD | J | 1,309,550 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 16, 2017 | UPLD | J | 873,034 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Aug. 8, 2016 | UPLD | A | 15,487 | · | · | 31,416 Direct | +97.23% | Acquired | (price as of 2026-10-02) |
| Nov. 9, 2015 | UPLD | A | 15,929 | · | · | 15,929 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 12, 2014 | UPLD | C | 80,500 | · | · | 834,572 Indirect | +10.68% | Acquired | (price as of 2026-10-02) |
| Nov. 12, 2014 | UPLD | C | 255,524 | · | · | 754,072 Indirect | +51.25% | Acquired | (price as of 2026-10-02) |
| Nov. 12, 2014 | UPLD | C | 120,750 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 12, 2014 | UPLD | C | 80,500 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 12, 2014 | UPLD | C | 255,524 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 12, 2014 | UPLD | C | 383,286 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 12, 2014 | UPLD | C | 747,822 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 12, 2014 | UPLD | C | 498,548 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 12, 2014 | UPLD | P | 57,692 | $12.00 | $692,304 | 1,309,550 Indirect | +4.61% | Acquired | -96.9% (price as of 2026-10-02) |
| Nov. 12, 2014 | UPLD | C | 120,750 | · | · | 1,251,858 Indirect | +10.68% | Acquired | (price as of 2026-10-02) |
| Nov. 12, 2014 | UPLD | C | 383,286 | · | · | 1,131,108 Indirect | +51.25% | Acquired | (price as of 2026-10-02) |
| Nov. 12, 2014 | UPLD | C | 747,822 | · | · | 747,822 Indirect | · | Acquired | (price as of 2026-10-02) |
| Nov. 12, 2014 | UPLD | P | 38,462 | $12.00 | $461,544 | 873,034 Indirect | +4.61% | Acquired | -96.9% (price as of 2026-10-02) |
| Nov. 12, 2014 | UPLD | C | 498,548 | · | · | 498,548 Indirect | · | Acquired | (price as of 2026-10-02) |
| Nov. 5, 2014 | UPLD | A | 10,416 | · | · | 10,416 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 8, 2016 | UPLD | Stock Option (right to buy) | Common Stock | $7.74 | Aug. 8, 2026 | 15,487 | Acquired |
| Nov. 9, 2015 | UPLD | Stock Option (right to buy) | Common Stock | $7.84 | Nov. 9, 2025 | 15,929 | Acquired |
| Nov. 12, 2014 | UPLD | Series C Preferred Stock | Common Stock | · | · | 120,750 | Disposed |
| Nov. 12, 2014 | UPLD | Series C Preferred Stock | Common Stock | · | · | 80,500 | Disposed |
| Nov. 12, 2014 | UPLD | Series B Preferred Stock | Common Stock | · | · | 255,524 | Disposed |
| Nov. 12, 2014 | UPLD | Series B Preferred Stock | Common Stock | · | · | 383,286 | Disposed |
| Nov. 12, 2014 | UPLD | Series A Preferred Stock | Common Stock | · | · | 747,822 | Disposed |
| Nov. 12, 2014 | UPLD | Series A Preferred Stock | Common Stock | · | · | 498,548 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 5, 2014 | UPLD | Common Stock | 0 | Direct |
| Nov. 5, 2014 | UPLD | Series A Preferred Stock | 498,548 | Indirect |
| Nov. 5, 2014 | UPLD | Series A Preferred Stock | 747,822 | Indirect |
| Nov. 5, 2014 | UPLD | Series B Preferred Stock | 255,524 | Indirect |
| Nov. 5, 2014 | UPLD | Series B Preferred Stock | 383,286 | Indirect |
| Nov. 5, 2014 | UPLD | Series C Preferred Stock | 80,500 | Indirect |
| Nov. 5, 2014 | UPLD | Series C Preferred Stock | 120,750 | Indirect |