Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 2, 2026 SIEB G 10,000 · · 9,794,994 Indirect -0.10% Disposed (price as of 2026-10-05)
Aug. 26, 2026 SIEB G 22,500 · · 9,804,994 Indirect -0.23% Disposed (price as of 2026-10-05)
March 9, 2026 SIEB G 6,000 · · 9,827,494 Indirect -0.06% Disposed (price as of 2026-10-05)
Jan. 20, 2026 SIEB G 140,000 · · 9,833,494 Indirect -1.40% Disposed (price as of 2026-10-05)
Nov. 20, 2025 SIEB G 128,000 · · 9,569,714 Indirect -1.32% Disposed (price as of 2026-10-05)
June 10, 2025 SIEB J 9,697,714 · · 9,697,714 Indirect · Acquired (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 3 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 2, 2020 SIEB Common Stock, $0.01 par value per share 10,031,236 Indirect
June 2, 2020 SIEB Common Stock, $0.01 par value per share 6,013,280 Indirect
June 2, 2020 SIEB Common Stock, $0.01 par value per share 3,177,283 Indirect