John J Nicols
Insider
First SEC filing: April 24, 2012 · Latest: April 24, 2012
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 18, 2023 | CDXS | M 10b5-1 | 35,714 | $1.97 | $70,357 | 819,679 Direct | +4.56% | Acquired | -35.0% (price as of ) |
| April 18, 2023 | CDXS | S 10b5-1 | 35,714 | $4.14 | $147,856 | 783,965 Direct | -4.36% | Disposed | -69.1% (price as of ) |
| April 18, 2023 | CDXS | M 10b5-1 | 35,714 | · | · | 142,856 Direct | -20.00% | Disposed | |
| April 17, 2023 | CDXS | M 10b5-1 | 35,714 | $1.97 | $70,357 | 819,679 Direct | +4.56% | Acquired | -35.0% (price as of ) |
| April 17, 2023 | CDXS | S 10b5-1 | 35,714 | $4.24 | $151,427 | 783,965 Direct | -4.36% | Disposed | -69.8% (price as of ) |
| April 17, 2023 | CDXS | M 10b5-1 | 35,714 | · | · | 178,570 Direct | -16.67% | Disposed | |
| March 16, 2023 | CDXS | M 10b5-1 | 35,714 | $1.97 | $70,357 | 819,679 Direct | +4.56% | Acquired | -35.0% (price as of ) |
| March 16, 2023 | CDXS | S 10b5-1 | 35,714 | $4.11 | $146,785 | 783,965 Direct | -4.36% | Disposed | -68.9% (price as of ) |
| March 16, 2023 | CDXS | M 10b5-1 | 35,714 | · | · | 214,284 Direct | -14.29% | Disposed | |
| March 15, 2023 | CDXS | M 10b5-1 | 35,714 | $1.97 | $70,357 | 819,679 Direct | +4.56% | Acquired | -35.0% (price as of ) |
| March 15, 2023 | CDXS | S 10b5-1 | 35,714 | $4.09 | $146,070 | 783,965 Direct | -4.36% | Disposed | -68.7% (price as of ) |
| March 15, 2023 | CDXS | M 10b5-1 | 35,714 | · | · | 249,998 Direct | -12.50% | Disposed | |
| Feb. 24, 2023 | CDXS | M 10b5-1 | 35,714 | $1.97 | $70,357 | 819,679 Direct | +4.56% | Acquired | -35.0% (price as of ) |
| Feb. 24, 2023 | CDXS | S 10b5-1 | 35,714 | $4.83 | $172,499 | 783,965 Direct | -4.36% | Disposed | -73.5% (price as of ) |
| Feb. 24, 2023 | CDXS | M 10b5-1 | 35,714 | · | · | 285,712 Direct | -11.11% | Disposed | |
| Feb. 23, 2023 | CDXS | S 10b5-1 | 39,785 | $5.36 | $213,248 | 783,965 Direct | -4.83% | Disposed | -76.1% (price as of ) |
| Jan. 24, 2023 | CDXS | M 10b5-1 | 35,714 | $1.97 | $70,357 | 859,464 Direct | +4.34% | Acquired | -35.0% (price as of ) |
| Jan. 24, 2023 | CDXS | S 10b5-1 | 35,714 | $6.42 | $229,284 | 823,750 Direct | -4.16% | Disposed | -80.1% (price as of ) |
| Jan. 24, 2023 | CDXS | M 10b5-1 | 35,714 | · | · | 321,426 Direct | -10.00% | Disposed | |
| Jan. 23, 2023 | CDXS | S 10b5-1 | 39,785 | $6.58 | $261,785 | 823,750 Direct | -4.61% | Disposed | -80.5% (price as of ) |
| Dec. 12, 2022 | CDXS | M 10b5-1 | 35,714 | $1.97 | $70,357 | 899,249 Direct | +4.14% | Acquired | -35.0% (price as of ) |
| Dec. 12, 2022 | CDXS | S 10b5-1 | 35,714 | $5.68 | $202,856 | 863,535 Direct | -3.97% | Disposed | -77.5% (price as of ) |
| Dec. 12, 2022 | CDXS | M 10b5-1 | 35,714 | · | · | 357,140 Direct | -9.09% | Disposed | |
| Dec. 9, 2022 | CDXS | S 10b5-1 | 39,785 | $5.66 | $225,183 | 863,535 Direct | -4.40% | Disposed | -77.4% (price as of ) |
| Nov. 16, 2022 | CDXS | M 10b5-1 | 35,714 | $1.97 | $70,357 | 939,034 Direct | +3.95% | Acquired | -35.0% (price as of ) |
| Nov. 16, 2022 | CDXS | S 10b5-1 | 35,714 | $6.36 | $227,141 | 903,320 Direct | -3.80% | Disposed | -79.9% (price as of ) |
| Nov. 16, 2022 | CDXS | M 10b5-1 | 35,714 | · | · | 392,854 Direct | -8.33% | Disposed | |
| Nov. 15, 2022 | CDXS | S 10b5-1 | 39,786 | $6.79 | $270,147 | 903,320 Direct | -4.22% | Disposed | -81.1% (price as of ) |
| Oct. 28, 2022 | CDXS | M 10b5-1 | 35,716 | $1.97 | $70,361 | 978,822 Direct | +3.79% | Acquired | -35.0% (price as of ) |
| Oct. 28, 2022 | CDXS | S 10b5-1 | 35,716 | $5.53 | $197,509 | 943,106 Direct | -3.65% | Disposed | -76.9% (price as of ) |
| Oct. 28, 2022 | CDXS | M 10b5-1 | 35,716 | · | · | 428,568 Direct | -7.69% | Disposed | |
| Oct. 27, 2022 | CDXS | S 10b5-1 | 39,786 | $5.68 | $225,984 | 943,106 Direct | -4.05% | Disposed | -77.5% (price as of ) |
| Oct. 6, 2022 | CDXS | M 10b5-1 | 35,716 | $1.97 | $70,361 | 1,018,608 Direct | +3.63% | Acquired | -35.0% (price as of ) |
| Oct. 6, 2022 | CDXS | S 10b5-1 | 35,716 | $5.99 | $213,939 | 982,892 Direct | -3.51% | Disposed | -78.6% (price as of ) |
| Oct. 6, 2022 | CDXS | M 10b5-1 | 35,716 | · | · | 464,284 Direct | -7.14% | Disposed | |
| Oct. 5, 2022 | CDXS | S 10b5-1 | 39,787 | $6.04 | $240,313 | 982,892 Direct | -3.89% | Disposed | -78.8% (price as of ) |
| Aug. 15, 2022 | CDXS | M 10b5-1 | 39,000 | $2.32 | $90,480 | 1,061,679 Direct | +3.81% | Acquired | -44.8% (price as of ) |
| Aug. 15, 2022 | CDXS | S 10b5-1 | 39,000 | $8.78 | $342,420 | 1,022,679 Direct | -3.67% | Disposed | -85.4% (price as of ) |
| Aug. 15, 2022 | CDXS | M 10b5-1 | 39,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 12, 2022 | CDXS | M 10b5-1 | 38,500 | $2.32 | $89,320 | 1,061,179 Direct | +3.76% | Acquired | -44.8% (price as of ) |
| Aug. 12, 2022 | CDXS | S 10b5-1 | 38,500 | $8.62 | $331,870 | 1,022,679 Direct | -3.63% | Disposed | -85.2% (price as of ) |
| Aug. 12, 2022 | CDXS | M 10b5-1 | 38,500 | · | · | 39,000 Direct | -49.68% | Disposed | |
| May 12, 2022 | CDXS | M 10b5-1 | 38,500 | $2.32 | $89,320 | 1,061,179 Direct | +3.76% | Acquired | -44.8% (price as of ) |
| May 12, 2022 | CDXS | S 10b5-1 | 22,091 | $10.09 | $222,898 | 1,039,088 Direct | -2.08% | Disposed | -87.3% (price as of ) |
| May 12, 2022 | CDXS | S 10b5-1 | 16,409 | $10.61 | $174,099 | 1,022,679 Direct | -1.58% | Disposed | -87.9% (price as of ) |
| May 12, 2022 | CDXS | M 10b5-1 | 38,500 | · | · | 77,500 Direct | -33.19% | Disposed | |
| May 11, 2022 | CDXS | M 10b5-1 | 38,500 | $2.32 | $89,320 | 1,061,179 Direct | +3.76% | Acquired | -44.8% (price as of ) |
| May 11, 2022 | CDXS | S 10b5-1 | 38,500 | $10.31 | $396,935 | 1,022,679 Direct | -3.63% | Disposed | -87.6% (price as of ) |
| May 11, 2022 | CDXS | M 10b5-1 | 38,500 | · | · | 116,000 Direct | -24.92% | Disposed | |
| March 10, 2022 | CDXS | M 10b5-1 | 38,500 | $2.32 | $89,320 | 1,061,179 Direct | +3.76% | Acquired | -44.8% (price as of ) |
| March 10, 2022 | CDXS | S 10b5-1 | 38,500 | $18.93 | $728,805 | 1,022,679 Direct | -3.63% | Disposed | -93.2% (price as of ) |
| March 10, 2022 | CDXS | M 10b5-1 | 38,500 | · | · | 154,500 Direct | -19.95% | Disposed | |
| March 9, 2022 | CDXS | M 10b5-1 | 38,500 | $2.32 | $89,320 | 1,061,179 Direct | +3.76% | Acquired | -44.8% (price as of ) |
| March 9, 2022 | CDXS | S 10b5-1 | 38,500 | $19.30 | $743,050 | 1,022,679 Direct | -3.63% | Disposed | -93.4% (price as of ) |
| March 9, 2022 | CDXS | M 10b5-1 | 38,500 | · | · | 193,000 Direct | -16.63% | Disposed | |
| Feb. 8, 2022 | CDXS | A | 200,062 | · | · | 200,062 Direct | · | Acquired | |
| Feb. 7, 2022 | CDXS | A | 40,000 | · | · | 40,000 Direct | · | Acquired | |
| Nov. 11, 2021 | CDXS | M 10b5-1 | 38,500 | $2.32 | $89,320 | 1,061,179 Direct | +3.76% | Acquired | -44.8% (price as of ) |
| Nov. 11, 2021 | CDXS | S 10b5-1 | 27,173 | $38.19 | $1,037,737 | 1,034,006 Direct | -2.56% | Disposed | -96.6% (price as of ) |
| Nov. 11, 2021 | CDXS | S 10b5-1 | 11,327 | $39.07 | $442,546 | 1,022,679 Direct | -1.10% | Disposed | -96.7% (price as of ) |
| Nov. 11, 2021 | CDXS | M 10b5-1 | 38,500 | · | · | 231,500 Direct | -14.26% | Disposed | |
| Nov. 10, 2021 | CDXS | M 10b5-1 | 35,000 | $3.46 | $121,100 | 1,057,679 Direct | +3.42% | Acquired | -63.0% (price as of ) |
| Nov. 10, 2021 | CDXS | S 10b5-1 | 1,475 | $39.12 | $57,702 | 1,056,204 Direct | -0.14% | Disposed | -96.7% (price as of ) |
| Nov. 10, 2021 | CDXS | S 10b5-1 | 14,071 | $39.85 | $560,729 | 1,042,133 Direct | -1.33% | Disposed | -96.8% (price as of ) |
| Nov. 10, 2021 | CDXS | S 10b5-1 | 19,454 | $40.69 | $791,583 | 1,022,679 Direct | -1.87% | Disposed | -96.9% (price as of ) |
| Nov. 10, 2021 | CDXS | M 10b5-1 | 35,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 13, 2021 | CDXS | M 10b5-1 | 35,000 | $3.46 | $121,100 | 1,057,679 Direct | +3.42% | Acquired | -63.0% (price as of ) |
| Aug. 13, 2021 | CDXS | S 10b5-1 | 35,000 | $23.77 | $831,950 | 1,022,679 Direct | -3.31% | Disposed | -94.6% (price as of ) |
| Aug. 13, 2021 | CDXS | M 10b5-1 | 35,000 | · | · | 35,000 Direct | -50.00% | Disposed | |
| Aug. 12, 2021 | CDXS | M 10b5-1 | 35,000 | $3.46 | $121,100 | 1,057,679 Direct | +3.42% | Acquired | -63.0% (price as of ) |
| Aug. 12, 2021 | CDXS | S 10b5-1 | 34,066 | $24.51 | $834,958 | 1,023,613 Direct | -3.22% | Disposed | -94.8% (price as of ) |
| Aug. 12, 2021 | CDXS | S 10b5-1 | 934 | $25.29 | $23,621 | 1,022,679 Direct | -0.09% | Disposed | -94.9% (price as of ) |
| Aug. 12, 2021 | CDXS | M 10b5-1 | 35,000 | · | · | 70,000 Direct | -33.33% | Disposed | |
| May 18, 2021 | CDXS | M 10b5-1 | 35,000 | $3.46 | $121,100 | 1,057,679 Direct | +3.42% | Acquired | -63.0% (price as of ) |
| May 18, 2021 | CDXS | S 10b5-1 | 13,877 | $18.56 | $257,557 | 1,043,802 Direct | -1.31% | Disposed | -93.1% (price as of ) |
| May 18, 2021 | CDXS | S 10b5-1 | 21,123 | $18.93 | $399,858 | 1,022,679 Direct | -2.02% | Disposed | -93.2% (price as of ) |
| May 18, 2021 | CDXS | M 10b5-1 | 35,000 | · | · | 105,000 Direct | -25.00% | Disposed | |
| May 17, 2021 | CDXS | M 10b5-1 | 35,385 | $3.46 | $122,432 | 1,058,064 Direct | +3.46% | Acquired | -63.0% (price as of ) |
| May 17, 2021 | CDXS | S 10b5-1 | 35,385 | $18.12 | $641,176 | 1,022,679 Direct | -3.34% | Disposed | -92.9% (price as of ) |
| May 17, 2021 | CDXS | M 10b5-1 | 35,385 | · | · | 140,000 Direct | -20.18% | Disposed | |
| Feb. 16, 2021 | CDXS | A | 198,000 | · | · | 198,000 Direct | · | Acquired | |
| Feb. 16, 2021 | CDXS | A | 35,000 | · | · | 35,000 Direct | · | Acquired | |
| Feb. 11, 2020 | CDXS | A | 138,600 | · | · | 138,600 Direct | · | Acquired | |
| Feb. 11, 2020 | CDXS | A | 50,000 | · | · | 50,000 Direct | · | Acquired | |
| Sept. 12, 2019 | CDXS | G | 60,000 | · | · | 1,022,679 Direct | -5.54% | Disposed | |
| Aug. 20, 2019 | CDXS | P | 10,000 | $13.30 | $133,000 | 1,082,679 Direct | +0.93% | Acquired | -90.4% (price as of ) |
| Aug. 20, 2019 | CDXS | P | 10,000 | $13.30 | $133,000 | 1,082,679 Direct | +0.93% | Acquired | -90.4% (price as of ) |
| March 19, 2019 | CDXS | M 10b5-1 | 40,000 | $3.46 | $138,400 | 1,112,679 Direct | +3.73% | Acquired | -63.0% (price as of ) |
| March 19, 2019 | CDXS | S 10b5-1 | 40,000 | $20.79 | $831,600 | 1,072,679 Direct | -3.59% | Disposed | -93.8% (price as of ) |
| March 19, 2019 | CDXS | M 10b5-1 | 40,000 | · | · | 175,385 Direct | -18.57% | Disposed | |
| March 18, 2019 | CDXS | M 10b5-1 | 15,072 | $3.46 | $52,149 | 1,087,751 Direct | +1.41% | Acquired | -63.0% (price as of ) |
| March 18, 2019 | CDXS | S 10b5-1 | 15,072 | $20.95 | $315,758 | 1,072,679 Direct | -1.39% | Disposed | -93.9% (price as of ) |
| March 18, 2019 | CDXS | M 10b5-1 | 15,072 | · | · | 215,385 Direct | -6.54% | Disposed | |
| Feb. 20, 2019 | CDXS | A | 383,500 | · | · | 383,500 Direct | · | Acquired | |
| Feb. 20, 2019 | CDXS | A | 40,000 | · | · | 40,000 Direct | · | Acquired | |
| Dec. 7, 2018 | CDXS | M 10b5-1 | 3,812 | $3.46 | $13,190 | 1,076,491 Direct | +0.36% | Acquired | -63.0% (price as of ) |
| Dec. 7, 2018 | CDXS | S 10b5-1 | 3,812 | $22.09 | $84,207 | 1,072,679 Direct | -0.35% | Disposed | -94.2% (price as of ) |
| Dec. 6, 2018 | CDXS | M 10b5-1 | 40,000 | $3.46 | $138,400 | 1,112,679 Direct | +3.73% | Acquired | -63.0% (price as of ) |
| Dec. 6, 2018 | CDXS | S 10b5-1 | 40,000 | $21.75 | $870,000 | 1,072,679 Direct | -3.59% | Disposed | -94.1% (price as of ) |
| Dec. 6, 2018 | CDXS | M 10b5-1 | 40,000 | · | · | 234,269 Direct | -14.58% | Disposed |
Loaded 100 of 217 rows
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 18, 2023 | CDXS | Stock Option (Right to Buy) | Common Stock | $1.97 | Feb. 24, 2024 | 35,714 | Disposed |
| April 17, 2023 | CDXS | Stock Option (Right to Buy) | Common Stock | $1.97 | Feb. 24, 2024 | 35,714 | Disposed |
| March 16, 2023 | CDXS | Stock Option (Right to Buy) | Common Stock | $1.97 | Feb. 24, 2024 | 35,714 | Disposed |
| March 15, 2023 | CDXS | Stock Option (Right to Buy) | Common Stock | $1.97 | Feb. 23, 2024 | 35,714 | Disposed |
| Feb. 24, 2023 | CDXS | Stock Option (Right to Buy) | Common Stock | $1.97 | Feb. 23, 2024 | 35,714 | Disposed |
| Jan. 24, 2023 | CDXS | Stock Option (Right to Buy) | Common Stock | $1.97 | Feb. 23, 2024 | 35,714 | Disposed |
| Dec. 12, 2022 | CDXS | Stock Option (Right to Buy) | Common Stock | $1.97 | Feb. 23, 2024 | 35,714 | Disposed |
| Nov. 16, 2022 | CDXS | Stock Option (Right to Buy) | Common Stock | $1.97 | Feb. 23, 2024 | 35,714 | Disposed |
| Oct. 28, 2022 | CDXS | Stock Option (Right to Buy) | Common Stock | $1.97 | Feb. 23, 2024 | 35,716 | Disposed |
| Oct. 6, 2022 | CDXS | Stock Option (Right to Buy) | Common Stock | $1.97 | Feb. 23, 2024 | 35,716 | Disposed |
| Aug. 15, 2022 | CDXS | Stock Option (Right to Buy) | Common Stock | $2.32 | Jan. 24, 2023 | 39,000 | Disposed |
| Aug. 12, 2022 | CDXS | Stock Option (Right to Buy) | Common Stock | $2.32 | Jan. 24, 2023 | 38,500 | Disposed |
| May 12, 2022 | CDXS | Stock Option (Right to Buy) | Common Stock | $2.32 | Jan. 24, 2023 | 38,500 | Disposed |
| May 11, 2022 | CDXS | Stock Option (Right to Buy) | Common Stock | $2.32 | Jan. 24, 2023 | 38,500 | Disposed |
| March 10, 2022 | CDXS | Stock Option (Right to Buy) | Common Stock | $2.32 | Jan. 24, 2023 | 38,500 | Disposed |
| March 9, 2022 | CDXS | Stock Option (Right to Buy) | Common Stock | $2.32 | Jan. 24, 2023 | 38,500 | Disposed |
| Feb. 8, 2022 | CDXS | Stock Option (Right to Buy) | Common Stock | $26.16 | Feb. 16, 2031 | 200,062 | Acquired |
| Feb. 7, 2022 | CDXS | Stock Option (Right to Buy) | Common Stock | $19.39 | Feb. 7, 2032 | 40,000 | Acquired |
| Nov. 11, 2021 | CDXS | Stock Option (Right to Buy) | Common Stock | $2.32 | Jan. 24, 2023 | 38,500 | Disposed |
| Nov. 10, 2021 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 35,000 | Disposed |
| Aug. 13, 2021 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 35,000 | Disposed |
| Aug. 12, 2021 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 35,000 | Disposed |
| May 18, 2021 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 35,000 | Disposed |
| May 17, 2021 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 35,385 | Disposed |
| Feb. 16, 2021 | CDXS | Stock Option (Right to Buy) | Common Stock | $14.43 | Feb. 11, 2030 | 198,000 | Acquired |
| Feb. 16, 2021 | CDXS | Stock Option (Right to Buy) | Common Stock | $26.16 | Feb. 16, 2031 | 35,000 | Acquired |
| Feb. 11, 2020 | CDXS | Stock Option (Right to Buy) | Common Stock | $21.80 | Feb. 20, 2029 | 138,600 | Acquired |
| Feb. 11, 2020 | CDXS | Stock Option (Right to Buy) | Common Stock | $14.43 | Feb. 11, 2030 | 50,000 | Acquired |
| March 19, 2019 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 40,000 | Disposed |
| March 18, 2019 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 15,072 | Disposed |
| Feb. 20, 2019 | CDXS | Stock Option (Right to Buy) | Common Stock | $8.95 | Feb. 20, 2028 | 383,500 | Acquired |
| Feb. 20, 2019 | CDXS | Stock Option (Right to Buy) | Common Stock | $21.80 | Feb. 20, 2029 | 40,000 | Acquired |
| Dec. 7, 2018 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 40,000 | Disposed |
| Dec. 6, 2018 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 40,000 | Disposed |
| Sept. 28, 2018 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 40,000 | Disposed |
| Sept. 27, 2018 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 40,000 | Disposed |
| Aug. 15, 2018 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 2,400 | Disposed |
| Aug. 14, 2018 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 11,859 | Disposed |
| June 11, 2018 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 1,800 | Disposed |
| June 8, 2018 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 7,207 | Disposed |
| March 23, 2018 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 16,154 | Acquired |
| March 22, 2018 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 6,311 | Acquired |
| Feb. 21, 2018 | CDXS | Stock Option (Right to Buy) | Common Stock | $9.05 | Feb. 21, 2028 | 130,000 | Acquired |
| Feb. 20, 2018 | CDXS | Stock Option (Right to Buy) | Common Stock | · | Feb. 20, 2028 | 130,000 | Acquired |
| Feb. 5, 2018 | CDXS | Stock Option (Right to Buy) | Common Stock | $4.60 | Feb. 2, 2027 | 671,000 | Acquired |
| Feb. 3, 2017 | CDXS | Stock Option (Right to Buy) | Common Stock | $4.60 | Feb. 3, 2027 | 220,000 | Acquired |
| Feb. 19, 2016 | CDXS | Stock Option (Right to Buy) | Common Stock | $4.10 | Feb. 18, 2026 | 211,000 | Acquired |
| Feb. 11, 2015 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.39 | Feb. 10, 2025 | 306,000 | Acquired |
| Feb. 24, 2014 | CDXS | Stock Option (Right to Buy) | Common Stock | $1.97 | Feb. 23, 2024 | 500,000 | Acquired |
| Jan. 24, 2013 | CDXS | Stock Option (Right to Buy) | Common Stock | $2.32 | Jan. 23, 2023 | 270,000 | Acquired |
| June 13, 2012 | CDXS | Stock Option (Right to Buy) | Common Stock | $3.46 | June 12, 2022 | 400,000 | Acquired |
| April 20, 2012 | ALB | Non-Qualified Stock Option | Common Stock | $22.45 | March 31, 2019 | 60,000 | Disposed |
| April 1, 2012 | ALB | Restricted Stock Unit | Common Stock | · | · | 6,000 | Disposed |
| Feb. 24, 2012 | ALB | Performance Unit | Common Stock | · | · | 8,400 | Disposed |
| Feb. 24, 2012 | ALB | Non-Qualified Stock Option | Common Stock | $66.14 | Feb. 24, 2022 | 14,000 | Acquired |
| Jan. 31, 2011 | ALB | Non-Qualified Stock Option | Common Stock | $56.16 | Jan. 30, 2021 | 13,000 | Acquired |
| March 12, 2010 | ALB | Non-Qualified Stock Option | Common Stock | $41.94 | March 12, 2020 | 15,000 | Acquired |
| March 12, 2010 | ALB | Restricted Stock Unit | Common Stock | · | · | 15,000 | Acquired |
| April 1, 2009 | ALB | Non-qualified Stock Option (right to buy) | Common Stock | $22.45 | April 1, 2019 | 60,000 | Acquired |
| April 1, 2009 | ALB | Restricted Stock Units | Common Stock | · | · | 6,000 | Acquired |
| Jan. 1, 2009 | ALB | Performance Unit | Common Stock | · | · | 22,500 | Disposed |
| Feb. 5, 2008 | ALB | Performance Unit | Common Stock | · | · | 45,000 | Acquired |
| Feb. 5, 2008 | ALB | Performance Unit | Common Stock | · | · | 22,500 | Disposed |
| Feb. 20, 2007 | ALB | Nonqualified Option (right to buy) | Common Stock | $25.83 | Jan. 29, 2013 | 6,000 | Disposed |
| Jan. 3, 2007 | ALB | Performance Unit | Common Stock | · | · | 7,500 | Disposed |
| June 12, 2006 | ALB | Nonqualifed Option | Common Stock | $25.83 | Jan. 29, 2013 | 12,000 | Disposed |
| Feb. 16, 2006 | ALB | Performance Unit | Common Stock | · | · | 15,000 | Acquired |
| Feb. 16, 2006 | ALB | Performance Unit | Common Stock | · | · | 7,500 | Disposed |
| Nov. 3, 2005 | ALB | Nonqualifed Option | Common Stock | $20.00 | April 21, 2008 | 3,900 | Disposed |
| Nov. 3, 2005 | ALB | Nonqualified Option | Common Stock | $23.45 | Feb. 21, 2007 | 8,000 | Disposed |
| Nov. 9, 2004 | ALB | Nonqualified Option | Common Stock | $25.75 | April 21, 2008 | 12,000 | Disposed |
| Nov. 9, 2004 | ALB | Nonqualified Option | Common Stock | $15.94 | Feb. 21, 2007 | 4,500 | Disposed |
| Nov. 9, 2004 | ALB | Nonqualified Option | Common Stock | $24.38 | Jan. 24, 2011 | 6,000 | Disposed |
| Jan. 29, 2004 | ALB | Performance Unit | Common Stock | · | · | 250 | Disposed |
| Jan. 29, 2004 | ALB | Performance Unit | Common Stock | · | · | 250 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Holdings reported on Form 4 38 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| April 3, 2012 | ALB | Common Stock | 21,060 | · | · | Indirect |
| Feb. 28, 2012 | ALB | Common Stock | 21,060 | · | · | Indirect |
| Aug. 31, 2011 | ALB | Common Stock | 15,171 | · | · | Direct |
| March 1, 2011 | ALB | Common Stock | 18,135 | · | · | Indirect |
| March 1, 2011 | ALB | Common Stock | 15,171 | · | · | Direct |
| March 1, 2011 | ALB | Phantom Stock [F3] | 856 | · | · | Indirect |
| May 3, 2010 | ALB | Common Stock | 17,598 | · | · | Indirect |
| March 16, 2010 | ALB | Common Stock | 17,468 | · | · | Indirect |
| March 16, 2010 | ALB | Common Stock | 30,821 | · | · | Direct |
| March 16, 2010 | ALB | Phantom Stock | 703 | · | · | Direct |
| Dec. 9, 2009 | ALB | Common Stock | 17,227 | · | · | Indirect |
| Dec. 9, 2009 | ALB | Phantom Stock | 701 | · | · | Direct |
| April 3, 2009 | ALB | Common Stock | 120 | · | · | Indirect |
| April 3, 2009 | ALB | Common Stock | 16,469 | · | · | Indirect |
| April 3, 2009 | ALB | Common Stock | 30,699 | · | · | Direct |
| April 3, 2009 | ALB | Phantom Stock | 755 | · | · | Direct |
| Jan. 2, 2009 | ALB | Common Stock | 120 | · | · | Indirect |
| Jan. 2, 2009 | ALB | Common Stock | 15,991 | · | · | Indirect |
| Feb. 6, 2008 | ALB | Common Stock | 120 | · | · | Indirect |
| Feb. 6, 2008 | ALB | Common Stock | 15,452 | · | · | Indirect |
| Oct. 31, 2007 | ALB | Common Stock | 120 | · | · | Indirect |
| Oct. 31, 2007 | ALB | Common Stock | 15,322 | · | · | Indirect |
| Feb. 21, 2007 | ALB | Common Stock | 60 | · | · | Indirect |
| Feb. 21, 2007 | ALB | Common Stock | 7,418 | · | · | Indirect |
| Jan. 5, 2007 | ALB | Common Stock | 60 | · | · | Indirect |
| Jan. 5, 2007 | ALB | Common Stock | 7,280 | · | · | Indirect |
| June 13, 2006 | ALB | Common Stock | 60 | · | · | Indirect |
| June 13, 2006 | ALB | Common Stock | 7,172 | · | · | Indirect |
| Feb. 21, 2006 | ALB | Common Stock | 60 | · | · | Indirect |
| Feb. 21, 2006 | ALB | Common Stock | 6,928 | · | · | Indirect |
| Nov. 7, 2005 | ALB | Common Stock | 60 | · | · | Indirect |
| Nov. 7, 2005 | ALB | Common Stock | 6,724 | · | · | Indirect |
| Nov. 12, 2004 | ALB | Common Stock | 59 | · | · | Indirect |
| Nov. 12, 2004 | ALB | Common Stock | 6,109 | · | · | Indirect |
| Feb. 2, 2004 | ALB | Common Stock | 57 | · | · | Indirect |
| Feb. 2, 2004 | ALB | Common Stock | 5,210 | · | · | Indirect |
| Jan. 6, 2004 | ALB | Common Stock | 57 | · | · | Indirect |
| Jan. 6, 2004 | ALB | Common Stock | 5,089 | · | · | Indirect |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2010 | $379,588 | · | · | · | $475,000 | $245,158 | $31,067 | $2,632,269 |
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2022 | $603,208 | · | · | · | $282,547 | · | $13,040 | $3,419,955 |
| 2021 | $696,562 | · | · | · | $619,000 | · | $13,040 | $3,438,179 |
| 2020 | $686,667 | $168,188 | · | · | $297,562 | · | $12,640 | $2,960,857 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.