John Michael Middlecott Banham

Insider

First SEC filing: July 30, 2007 · Latest: Feb. 14, 2008

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 38 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

38 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 25, 2020	BGMS	A	5,200	—	—	5,200 Direct	—	Acquired	(price as of 2026-08-20)
May 29, 2019	BGMS	A	18,750	—	—	18,750 Direct	—	Acquired	(price as of 2026-08-20)
May 31, 2018	BGMS	A	8,576	—	—	8,576 Direct	—	Acquired	(price as of 2026-08-20)
May 2, 2014	IVZ	A	1,008	—	—	20,112 Direct	+5.28%	Acquired	(price as of 2026-08-20)
Jan. 31, 2014	IVZ	A	714	—	—	19,104 Direct	+3.88%	Acquired	(price as of 2026-08-20)
Nov. 15, 2013	IVZ	S	3,975	$33.79	$134,315	18,390 Direct	-17.77%	Disposed	-5.0% (price as of 2026-08-20)
Nov. 1, 2013	IVZ	A	701	—	—	22,365 Direct	+3.24%	Acquired	(price as of 2026-08-20)
Aug. 1, 2013	IVZ	A	718	—	—	21,664 Direct	+3.43%	Acquired	(price as of 2026-08-20)
May 22, 2013	BGMS	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-20)
May 10, 2013	IVZ	S	8,500	$33.72	$286,620	20,946 Direct	-28.87%	Disposed	-4.8% (price as of 2026-08-20)
May 1, 2013	IVZ	A	755	—	—	29,446 Direct	+2.63%	Acquired	(price as of 2026-08-20)
Feb. 1, 2013	IVZ	A	855	—	—	28,691 Direct	+3.07%	Acquired	(price as of 2026-08-20)
Nov. 2, 2012	IVZ	A	973	—	—	27,836 Direct	+3.62%	Acquired	(price as of 2026-08-20)
Aug. 24, 2012	IVZ	S	2,353	$23.51	$55,319	26,863 Direct	-8.05%	Disposed	36.5% (price as of 2026-08-20)
July 27, 2012	IVZ	A	1,073	—	—	29,216 Direct	+3.81%	Acquired	(price as of 2026-08-20)
May 23, 2012	BGMS	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-20)
April 27, 2012	IVZ	A	946	—	—	28,143 Direct	+3.48%	Acquired	(price as of 2026-08-20)
Jan. 27, 2012	IVZ	A	1,033	—	—	27,197 Direct	+3.95%	Acquired	(price as of 2026-08-20)
Oct. 25, 2011	IVZ	A	1,263	—	—	26,164 Direct	+5.07%	Acquired	(price as of 2026-08-20)
July 27, 2011	IVZ	A	1,066	—	—	24,901 Direct	+4.47%	Acquired	(price as of 2026-08-20)
May 24, 2011	BGMS	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-20)
April 28, 2011	IVZ	A	951	—	—	23,835 Direct	+4.16%	Acquired	(price as of 2026-08-20)
Jan. 28, 2011	IVZ	A	963	—	—	22,884 Direct	+4.39%	Acquired	(price as of 2026-08-20)
Oct. 26, 2010	IVZ	A	1,062	—	—	21,921 Direct	+5.09%	Acquired	(price as of 2026-08-20)
July 28, 2010	IVZ	A	1,228	—	—	20,859 Direct	+6.26%	Acquired	(price as of 2026-08-20)
April 29, 2010	IVZ	A	1,003	—	—	19,631 Direct	+5.38%	Acquired	(price as of 2026-08-20)
March 29, 2010	BGMS	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 29, 2010	IVZ	A	906	—	—	18,628 Direct	+5.11%	Acquired	(price as of 2026-08-20)
Oct. 21, 2009	IVZ	A	767	—	—	17,722 Direct	+4.52%	Acquired	(price as of 2026-08-20)
July 28, 2009	IVZ	A	916	—	—	16,955 Direct	+5.71%	Acquired	(price as of 2026-08-20)
April 24, 2009	IVZ	A	1,192	—	—	16,039 Direct	+8.03%	Acquired	(price as of 2026-08-20)
March 27, 2009	BGMS	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 2, 2009	IVZ	A	1,401	—	—	14,847 Direct	+10.42%	Acquired	(price as of 2026-08-20)
Oct. 30, 2008	IVZ	A	1,217	—	—	13,446 Direct	+9.95%	Acquired	(price as of 2026-08-20)
July 25, 2008	IVZ	A	787	—	—	12,229 Direct	+6.88%	Acquired	(price as of 2026-08-20)
May 16, 2008	IVZ	A	714	—	—	11,442 Direct	+6.66%	Acquired	(price as of 2026-08-20)
Feb. 20, 2008	IVZ	A	1,593	—	—	10,728 Direct	+17.44%	Acquired	(price as of 2026-08-20)
Feb. 19, 2008	BGMS	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-20)
March 9, 2007	BGMS	A	31,250	—	—	31,250 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 7, 2006	BGMS	P	3,500	$5.86	$20,510	36,847 Direct	+10.50%	Acquired	-100.0% (price as of 2026-08-20)
June 14, 2006	BGMS	A	18,750	$6.40	$120,000	18,750 Direct	—	Acquired	-100.0% (price as of 2026-08-20)
March 27, 2006	BGMS	J	33,347	—	—	33,347 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 25, 2020	BGMS	Stock Option (right to buy)	Common Stock (5,200)	$4.70	June 25, 2030	5,200	Acquired
May 29, 2019	BGMS	Stock Option (right to buy)	Common Stock (18,750)	$0.64	May 29, 2029	18,750	Acquired
May 31, 2018	BGMS	Stock Option (right to buy)	Common Stock (8,576)	$1.42	May 31, 2028	8,576	Acquired
May 22, 2013	BGMS	Option	Common Stock (5,000)	$2.99	May 22, 2023	5,000	Acquired
May 23, 2012	BGMS	Option	Common Stock (25,000)	$0.47	May 23, 2022	25,000	Acquired
May 24, 2011	BGMS	Option	Common Stock (25,000)	$1.53	May 24, 2021	25,000	Acquired
March 29, 2010	BGMS	Option	Common Stock (25,000)	$2.38	March 29, 2020	25,000	Acquired
March 27, 2009	BGMS	Option	Common Stock (25,000)	$0.40	March 27, 2019	25,000	Acquired
Feb. 19, 2008	BGMS	Option	Common Stock (25,000)	$4.31	Feb. 19, 2018	25,000	Acquired
March 9, 2007	BGMS	Options	Common Stock (31,250)	$7.80	March 9, 2017	31,250	Acquired
June 14, 2006	BGMS	Common Stock Option	Common Stock (18,750)	$6.40	June 14, 2016	18,750	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 30, 2007	IVZ	Ordinary Shares , par value $0.10 per share	18,271	Direct
March 29, 2006	BGMS	Common Stock, par value $0.001 per share	0	Direct
March 29, 2006	BGMS	6% Convertible Exchangeable Pref Stock par $0.001 per share	0	Direct