John Randall Waterfield

Insider

First SEC filing: March 2, 2020 · Latest: March 2, 2020

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 28, 2020	ASUR	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 28, 2020	ASUR	D	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 20, 2019	ASUR	S	2,161	$8.53	$18,433	32,786 Direct	-6.18%	Disposed	-2.1% (price as of 2026-08-21)
Nov. 20, 2019	ASUR	S	97,839	$8.46	$827,718	34,947 Direct	-73.68%	Disposed	-1.3% (price as of 2026-08-21)
Nov. 19, 2019	ASUR	S	5,000	$8.67	$43,350	133,136 Direct	-3.62%	Disposed	-3.7% (price as of 2026-08-21)
Nov. 19, 2019	ASUR	S	350	$8.59	$3,006	132,786 Direct	-0.26%	Disposed	-2.8% (price as of 2026-08-21)
Nov. 19, 2019	ASUR	S	10,000	$8.62	$86,200	138,136 Direct	-6.75%	Disposed	-3.1% (price as of 2026-08-21)
Sept. 2, 2019	ASUR	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 24, 2018	ASUR	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 24, 2018	ASUR	A	2,000	—	—	148,136 Direct	+1.37%	Acquired	(price as of 2026-08-21)
Aug. 30, 2016	ASUR	P	5,625	$2.33	$13,106	146,136 Direct	+4.00%	Acquired	258.4% (price as of 2026-08-21)
March 31, 2015	ASUR	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-21)
March 31, 2015	ASUR	A	5,000	—	—	10,625 Direct	+88.89%	Acquired	(price as of 2026-08-21)
May 30, 2013	ASUR	P	94,161	$5.31	$499,995	140,511 Direct	+203.15%	Acquired	57.3% (price as of 2026-08-21)
Jan. 23, 2013	RFIL	S	1,500	$5.91	$8,865	40,034 Direct	-3.61%	Disposed	95.9% (price as of 2026-08-21)
Jan. 23, 2013	RFIL	S	6,000	$5.93	$35,580	34,034 Direct	-14.99%	Disposed	95.3% (price as of 2026-08-21)
Jan. 23, 2013	RFIL	S	3,400	$5.95	$20,230	30,634 Direct	-9.99%	Disposed	94.6% (price as of 2026-08-21)
Jan. 23, 2013	RFIL	S	100	$5.95	$595	30,534 Direct	-0.33%	Disposed	94.6% (price as of 2026-08-21)
Jan. 23, 2013	RFIL	S	1,300	$5.96	$7,748	29,234 Direct	-4.26%	Disposed	94.3% (price as of 2026-08-21)
Jan. 23, 2013	RFIL	S	2,468	$5.97	$14,734	26,766 Direct	-8.44%	Disposed	94.0% (price as of 2026-08-21)
Jan. 23, 2013	RFIL	S	3,000	$5.99	$17,970	23,766 Direct	-11.21%	Disposed	93.3% (price as of 2026-08-21)
Jan. 23, 2013	RFIL	S	1,600	$6.00	$9,600	22,166 Direct	-6.73%	Disposed	93.0% (price as of 2026-08-21)
Jan. 23, 2013	RFIL	S	4,000	$6.05	$24,200	18,166 Direct	-18.05%	Disposed	91.4% (price as of 2026-08-21)
Jan. 23, 2013	RFIL	S	7,500	$6.05	$45,375	10,666 Direct	-41.29%	Disposed	91.4% (price as of 2026-08-21)
Jan. 23, 2013	RFIL	S	1,666	$6.06	$10,096	9,000 Direct	-15.62%	Disposed	91.1% (price as of 2026-08-21)
Jan. 23, 2013	RFIL	S	500	$6.11	$3,055	8,500 Direct	-5.56%	Disposed	89.5% (price as of 2026-08-21)
Jan. 23, 2013	RFIL	S	100	$6.14	$614	8,400 Direct	-1.18%	Disposed	88.6% (price as of 2026-08-21)
Jan. 23, 2013	RFIL	S	4,900	$6.15	$30,135	3,500 Direct	-58.33%	Disposed	88.3% (price as of 2026-08-21)
Jan. 23, 2013	RFIL	S	3,500	$6.15	$21,525	0 Direct	-100.00%	Disposed	88.3% (price as of 2026-08-21)
Aug. 30, 2012	RFIL	A	11,468	—	—	11,468 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 9, 2012	ASUR	P	41,700	$5.75	$239,775	46,350 Direct	-47.36%	Disposed	45.2% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 28, 2020	ASUR	Stock Option (Option to Buy)	Common Stock (5,000)	$5.76	June 14, 2020	5,000	Acquired
Feb. 28, 2020	ASUR	Stock Option (Option to Buy)	Common Stock (5,000)	$5.76	March 31, 2020	5,000	Disposed
Sept. 2, 2019	ASUR	Stock Option (Option to Buy)	Common Stock (5,000)	$6.44	Sept. 2, 2024	5,000	Acquired
Aug. 24, 2018	ASUR	Common Stock Option (Right to Buy)	Common Stock ($0.01 par value) (10,000)	$14.32	Aug. 24, 2023	10,000	Acquired
March 31, 2015	ASUR	Common Stock Option (Right to Buy)	Common Stock ($0.01 par value) (5,000)	$5.76	March 31, 2020	5,000	Acquired
March 31, 2015	ASUR	Common Stock Option (Right to Buy)	Common Stock ($0.01 par value) (5,000)	$5.76	March 31, 2020	5,000	Acquired
Aug. 30, 2012	RFIL	Stock Option	Common Stock (11,468)	$4.12	Aug. 30, 2017	11,468	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 14, 2011	RFIL	Common Stock	41,534	Direct
June 28, 2011	ASUR	Asure Software, Inc. Common Stock ($0.01 par value)	3,100	Direct