John Varian
CIK 1416176 · View on SEC EDGAR ↗
First SEC filing: May 22, 2017 · Latest: May 22, 2017
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 16, 2017 | XOMA | S | 39,540 | $6.24 | $246,730 | 2,344 Direct | -94.40% | Disposed | |
| Dec. 21, 2016 | XOMA | S | 13,549 | $5.75 | $77,907 | 41,884 Direct | -24.44% | Disposed | |
| March 22, 2016 | XOMA | S | 81,022 | $0.78 | $63,197 | 1,108,673 Direct | -6.81% | Disposed | |
| July 15, 2015 | XOMA | S 10b5-1 | 10,000 | $4.49 | $44,900 | 552,414 Direct | -1.78% | Disposed | |
| June 15, 2015 | XOMA | S 10b5-1 | 10,000 | $3.64 | $36,400 | 552,414 Direct | -1.78% | Disposed | |
| May 15, 2015 | XOMA | S 10b5-1 | 10,000 | $3.34 | $33,400 | 552,414 Direct | -1.78% | Disposed | |
| April 15, 2015 | XOMA | S 10b5-1 | 10,000 | $3.86 | $38,600 | 552,414 Direct | -1.78% | Disposed | |
| March 16, 2015 | XOMA | S 10b5-1 | 10,000 | $3.72 | $37,200 | 560,384 Direct | -1.75% | Disposed | |
| Feb. 17, 2015 | XOMA | S 10b5-1 | 10,000 | $3.52 | $35,200 | 367,184 Direct | -2.65% | Disposed | |
| Jan. 15, 2015 | XOMA | S 10b5-1 | 10,000 | $3.46 | $34,600 | 367,184 Direct | -2.65% | Disposed | |
| Dec. 15, 2014 | XOMA | S 10b5-1 | 10,000 | $4.49 | $44,900 | 367,184 Direct | -2.65% | Disposed | |
| Nov. 13, 2014 | XOMA | S | 2,630 | $3.89 | $10,231 | 367,184 Direct | -0.71% | Disposed | |
| Oct. 15, 2014 | XOMA | S 10b5-1 | 10,000 | $3.87 | $38,700 | 325,364 Direct | -2.98% | Disposed | |
| Sept. 15, 2014 | XOMA | S 10b5-1 | 10,000 | $4.56 | $45,600 | 325,364 Direct | -2.98% | Disposed | |
| Aug. 15, 2014 | XOMA | S 10b5-1 | 10,000 | $4.30 | $43,000 | 325,364 Direct | -2.98% | Disposed | |
| Aug. 15, 2014 | XOMA | S 10b5-1 | 54,823 | $4.31 | $236,287 | 325,364 Direct | -14.42% | Disposed | |
| July 15, 2014 | XOMA | S 10b5-1 | 10,000 | $4.03 | $40,300 | 285,613 Direct | -3.38% | Disposed | |
| June 16, 2014 | XOMA | S 10b5-1 | 10,000 | $4.54 | $45,400 | 285,613 Direct | -3.38% | Disposed | |
| May 15, 2014 | XOMA | S 10b5-1 | 10,000 | $3.55 | $35,500 | 285,613 Direct | -3.38% | Disposed | |
| April 15, 2014 | XOMA | S 10b5-1 | 10,000 | $4.06 | $40,600 | 285,613 Direct | -3.38% | Disposed | |
| March 18, 2014 | XOMA | S | 21,329 | $6.32 | $134,799 | 285,613 Direct | -6.95% | Disposed | |
| March 17, 2014 | XOMA | S 10b5-1 | 10,000 | $6.03 | $60,300 | 270,035 Direct | -3.57% | Disposed | |
| Feb. 18, 2014 | XOMA | S 10b5-1 | 10,000 | $7.55 | $75,500 | 148,739 Direct | -6.30% | Disposed | |
| Jan. 15, 2014 | XOMA | S 10b5-1 | 10,000 | $8.28 | $82,800 | 148,739 Direct | -6.30% | Disposed | |
| Dec. 16, 2013 | XOMA | S 10b5-1 | 10,000 | $5.44 | $54,400 | 148,739 Direct | -6.30% | Disposed | |
| Nov. 13, 2013 | XOMA | S | 56,214 | $3.89 | $218,672 | 92,525 Direct | -37.79% | Disposed |
Showing latest 100 of 125 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 10, 2025 | SLS | Stock Option (Right to Buy) | Common Stock (18,500) | $0.95 | Jan. 10, 2035 | 18,500 | Acquired |
| Jan. 22, 2024 | SLS | Stock Option (Right to Buy) | Common Stock (10,000) | $0.52 | Jan. 22, 2034 | 10,000 | Acquired |
| Feb. 2, 2023 | SLS | Stock Option (Right to Buy) | Common Stock (9,500) | $3.34 | Feb. 2, 2033 | 9,500 | Acquired |
| Jan. 31, 2022 | SLS | Stock Option (Right to Buy) | Common Stock (7,125) | $5.34 | Jan. 31, 2032 | 7,125 | Acquired |
| March 4, 2021 | SLS | Stock Option (Right to Buy) | Common Stock (7,500) | $8.00 | March 4, 2031 | 7,500 | Acquired |
| March 12, 2020 | SLS | Stock Option (Right to Buy) | Common Stock (6,500) | $1.89 | March 12, 2030 | 6,500 | Acquired |
| March 14, 2019 | SLS | Stock Option (Right to Buy) | Common Stock (25,000) | $1.38 | March 14, 2029 | 25,000 | Acquired |
| June 12, 2018 | SLS | Stock Option (Right to Buy) | Common Stock (5,500) | $5.23 | June 11, 2028 | 5,500 | Acquired |
| March 13, 2018 | SLS | Stock Option (Right to Buy) | Common Stock (11,000) | $5.24 | March 12, 2028 | 11,000 | Acquired |
| Feb. 10, 2017 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (8,000) | $4.03 | Feb. 10, 2027 | 8,000 | Acquired |
| March 18, 2016 | XOMA | Restricted Stock Units | Common Shares (36,907) | — | March 18, 2016 | 36,907 | Disposed |
| Aug. 14, 2015 | XOMA | Restricted Stock Units | Common Shares (94,573) | — | — | 94,573 | Disposed |
| July 15, 2015 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| June 15, 2015 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| May 15, 2015 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| April 15, 2015 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| March 18, 2015 | XOMA | Restricted Stock Units | Common Shares (36,907) | — | March 18, 2016 | 36,907 | Disposed |
| March 16, 2015 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| Feb. 26, 2015 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (266,800) | $3.83 | Feb. 26, 2025 | 266,800 | Acquired |
| Feb. 17, 2015 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| Jan. 15, 2015 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| Dec. 15, 2014 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| Nov. 13, 2014 | XOMA | Restricted Stock Units | Common Shares (4,498) | — | — | 4,498 | Disposed |
| Nov. 13, 2014 | XOMA | Restricted Stock Units | Common Shares (96,166) | — | — | 96,166 | Disposed |
| Oct. 15, 2014 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| Sept. 15, 2014 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| Aug. 15, 2014 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| Aug. 14, 2014 | XOMA | Restricted Stock Units | Common Shares (94,574) | $0.00 | — | 94,574 | Disposed |
| July 15, 2014 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| June 16, 2014 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| May 15, 2014 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| April 15, 2014 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| March 18, 2014 | XOMA | Restricted Stock Units | Common Shares (36,907) | — | March 18, 2016 | 36,907 | Disposed |
| March 17, 2014 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| Feb. 27, 2014 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (167,504) | $8.91 | Feb. 27, 2024 | 167,504 | Acquired |
| Feb. 18, 2014 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| Jan. 15, 2014 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| Dec. 16, 2013 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| Nov. 15, 2013 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| Nov. 13, 2013 | XOMA | Restricted Stock Units | Common Shares (96,167) | — | Aug. 14, 2015 | 96,167 | Disposed |
| Nov. 13, 2013 | XOMA | Restricted Stock Units | Common Shares (4,498) | — | Aug. 14, 2015 | 4,498 | Disposed |
| Oct. 15, 2013 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| Sept. 16, 2013 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| Aug. 15, 2013 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
| Aug. 14, 2013 | XOMA | Restricted Stock Units | Common Shares (94,574) | $0.00 | Aug. 14, 2015 | 94,574 | Disposed |
| July 15, 2013 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,000) | $1.24 | Jan. 4, 2022 | 10,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 29, 2017 | SLS | Common Stock | 0 | Direct |
| Dec. 10, 2008 | XOMA | Non-Qualified Share Option (right to buy)→ Common Shares (70,000) | 70,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
CIK 791908
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $588,290 | — | — | — | $133,885 | — | $741,298 | $1,876,768 |
| 2015 | $586,572 | — | — | — | $275,689 | — | $14,967 | $2,307,983 |
| 2014 | $569,487 | — | — | — | $264,812 | — | $14,080 | $3,039,912 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.