John Varian

CIK 1416176 · View on SEC EDGAR ↗

Insider

First SEC filing: May 22, 2017 · Latest: May 22, 2017

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 74 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

74 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 16, 2017 XOMA S 39,540 $6.24 $246,730 2,344 Direct -94.40% Disposed
Dec. 21, 2016 XOMA S 13,549 $5.75 $77,907 41,884 Direct -24.44% Disposed
March 22, 2016 XOMA S 81,022 $0.78 $63,197 1,108,673 Direct -6.81% Disposed
July 15, 2015 XOMA S 10b5-1 10,000 $4.49 $44,900 552,414 Direct -1.78% Disposed
June 15, 2015 XOMA S 10b5-1 10,000 $3.64 $36,400 552,414 Direct -1.78% Disposed
May 15, 2015 XOMA S 10b5-1 10,000 $3.34 $33,400 552,414 Direct -1.78% Disposed
April 15, 2015 XOMA S 10b5-1 10,000 $3.86 $38,600 552,414 Direct -1.78% Disposed
March 16, 2015 XOMA S 10b5-1 10,000 $3.72 $37,200 560,384 Direct -1.75% Disposed
Feb. 17, 2015 XOMA S 10b5-1 10,000 $3.52 $35,200 367,184 Direct -2.65% Disposed
Jan. 15, 2015 XOMA S 10b5-1 10,000 $3.46 $34,600 367,184 Direct -2.65% Disposed
Dec. 15, 2014 XOMA S 10b5-1 10,000 $4.49 $44,900 367,184 Direct -2.65% Disposed
Nov. 13, 2014 XOMA S 2,630 $3.89 $10,231 367,184 Direct -0.71% Disposed
Oct. 15, 2014 XOMA S 10b5-1 10,000 $3.87 $38,700 325,364 Direct -2.98% Disposed
Sept. 15, 2014 XOMA S 10b5-1 10,000 $4.56 $45,600 325,364 Direct -2.98% Disposed
Aug. 15, 2014 XOMA S 10b5-1 10,000 $4.30 $43,000 325,364 Direct -2.98% Disposed
Aug. 15, 2014 XOMA S 10b5-1 54,823 $4.31 $236,287 325,364 Direct -14.42% Disposed
July 15, 2014 XOMA S 10b5-1 10,000 $4.03 $40,300 285,613 Direct -3.38% Disposed
June 16, 2014 XOMA S 10b5-1 10,000 $4.54 $45,400 285,613 Direct -3.38% Disposed
May 15, 2014 XOMA S 10b5-1 10,000 $3.55 $35,500 285,613 Direct -3.38% Disposed
April 15, 2014 XOMA S 10b5-1 10,000 $4.06 $40,600 285,613 Direct -3.38% Disposed
March 18, 2014 XOMA S 21,329 $6.32 $134,799 285,613 Direct -6.95% Disposed
March 17, 2014 XOMA S 10b5-1 10,000 $6.03 $60,300 270,035 Direct -3.57% Disposed
Feb. 18, 2014 XOMA S 10b5-1 10,000 $7.55 $75,500 148,739 Direct -6.30% Disposed
Jan. 15, 2014 XOMA S 10b5-1 10,000 $8.28 $82,800 148,739 Direct -6.30% Disposed
Dec. 16, 2013 XOMA S 10b5-1 10,000 $5.44 $54,400 148,739 Direct -6.30% Disposed
Nov. 13, 2013 XOMA S 56,214 $3.89 $218,672 92,525 Direct -37.79% Disposed

Showing latest 100 of 125 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 10, 2025 SLS Stock Option (Right to Buy) Common Stock (18,500) $0.95 Jan. 10, 2035 18,500 Acquired
Jan. 22, 2024 SLS Stock Option (Right to Buy) Common Stock (10,000) $0.52 Jan. 22, 2034 10,000 Acquired
Feb. 2, 2023 SLS Stock Option (Right to Buy) Common Stock (9,500) $3.34 Feb. 2, 2033 9,500 Acquired
Jan. 31, 2022 SLS Stock Option (Right to Buy) Common Stock (7,125) $5.34 Jan. 31, 2032 7,125 Acquired
March 4, 2021 SLS Stock Option (Right to Buy) Common Stock (7,500) $8.00 March 4, 2031 7,500 Acquired
March 12, 2020 SLS Stock Option (Right to Buy) Common Stock (6,500) $1.89 March 12, 2030 6,500 Acquired
March 14, 2019 SLS Stock Option (Right to Buy) Common Stock (25,000) $1.38 March 14, 2029 25,000 Acquired
June 12, 2018 SLS Stock Option (Right to Buy) Common Stock (5,500) $5.23 June 11, 2028 5,500 Acquired
March 13, 2018 SLS Stock Option (Right to Buy) Common Stock (11,000) $5.24 March 12, 2028 11,000 Acquired
Feb. 10, 2017 XOMA Non-Qualified Share Option (right to buy) Common Shares (8,000) $4.03 Feb. 10, 2027 8,000 Acquired
March 18, 2016 XOMA Restricted Stock Units Common Shares (36,907) March 18, 2016 36,907 Disposed
Aug. 14, 2015 XOMA Restricted Stock Units Common Shares (94,573) 94,573 Disposed
July 15, 2015 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
June 15, 2015 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
May 15, 2015 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
April 15, 2015 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
March 18, 2015 XOMA Restricted Stock Units Common Shares (36,907) March 18, 2016 36,907 Disposed
March 16, 2015 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
Feb. 26, 2015 XOMA Non-Qualified Share Option (right to buy) Common Shares (266,800) $3.83 Feb. 26, 2025 266,800 Acquired
Feb. 17, 2015 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
Jan. 15, 2015 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
Dec. 15, 2014 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
Nov. 13, 2014 XOMA Restricted Stock Units Common Shares (4,498) 4,498 Disposed
Nov. 13, 2014 XOMA Restricted Stock Units Common Shares (96,166) 96,166 Disposed
Oct. 15, 2014 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
Sept. 15, 2014 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
Aug. 15, 2014 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
Aug. 14, 2014 XOMA Restricted Stock Units Common Shares (94,574) $0.00 94,574 Disposed
July 15, 2014 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
June 16, 2014 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
May 15, 2014 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
April 15, 2014 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
March 18, 2014 XOMA Restricted Stock Units Common Shares (36,907) March 18, 2016 36,907 Disposed
March 17, 2014 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
Feb. 27, 2014 XOMA Non-Qualified Share Option (right to buy) Common Shares (167,504) $8.91 Feb. 27, 2024 167,504 Acquired
Feb. 18, 2014 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
Jan. 15, 2014 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
Dec. 16, 2013 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
Nov. 15, 2013 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
Nov. 13, 2013 XOMA Restricted Stock Units Common Shares (96,167) Aug. 14, 2015 96,167 Disposed
Nov. 13, 2013 XOMA Restricted Stock Units Common Shares (4,498) Aug. 14, 2015 4,498 Disposed
Oct. 15, 2013 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
Sept. 16, 2013 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
Aug. 15, 2013 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed
Aug. 14, 2013 XOMA Restricted Stock Units Common Shares (94,574) $0.00 Aug. 14, 2015 94,574 Disposed
July 15, 2013 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.24 Jan. 4, 2022 10,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 29, 2017 SLS Common Stock 0 Direct
Dec. 10, 2008 XOMA Non-Qualified Share Option (right to buy)→ Common Shares (70,000) 70,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CIK 791908

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2016 $588,290 $133,885 $741,298 $1,876,768
2015 $586,572 $275,689 $14,967 $2,307,983
2014 $569,487 $264,812 $14,080 $3,039,912

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.