John Whelan
CIK 1457142 · View on SEC EDGAR ↗
First SEC filing: July 12, 2011 · Latest: July 12, 2011
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 18, 2013 | HRTX | M | 254,088 | — | — | 393,366 Direct | -39.24% | Disposed | (price as of 2026-08-19) |
| July 18, 2013 | HRTX | M | 254,088 | $0.26 | $66,063 | 254,088 Direct | — | Acquired | -94.1% (price as of 2026-08-19) |
| Feb. 8, 2013 | HRTX | A | 1,750,000 | — | — | 1,750,000 Direct | — | Acquired | (price as of 2026-08-19) |
| July 8, 2011 | HRTX | A | 24,902,546 | — | — | 24,902,546 Direct | — | Acquired | (price as of 2026-08-19) |
| July 8, 2011 | HRTX | A | 647,454 | — | — | 647,454 Direct | — | Acquired | (price as of 2026-08-19) |
| July 8, 2010 | HRTX | A | 96,908 | — | — | 96,908 Direct | — | Acquired | (price as of 2026-08-19) |
| July 8, 2010 | HRTX | A | 53,092 | — | — | 53,092 Direct | — | Acquired | (price as of 2026-08-19) |
| Feb. 17, 2010 | HRTX | A | 93,177 | — | — | 93,177 Direct | — | Acquired | (price as of 2026-08-19) |
| Feb. 17, 2010 | HRTX | A | 56,823 | — | — | 56,823 Direct | — | Acquired | (price as of 2026-08-19) |
| Feb. 23, 2009 | HRTX | A | 350,000 | — | — | 350,000 Direct | — | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 18, 2013 | HRTX | Incentive Stock Option (right to buy) | Common Stock (254,088) | $0.26 | July 8, 2021 | 254,088 | Disposed |
| Feb. 8, 2013 | HRTX | Stock Option (right to buy) | Common Stock (1,750,000) | $0.75 | Feb. 8, 2023 | 1,750,000 | Acquired |
| July 8, 2011 | HRTX | Non-Qualified Stock Option (right to buy) | Common Stock (24,902,546) | $0.26 | July 8, 2021 | 24,902,546 | Acquired |
| July 8, 2011 | HRTX | Incentive Stock Option (right to buy) | Common Stock (647,454) | $0.26 | July 8, 2021 | 647,454 | Acquired |
| July 8, 2010 | HRTX | Non-Qualified Stock Option (right to buy) | Common Stock (96,908) | $0.60 | July 8, 2020 | 96,908 | Acquired |
| July 8, 2010 | HRTX | Incentive Stock Option (right to buy) | Common Stock (53,092) | $0.60 | July 8, 2020 | 53,092 | Acquired |
| Feb. 17, 2010 | HRTX | Incentive Stock Option (right to buy) | Common Stock (93,177) | $1.93 | Feb. 17, 2020 | 93,177 | Acquired |
| Feb. 17, 2010 | HRTX | Non-Qualified Stock Option (right to buy) | Common Stock (56,823) | $1.93 | Feb. 17, 2020 | 56,823 | Acquired |
| Feb. 23, 2009 | HRTX | Incentive Stock Option (right to buy) | Common Stock (350,000) | $0.61 | Feb. 23, 2019 | 350,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $255,615 | — | — | — | — | — | $522,737 | $2,012,102 |
| 2012 | $395,000 | — | — | — | $128,400 | — | $7,500 | $530,750 |
| 2011 | $354,231 | — | — | — | $197,500 | — | $7,350 | $5,916,916 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.