Jonathan D Root

CIK 1225480 · View on SEC EDGAR ↗

Insider

First SEC filing: July 22, 2025 · Latest: July 22, 2025

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 37 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

37 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 24, 2025 CARL P 466,666 $15.00 $6,999,990 483,999 Direct +2692.36% Acquired -6.2% (price as of 2026-08-18)
Nov. 15, 2021 SPRY P 2,014 $8.85 $17,824 2,364 Indirect +575.43% Acquired -28.2% (price as of 2026-08-18)
March 30, 2021 EWTX P 15,625 $16.00 $250,000 15,625 Direct — Acquired 176.2% (price as of 2026-08-18)
March 3, 2021 SPRY P 350 $52.07 $18,224 350 Indirect — Acquired -87.8% (price as of 2026-08-18)
Dec. 8, 2020 SPRY P 95,238 $21.00 $1,999,998 95,238 Direct — Acquired -69.8% (price as of 2026-08-18)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 5, 2026 EWTX Stock Option (Right to Buy) Common Stock (16,377) $35.59 June 5, 2036 16,377 Acquired
July 24, 2025 CARL Series C Preferred Stock Common Stock (1,117,743) — — 1,117,743 Disposed
July 24, 2025 CARL Series C Preferred Stock Common Stock (26,993) — — 26,993 Disposed
July 24, 2025 CARL Series B Preferred Stock Common Stock (41,876) — — 41,876 Disposed
July 24, 2025 CARL Series A Preferred Stock Common Stock (149,655) — — 149,655 Disposed
July 24, 2025 CARL Series C Preferred Stock Common Stock (531,877) — — 531,877 Disposed
July 24, 2025 CARL Series B Preferred Stock Common Stock (825,135) — — 825,135 Disposed
July 24, 2025 CARL Series A Preferred Stock Common Stock (2,948,794) — — 2,948,794 Disposed
June 10, 2022 SPRY Stock Option (right to buy) Common Stock (18,000) $4.18 June 9, 2032 18,000 Acquired
June 4, 2021 SPRY Stock Option (right to buy) Common Stock (15,000) $28.83 June 3, 2031 15,000 Acquired
March 30, 2021 EWTX Series C Preferred Stock Common Stock (455,229) $0.00 — 455,229 Disposed
March 30, 2021 EWTX Series B-2 Preferred Stock Common Stock (1,366,707) $0.00 — 1,366,707 Disposed
March 30, 2021 EWTX Series B-1 Preferred Stock Common Stock (1,651,607) $0.00 — 1,651,607 Disposed
Dec. 8, 2020 SPRY Series C Preferred Stock Common Stock (14,677) — — 54,496 Disposed
Dec. 8, 2020 SPRY Series C Preferred Stock Common Stock (289,198) — — 1,073,793 Disposed
Dec. 8, 2020 SPRY Series B Preferred Stock Common Stock (90,335) — — 335,417 Disposed
Dec. 8, 2020 SPRY Series B Preferred Stock Common Stock (1,779,969) — — 6,609,027 Disposed
Dec. 3, 2020 SPRY Stock Option (right to buy) Common Stock (38,270) $21.00 Dec. 2, 2030 38,270 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 26 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 22, 2025 CARL Series A Preferred Stock→ Common Stock (2,948,794) 2,948,794 Indirect
July 22, 2025 CARL Series B Preferred Stock→ Common Stock (825,135) 825,135 Indirect
July 22, 2025 CARL Series C Preferred Stock→ Common Stock (531,877) 531,877 Indirect
July 22, 2025 CARL Series A Preferred Stock→ Common Stock (149,655) 149,655 Indirect
July 22, 2025 CARL Series B Preferred Stock→ Common Stock (41,876) 41,876 Indirect
July 22, 2025 CARL Series C Preferred Stock→ Common Stock (26,993) 26,993 Indirect
July 22, 2025 CARL Series C Preferred Stock→ Common Stock (1,117,743) 1,117,743 Indirect
June 5, 2025 OMDA Common Stock 32,333 Indirect
June 5, 2025 OMDA Common Stock 1,034 Indirect
June 5, 2025 OMDA Series A Preferred Stock→ Common Stock (1,813,927) 1,813,927 Indirect
June 5, 2025 OMDA Series B Preferred Stock→ Common Stock (1,775,025) 1,775,025 Indirect
June 5, 2025 OMDA Series C Preferred Stock→ Common Stock (357,402) 357,402 Indirect
June 5, 2025 OMDA Series C-1 Preferred Stock→ Common Stock (258,931) 258,931 Indirect
June 5, 2025 OMDA Series D Preferred Stock→ Common Stock (334,151) 334,151 Indirect
June 5, 2025 OMDA Series A Preferred Stock→ Common Stock (58,030) 58,030 Indirect
June 5, 2025 OMDA Series B Preferred Stock→ Common Stock (56,786) 56,786 Indirect
June 5, 2025 OMDA Series C Preferred Stock→ Common Stock (11,434) 11,434 Indirect
June 5, 2025 OMDA Series C-1 Preferred Stock→ Common Stock (8,283) 8,283 Indirect
June 5, 2025 OMDA Series D Preferred Stock→ Common Stock (10,690) 10,690 Indirect
March 25, 2021 EWTX Series B-1 Preferred Stock→ Common Stock (1,651,607) 1,651,607 Indirect
March 25, 2021 EWTX Series B-2 Preferred Stock→ Common Stock (1,366,707) 1,366,707 Indirect
March 25, 2021 EWTX Series C Preferred Stock→ Common Stock (455,229) 455,229 Indirect
Dec. 3, 2020 SPRY Series B Preferred Stock→ Common Stock (1,779,969) 1,779,969 Indirect
Dec. 3, 2020 SPRY Series B Preferred Stock→ Common Stock (90,335) 90,335 Indirect
Dec. 3, 2020 SPRY Series C Preferred Stock→ Common Stock (289,198) 289,198 Indirect
Dec. 3, 2020 SPRY Series C Preferred Stock→ Common Stock (14,677) 14,677 Indirect