Jonathan Eaton

CIK 1487486 · View on SEC EDGAR ↗

Insider

First SEC filing: March 23, 2010 · Latest: March 23, 2010

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 30, 2012 LPLA S 1,250 $35.70 $44,625 199,109 Direct -0.62% Disposed 901.4% (price as of 2026-08-20)
April 9, 2012 LPLA S 1,250 $37.44 $46,800 200,359 Direct -0.62% Disposed 854.8% (price as of 2026-08-20)
April 2, 2012 LPLA S 7,250 $37.53 $272,092 201,609 Direct -3.47% Disposed 852.6% (price as of 2026-08-20)
March 26, 2012 LPLA S 1,250 $37.62 $47,025 208,859 Direct -0.59% Disposed 850.3% (price as of 2026-08-20)
March 19, 2012 LPLA S 1,250 $36.90 $46,125 210,109 Direct -0.59% Disposed 868.8% (price as of 2026-08-20)
March 12, 2012 LPLA S 1,250 $35.83 $44,788 211,359 Direct -0.59% Disposed 897.8% (price as of 2026-08-20)
March 9, 2012 LPLA S 54,000 $36.00 $1,944,000 212,609 Direct -20.25% Disposed 893.0% (price as of 2026-08-20)
March 5, 2012 LPLA S 1,250 $33.75 $42,188 266,609 Direct -0.47% Disposed 959.2% (price as of 2026-08-20)
Feb. 27, 2012 LPLA S 1,250 $32.55 $40,688 267,859 Direct -0.46% Disposed 998.3% (price as of 2026-08-20)
Feb. 21, 2012 LPLA S 1,250 $32.90 $41,125 215,656 Direct -0.58% Disposed 986.6% (price as of 2026-08-20)
Feb. 13, 2012 LPLA S 1,250 $32.66 $40,825 216,906 Direct -0.57% Disposed 994.6% (price as of 2026-08-20)
Jan. 30, 2012 LPLA S 1,250 $32.53 $40,662 218,156 Direct -0.57% Disposed 999.0% (price as of 2026-08-20)
Jan. 23, 2012 LPLA S 1,250 $34.46 $43,075 219,406 Direct -0.57% Disposed 937.4% (price as of 2026-08-20)
Jan. 17, 2012 LPLA S 1,250 $33.48 $41,850 220,656 Direct -0.56% Disposed 967.8% (price as of 2026-08-20)
Jan. 9, 2012 LPLA S 1,250 $30.87 $38,588 221,906 Direct -0.56% Disposed 1058.1% (price as of 2026-08-20)
Jan. 3, 2012 LPLA S 1,250 $30.77 $38,462 223,156 Direct -0.56% Disposed 1061.8% (price as of 2026-08-20)
Dec. 27, 2011 LPLA S 1,250 $29.37 $36,712 224,406 Direct -0.55% Disposed 1117.2% (price as of 2026-08-20)
Dec. 19, 2011 LPLA S 1,250 $28.18 $35,225 225,656 Direct -0.55% Disposed 1168.6% (price as of 2026-08-20)
Dec. 12, 2011 LPLA S 1,250 $28.92 $36,150 226,906 Direct -0.55% Disposed 1136.2% (price as of 2026-08-20)
Dec. 5, 2011 LPLA S 1,250 $30.21 $37,762 228,156 Direct -0.54% Disposed 1083.4% (price as of 2026-08-20)
Nov. 28, 2011 LPLA S 1,250 $27.79 $34,738 229,406 Direct -0.54% Disposed 1186.4% (price as of 2026-08-20)
Nov. 21, 2011 LPLA S 1,250 $28.07 $35,088 230,656 Direct -0.54% Disposed 1173.6% (price as of 2026-08-20)
Nov. 14, 2011 LPLA S 1,250 $28.39 $35,488 231,906 Direct -0.54% Disposed 1159.2% (price as of 2026-08-20)
Nov. 7, 2011 LPLA S 1,250 $28.83 $36,038 233,156 Direct -0.53% Disposed 1140.0% (price as of 2026-08-20)
Oct. 31, 2011 LPLA S 1,250 $28.67 $35,838 234,406 Direct -0.53% Disposed 1146.9% (price as of 2026-08-20)
Oct. 10, 2011 LPLA S 1,250 $26.20 $32,750 235,656 Direct -0.53% Disposed 1264.5% (price as of 2026-08-20)
Oct. 3, 2011 LPLA S 1,250 $25.22 $31,525 236,906 Direct -0.52% Disposed 1317.5% (price as of 2026-08-20)
Sept. 26, 2011 LPLA S 1,250 $25.00 $31,250 238,156 Direct -0.52% Disposed 1330.0% (price as of 2026-08-20)
Sept. 19, 2011 LPLA S 1,250 $25.38 $31,725 239,406 Direct -0.52% Disposed 1308.6% (price as of 2026-08-20)
Sept. 12, 2011 LPLA S 1,250 $25.00 $31,250 240,656 Direct -0.52% Disposed 1330.0% (price as of 2026-08-20)
Sept. 6, 2011 LPLA S 1,250 $26.69 $33,362 241,906 Direct -0.51% Disposed 1239.4% (price as of 2026-08-20)
Aug. 29, 2011 LPLA S 1,250 $27.74 $34,675 243,156 Direct -0.51% Disposed 1188.7% (price as of 2026-08-20)
Aug. 22, 2011 LPLA S 1,250 $27.48 $34,350 244,406 Direct -0.51% Disposed 1200.9% (price as of 2026-08-20)
Aug. 15, 2011 LPLA S 1,250 $27.52 $34,400 245,656 Direct -0.51% Disposed 1199.0% (price as of 2026-08-20)
Aug. 8, 2011 LPLA S 1,250 $30.56 $38,200 246,906 Direct -0.50% Disposed 1069.8% (price as of 2026-08-20)
Aug. 1, 2011 LPLA S 1,250 $32.96 $41,200 248,156 Direct -0.50% Disposed 984.6% (price as of 2026-08-20)
July 11, 2011 LPLA S 1,250 $33.46 $41,825 249,406 Direct -0.50% Disposed 968.4% (price as of 2026-08-20)
July 5, 2011 LPLA S 1,250 $34.21 $42,762 250,656 Direct -0.50% Disposed 945.0% (price as of 2026-08-20)
June 27, 2011 LPLA S 1,250 $33.14 $41,425 251,906 Direct -0.49% Disposed 978.7% (price as of 2026-08-20)
June 20, 2011 LPLA S 1,250 $34.49 $43,112 253,156 Direct -0.49% Disposed 936.5% (price as of 2026-08-20)
June 13, 2011 LPLA S 1,250 $34.65 $43,312 254,406 Direct -0.49% Disposed 931.7% (price as of 2026-08-20)
June 6, 2011 LPLA S 1,250 $35.84 $44,800 255,656 Direct -0.49% Disposed 897.5% (price as of 2026-08-20)
May 31, 2011 LPLA S 1,250 $35.52 $44,400 256,906 Direct -0.48% Disposed 906.5% (price as of 2026-08-20)
May 23, 2011 LPLA S 1,250 $34.07 $42,588 258,156 Direct -0.48% Disposed 949.3% (price as of 2026-08-20)
May 18, 2011 LPLA S 1,250 $33.97 $42,462 259,406 Direct -0.48% Disposed 952.4% (price as of 2026-08-20)
Dec. 22, 2010 LPLA P 42,400 — — 42,400 Direct — Acquired (price as of 2026-08-20)
Nov. 17, 2010 LPLA S 484,074 $30.00 $14,522,220 260,656 Direct -65.00% Disposed 1091.7% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 22, 2012 LPLA Restricted Stock Units Common Stock (94,256) $0.00 — 94,256 Disposed
Feb. 9, 2012 LPLA Option to Purchase Common Stock Common Stock (26,401) $32.26 Feb. 9, 2022 26,401 Acquired
Dec. 22, 2010 LPLA Option to Purchase Common Stock Common (42,400) $34.61 Dec. 22, 2020 42,400 Acquired
Nov. 17, 2010 LPLA Stock Option (Right to Buy) Common Stock (477,570) $1.49 May 31, 2014 477,570 Disposed
Nov. 17, 2010 LPLA Stock Option (Right to Buy) Common Stock (260,480) $1.88 May 2, 2013 260,480 Disposed
Nov. 17, 2010 LPLA Stock Option (Right to Buy) Common Stock (6,680) $2.07 Jan. 15, 2012 6,680 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 23, 2010 LPLA Option Award→ Common Stock (6,680) 6,680 Direct
March 23, 2010 LPLA Option Award→ Common Stock (260,480) 260,480 Direct
March 23, 2010 LPLA Option Award→ Common Stock (477,570) 477,570 Direct
March 23, 2010 LPLA Option Award→ Common Stock (30,000) 30,000 Direct
March 23, 2010 LPLA Option Award→ Common Stock (40,000) 40,000 Direct
March 23, 2010 LPLA Option Award→ Common Stock (94,256) 94,256 Direct