Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

4 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Oct. 29, 2019 PHAT P 24,426 $19.00 $464,094 47,984 Indirect +103.68% Acquired -63.6% (price as of 2026-10-02)
Oct. 29, 2019 PHAT P 1,028,205 $19.00 $19,535,895 2,019,877 Indirect +103.68% Acquired -63.6% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Oct. 29, 2019 PHAT Convertible Promissory Notes Common Stock (23,558) $15.20 May 7, 2020 · Disposed
Oct. 29, 2019 PHAT Convertible Promissory Notes Common Stock (991,672) $15.20 May 7, 2020 · Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Oct. 24, 2019 PHAT Convertible Promissory Notes→ Common Stock (991,672) 991,672 Indirect
Oct. 24, 2019 PHAT Convertible Promissory Notes→ Common Stock (23,558) 23,558 Indirect