Joseph C Farrell

Insider

First SEC filing: Oct. 15, 2004 · Latest: April 27, 2009

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

20 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 14, 2009	UVV	S	9,607	—	—	12,030 Direct	-44.40%	Disposed	(price as of 2026-08-20)
Dec. 10, 2009	UVV	S	393	$46.50	$18,274	21,637 Direct	-1.78%	Disposed	-2.4% (price as of 2026-08-20)
Aug. 28, 2009	UVV	M	2,732	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 28, 2009	UVV	D	2,732	—	—	22,030 Direct	-11.03%	Disposed	(price as of 2026-08-20)
Aug. 28, 2009	UVV	M	2,732	—	—	24,762 Direct	+12.40%	Acquired	(price as of 2026-08-20)
Aug. 5, 2008	UVV	A	1,450	$54.38	$78,851	7,700 Direct	+23.20%	Acquired	-16.5% (price as of 2026-08-20)
Aug. 7, 2007	UVV	A	1,150	$49.78	$57,247	6,250 Direct	+22.55%	Acquired	-8.8% (price as of 2026-08-20)
Feb. 23, 2007	UVV	M	1,000	$28.75	$28,750	0 Direct	-100.00%	Disposed	57.9% (price as of 2026-08-20)
Feb. 23, 2007	UVV	M	1,000	$21.81	$21,810	0 Direct	-100.00%	Disposed	108.1% (price as of 2026-08-20)
Feb. 23, 2007	UVV	M	1,000	$37.12	$37,120	0 Direct	-100.00%	Disposed	22.3% (price as of 2026-08-20)
Feb. 23, 2007	UVV	M	1,000	$37.88	$37,880	0 Direct	-100.00%	Disposed	19.8% (price as of 2026-08-20)
Feb. 23, 2007	UVV	S	4,000	$54.60	$218,400	0 Direct	-100.00%	Disposed	-16.9% (price as of 2026-08-20)
Feb. 23, 2007	UVV	M	1,000	$28.75	$28,750	1,000 Direct	—	Acquired	57.9% (price as of 2026-08-20)
Feb. 23, 2007	UVV	M	1,000	$21.81	$21,810	1,000 Direct	—	Acquired	108.1% (price as of 2026-08-20)
Feb. 23, 2007	UVV	M	1,000	$37.12	$37,120	1,000 Direct	—	Acquired	22.3% (price as of 2026-08-20)
Feb. 23, 2007	UVV	M	1,000	$37.88	$37,880	1,000 Direct	—	Acquired	19.8% (price as of 2026-08-20)
Aug. 14, 2006	UVV	M	1,000	$26.88	$26,880	0 Direct	-100.00%	Disposed	68.9% (price as of 2026-08-20)
Aug. 14, 2006	UVV	M	1,000	$26.88	$26,880	14,330 Direct	+7.50%	Acquired	68.9% (price as of 2026-08-20)
Aug. 1, 2006	UVV	A	2,000	$35.26	$70,520	5,100 Direct	+64.52%	Acquired	28.7% (price as of 2026-08-20)
Aug. 2, 2005	UVV	A	1,000	$46.05	$46,050	3,100 Direct	+47.62%	Acquired	-1.4% (price as of 2026-08-20)
Nov. 19, 2004	ASA	J	1,000	$44.49	$44,490	1,000 Direct	—	Acquired	320.9% (price as of 2026-08-20)
Aug. 5, 2004	UVV	A	2,000	$46.70	$93,400	2,000 Direct	—	Acquired	-2.8% (price as of 2026-08-20)
Oct. 28, 2003	UVV	A	2,000	—	—	2,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 28, 2009	UVV	Deferred stock units 1 for 1	Common Stock (2,732)	—	—	2,732	Disposed
Feb. 23, 2007	UVV	Options to buy common stock [F1]	common stock (1,000)	$28.75	Oct. 24, 2010	1,000	Disposed
Feb. 23, 2007	UVV	Options to buy common stock [F1]	common stock (1,000)	$21.81	Oct. 27, 2009	1,000	Disposed
Feb. 23, 2007	UVV	Options to buy common stock [F1]	common stock (1,000)	$37.12	Oct. 28, 2008	1,000	Disposed
Feb. 23, 2007	UVV	Options to buy common stock [F1]	common stock (1,000)	$37.88	Oct. 29, 2007	1,000	Disposed
Aug. 14, 2006	UVV	Options to buy common stock [F1]	common stock (1,000)	$26.88	Oct. 23, 2006	1,000	Disposed
Aug. 5, 2004	UVV	Options to buy Common Stock	Common Stock [F1] (2,000)	$46.70	Aug. 5, 2014	2,000	Acquired
Oct. 28, 2003	UVV	Options to Buy Common Stock [F2]	Common Stock (2,000)	$43.12	Oct. 28, 2013	2,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 15, 2004	ASA	Ordinary Shares - Par Value U.S. $1.00	0	Direct