Joseph C Tsai
Insider
First SEC filing: March 18, 2026 · Latest: March 18, 2026
Insider at
Insider transactions
2 buys (P)
0 sells (S)
Net: $20,707,200
Avg return of open purchases vs close of 2026-10-23: 592.9%
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 1, 2026 | BABA | M | 3,334 | · | · | 828,572 Direct | +0.40% | Acquired | |
| Oct. 1, 2026 | BABA | M | 7,500 | · | · | 836,072 Direct | +0.91% | Acquired | |
| Oct. 1, 2026 | BABA | M | 3,334 | · | · | 60,000 Direct | -5.26% | Disposed | |
| Oct. 1, 2026 | BABA | M | 7,500 | · | · | 105,000 Direct | -6.67% | Disposed | |
| Aug. 25, 2026 | BABA | P | 720,000 | $14.47 | $10,418,400 | 114,979,168 Indirect | +0.63% | Acquired | 588.6% (price as of ) |
| Aug. 24, 2026 | BABA | P | 720,000 | $14.29 | $10,288,800 | 114,259,168 Indirect | +0.63% | Acquired | 597.3% (price as of ) |
| July 1, 2026 | BABA | M | 3,333 | · | · | 817,738 Direct | +0.41% | Acquired | |
| July 1, 2026 | BABA | M | 7,500 | · | · | 825,238 Direct | +0.92% | Acquired | |
| July 1, 2026 | BABA | M | 3,333 | · | · | 63,334 Direct | -5.00% | Disposed | |
| July 1, 2026 | BABA | M | 7,500 | · | · | 112,500 Direct | -6.25% | Disposed | |
| May 29, 2026 | BABA | A | 120,000 | · | · | 120,000 Direct | · | Acquired | |
| April 1, 2026 | BABA | M | 3,333 | · | · | 814,405 Direct | +0.41% | Acquired | |
| April 1, 2026 | BABA | M | 3,333 | · | · | 66,667 Direct | -4.76% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 1, 2026 | BABA | Restricted Share Units | Ordinary Shares [F2] | · | · | 3,334 | Disposed |
| Oct. 1, 2026 | BABA | Restricted Share Units | Ordinary Shares [F2] | · | · | 7,500 | Disposed |
| July 1, 2026 | BABA | Restricted Share Units | Ordinary Shares [F2] | · | · | 3,333 | Disposed |
| July 1, 2026 | BABA | Restricted Share Units | Ordinary Shares [F2] | · | · | 7,500 | Disposed |
| May 29, 2026 | BABA | Restricted Share Units | Ordinary Shares [F1] | · | · | 120,000 | Acquired |
| April 1, 2026 | BABA | Restricted Share Units | Ordinary Shares [F2] | · | · | 3,333 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
Holdings reported on Form 4 10 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Oct. 5, 2026 | BABA | Ordinary Shares | 1,280,000 | · | · | Indirect |
| Oct. 5, 2026 | BABA | Ordinary Shares | 114,979,168 | · | · | Indirect |
| Aug. 25, 2026 | BABA | Ordinary Shares | 825,238 | · | · | Direct |
| Aug. 25, 2026 | BABA | Ordinary Shares | 1,280,000 | · | · | Indirect |
| Aug. 24, 2026 | BABA | Ordinary Shares | 825,238 | · | · | Direct |
| Aug. 24, 2026 | BABA | Ordinary Shares | 1,280,000 | · | · | Indirect |
| July 6, 2026 | BABA | Ordinary Shares | 1,280,000 | · | · | Indirect |
| July 6, 2026 | BABA | Ordinary Shares | 113,539,168 | · | · | Indirect |
| April 3, 2026 | BABA | Ordinary Shares | 1,280,000 | · | · | Indirect |
| April 3, 2026 | BABA | Ordinary Shares | 113,539,168 | · | · | Indirect |