Joseph Ciaffoni

CIK 1443841 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 7, 2026 · Latest: Jan. 7, 2026

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 64 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

64 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 21, 2023 COLL S 10b5-1 4,357 $30.38 $132,366 275,000 Direct -1.56% Disposed -6.5% (price as of 2026-08-20)
Dec. 20, 2023 COLL S 10b5-1 26,454 $30.40 $804,202 275,000 Direct -8.78% Disposed -6.6% (price as of 2026-08-20)
Dec. 19, 2023 COLL S 10b5-1 14,516 $30.03 $435,915 275,000 Direct -5.01% Disposed -5.4% (price as of 2026-08-20)
Dec. 18, 2023 COLL S 10b5-1 27,798 $30.04 $835,052 275,000 Direct -9.18% Disposed -5.5% (price as of 2026-08-20)
June 2, 2023 COLL S 10b5-1 1,000 $22.25 $22,250 275,000 Direct -0.36% Disposed 27.6% (price as of 2026-08-20)
June 2, 2023 COLL S 10b5-1 30,272 $21.58 $653,270 276,000 Direct -9.88% Disposed 31.6% (price as of 2026-08-20)
June 1, 2023 COLL S 10b5-1 31,272 $22.09 $690,798 306,272 Direct -9.26% Disposed 28.6% (price as of 2026-08-20)
May 31, 2023 COLL S 10b5-1 31,272 $21.87 $683,919 337,544 Direct -8.48% Disposed 29.9% (price as of 2026-08-20)
May 30, 2023 COLL S 10b5-1 31,271 $21.90 $684,835 368,816 Direct -7.82% Disposed 29.7% (price as of 2026-08-20)
Feb. 13, 2023 COLL S 10b5-1 11,250 $26.88 $302,400 400,087 Direct -2.73% Disposed 5.7% (price as of 2026-08-20)
Dec. 27, 2022 COLL S 10b5-1 400 $24.19 $9,676 248,750 Direct -0.16% Disposed 17.4% (price as of 2026-08-20)
Dec. 27, 2022 COLL S 10b5-1 1,804 $23.65 $42,665 249,150 Direct -0.72% Disposed 20.1% (price as of 2026-08-20)
Dec. 23, 2022 COLL S 10b5-1 147 $23.00 $3,381 250,954 Direct -0.06% Disposed 23.5% (price as of 2026-08-20)
Dec. 22, 2022 COLL S 10b5-1 110 $23.00 $2,530 251,101 Direct -0.04% Disposed 23.5% (price as of 2026-08-20)
Dec. 21, 2022 COLL S 10b5-1 7,333 $23.11 $169,466 251,211 Direct -2.84% Disposed 22.9% (price as of 2026-08-20)
Dec. 20, 2022 COLL S 10b5-1 9,375 $23.07 $216,281 258,544 Direct -3.50% Disposed 23.1% (price as of 2026-08-20)
Dec. 19, 2022 COLL S 10b5-1 1,134 $23.01 $26,093 267,919 Direct -0.42% Disposed 23.4% (price as of 2026-08-20)
Dec. 2, 2022 COLL S 10b5-1 54,400 $23.07 $1,255,008 269,053 Direct -16.82% Disposed 23.1% (price as of 2026-08-20)
Dec. 1, 2022 COLL S 10b5-1 76,653 $22.47 $1,722,393 323,453 Direct -19.16% Disposed 26.4% (price as of 2026-08-20)
Nov. 28, 2022 COLL S 10b5-1 43 $22.00 $946 323,453 Direct -0.01% Disposed 29.1% (price as of 2026-08-20)
Nov. 22, 2022 COLL S 10b5-1 65 $22.00 $1,430 323,453 Direct -0.02% Disposed 29.1% (price as of 2026-08-20)
Nov. 18, 2022 COLL S 10b5-1 1,989 $22.02 $43,798 323,453 Direct -0.61% Disposed 29.0% (price as of 2026-08-20)
March 1, 2022 COLL S 10b5-1 11,011 $19.04 $209,649 324,847 Direct -3.28% Disposed 49.2% (price as of 2026-08-20)
March 1, 2022 COLL S 10b5-1 65,083 $18.37 $1,195,575 335,858 Direct -16.23% Disposed 54.6% (price as of 2026-08-20)
June 2, 2021 COLL S 10b5-1 5,861 $22.81 $133,689 267,774 Direct -2.14% Disposed 24.5% (price as of 2026-08-20)
June 1, 2021 COLL S 10b5-1 10,829 $23.33 $252,641 273,635 Direct -3.81% Disposed 21.7% (price as of 2026-08-20)
June 1, 2021 COLL S 10b5-1 5,376 $22.93 $123,272 284,464 Direct -1.85% Disposed 23.9% (price as of 2026-08-20)
March 1, 2021 COLL S 10b5-1 9,809 $23.30 $228,550 278,307 Direct -3.40% Disposed 21.9% (price as of 2026-08-20)
March 1, 2021 COLL S 10b5-1 54,959 $22.56 $1,239,875 288,116 Direct -16.02% Disposed 25.9% (price as of 2026-08-20)
June 2, 2020 COLL S 10b5-1 100 $21.30 $2,130 192,798 Direct -0.05% Disposed 33.3% (price as of 2026-08-20)
June 2, 2020 COLL S 10b5-1 5,761 $20.47 $117,928 192,898 Direct -2.90% Disposed 38.7% (price as of 2026-08-20)
June 1, 2020 COLL S 10b5-1 100 $22.08 $2,208 198,659 Direct -0.05% Disposed 28.6% (price as of 2026-08-20)
June 1, 2020 COLL S 10b5-1 70,576 $21.53 $1,519,501 198,759 Direct -26.20% Disposed 31.9% (price as of 2026-08-20)
Nov. 7, 2019 COLL S 10b5-1 31,226 $19.16 $598,290 177,455 Direct -14.96% Disposed 48.2% (price as of 2026-08-20)
Nov. 7, 2019 COLL S 10b5-1 33,595 $18.41 $618,484 208,681 Direct -13.87% Disposed 54.3% (price as of 2026-08-20)
June 3, 2019 COLL S 10b5-1 7,436 $11.59 $86,183 180,222 Direct -3.96% Disposed 145.0% (price as of 2026-08-20)

Showing latest 100 of 118 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 22, 2026 INDV Performance Stock Units Common Stock (1,266,903) — — 1,266,903 Disposed
Dec. 21, 2023 COLL Stock Option (Right to Purchase) Common Stock (4,357) $21.34 Feb. 5, 2030 4,357 Disposed
Dec. 20, 2023 COLL Stock Option (Right to Purchase) Common Stock (26,454) $21.34 Feb. 5, 2030 26,454 Disposed
Dec. 19, 2023 COLL Stock Option (Right to Purchase) Common Stock (14,516) $21.34 Feb. 5, 2030 14,516 Disposed
Dec. 18, 2023 COLL Stock Option (Right to Purchase) Common Stock (27,798) $21.34 Feb. 5, 2030 27,798 Disposed
Feb. 13, 2023 COLL Stock Option (Right to Purchase) Common Stock (11,250) $15.90 Jan. 25, 2029 11,250 Disposed
Dec. 1, 2022 COLL Stock Option (Right to Purchase) Common Stock (76,653) $15.90 Jan. 25, 2029 76,653 Disposed
Nov. 28, 2022 COLL Stock Option (Right to Purchase) Common Stock (43) $15.90 Jan. 25, 2029 43 Disposed
Nov. 22, 2022 COLL Stock Option (Right to Purchase) Common Stock (65) $15.90 Jan. 25, 2029 65 Disposed
Nov. 18, 2022 COLL Stock Option (Right to Purchase) Common Stock (1,989) $15.90 Jan. 25, 2029 1,989 Disposed
June 1, 2021 COLL Stock Option (Right to Purchase) Common Stock (16,205) $8.22 May 31, 2027 16,205 Disposed
March 1, 2021 COLL Stock Option (Right to Purchase) Common Stock (48,616) $8.22 May 31, 2027 48,616 Disposed
Jan. 19, 2021 COLL Stock Option (Right to Purchase) Common Stock (420,000) $24.06 Jan. 19, 2031 420,000 Acquired
June 1, 2020 COLL Stock Option (Right to Purchase) Common Stock (64,820) $8.22 May 31, 2027 64,820 Disposed
Feb. 5, 2020 COLL Stock Option (Right to Purchase) Common Stock (90,000) $21.34 Feb. 5, 2030 90,000 Acquired
Nov. 7, 2019 COLL Stock Option (Right to Purchase) Common Stock (64,821) $8.22 May 31, 2027 64,821 Disposed
Jan. 25, 2019 COLL Stock Option (Right to Purchase) Common Stock (90,000) $15.90 Jan. 25, 2029 90,000 Acquired
July 1, 2018 COLL Stock Option (Right to Purchase) Common Stock (41,418) $23.85 July 1, 2028 41,418 Acquired
May 31, 2018 COLL Stock option (right to purchase) Common Stock (64,821) $8.22 May 31, 2027 64,821 Disposed
Jan. 25, 2018 COLL Stock Option (Right to Purchase) Common Stock (50,000) $24.35 Jan. 25, 2028 50,000 Acquired
May 31, 2017 COLL Stock Option (Right to Purchase) Common Stock (259,283) $8.22 May 31, 2027 259,283 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 7, 2026 INDV Ordinary Shares 56,000 Direct
Jan. 7, 2026 INDV Performance Stock Units→ Ordinary Shares (1,266,903) 1,266,903 Direct
Jan. 7, 2026 INDV Restricted Stock Units→ Ordinary Shares (422,302) 422,302 Direct
June 2, 2017 COLL No securities beneficially owned 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

COLL

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2024 $364,423 — $9,372,916 — — — $952,513 $10,689,852
2023 $817,038 — $7,691,315 — $612,563 — $22,008 $9,142,924
2022 $751,846 — $5,231,750 — $914,288 — $19,646 $6,917,530

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.