Joseph M Miller

CIK 1746372 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 4, 2021 · Latest: Jan. 4, 2021

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 31, 2021 AVTX A 8,920 8,920 Direct Acquired (price as of 2026-08-21)
June 30, 2021 AVTX A 4,620 4,620 Direct Acquired (price as of 2026-08-21)
June 15, 2021 AVTX A 40,000 40,000 Direct Acquired (price as of 2026-08-21)
Dec. 31, 2020 AVTX A 5,472 5,472 Direct Acquired (price as of 2026-08-21)
Sept. 30, 2020 AVTX A 6,374 6,374 Direct Acquired (price as of 2026-08-21)
June 30, 2020 AVTX A 4,005 4,005 Direct Acquired (price as of 2026-08-21)
June 18, 2020 AVTX A 25,000 25,000 Direct Acquired (price as of 2026-08-21)
June 8, 2020 AVTX F 4,472 $3.22 $14,400 40,582 Direct -9.93% Disposed -99.8% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 31, 2021 AVTX Stock Option (Right to Buy) Common Stock (8,920) $1.70 Dec. 31, 2031 8,920 Acquired
June 30, 2021 AVTX Stock Option (Right to Buy) Common Stock (4,620) $3.27 June 30, 2031 4,620 Acquired
June 15, 2021 AVTX Stock Option (Right to Buy) Common Stock (40,000) $3.56 June 15, 2031 40,000 Acquired
Dec. 31, 2020 AVTX Stock Option (Right to Buy) Common Stock (5,472) $2.64 Dec. 31, 2030 5,472 Acquired
Sept. 30, 2020 AVTX Stock Option (Right to Buy) Common Stock (6,374) $2.28 Sept. 30, 2030 6,374 Acquired
June 30, 2020 AVTX Stock Option (Right to Buy) Common Stock (4,005) $2.60 June 30, 2030 4,005 Acquired
June 18, 2020 AVTX Stock Option (Right to Buy) Common Stock (25,000) $2.51 June 18, 2030 25,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (132,440) 132,440 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (50,000) 50,000 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (270,610) 270,610 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AVTX

PEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2020 $116,748 $115,521 $232,269
2019 $356,000 $222,000 $592,598 $1,170,598
2018 $153,600 $61,370 $202,500 $255,515 $672,985
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $526,988 $395,241 $15,378 $2,102,747

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.