Jr Charles E Phillips
Insider
First SEC filing: May 7, 2026 · Latest: May 7, 2026
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 30, 2026 | AXP | A | 60 | $312.25 | $18,735 | 10,591 Direct | +0.57% | Acquired | -3.0% (price as of 2026-10-02) |
| Sept. 25, 2026 | VZ | A | 1,770 | · | · | 1,770 Indirect | · | Acquired | (price as of 2026-10-02) |
| June 30, 2026 | AXP | A | 56 | $334.04 | $18,706 | 10,501 Direct | +0.54% | Acquired | -9.4% (price as of 2026-10-02) |
| May 14, 2026 | COMP | M | 35,288 | · | · | 236,642 Direct | +17.53% | Acquired | (price as of 2026-10-02) |
| May 14, 2026 | COMP | M | 35,288 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 14, 2026 | COMP | A | 27,702 | · | · | 27,702 Direct | · | Acquired | (price as of 2026-10-02) |
| May 5, 2026 | AXP | A | 742 | · | · | 10,416 Direct | +7.67% | Acquired | (price as of 2026-10-02) |
| March 31, 2026 | AXP | A | 63 | $299.13 | $18,845 | 9,674 Direct | +0.66% | Acquired | 1.2% (price as of 2026-10-02) |
| Dec. 31, 2025 | AXP | A | 99 | $378.66 | $37,487 | 9,590 Direct | +1.04% | Acquired | -20.0% (price as of 2026-10-02) |
| Sept. 30, 2025 | AXP | A | 112 | $335.36 | $37,560 | 9,469 Direct | +1.20% | Acquired | -9.7% (price as of 2026-10-02) |
| June 30, 2025 | AXP | A | 124 | $302.15 | $37,467 | 9,332 Direct | +1.35% | Acquired | 0.2% (price as of 2026-10-02) |
| June 4, 2025 | COMP | M | 57,310 | · | · | 201,354 Direct | +39.79% | Acquired | (price as of 2026-10-02) |
| June 4, 2025 | COMP | M | 57,310 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 22, 2025 | COMP | A | 35,288 | · | · | 35,288 Direct | · | Acquired | (price as of 2026-10-02) |
| April 29, 2025 | AXP | A | 948 | · | · | 9,184 Direct | +11.51% | Acquired | (price as of 2026-10-02) |
| March 31, 2025 | AXP | A | 137 | $267.80 | $36,689 | 8,236 Direct | +1.69% | Acquired | 13.1% (price as of 2026-10-02) |
| Dec. 31, 2024 | AXP | A | 121 | $299.52 | $36,242 | 8,080 Direct | +1.52% | Acquired | 1.1% (price as of 2026-10-02) |
| Sept. 30, 2024 | AXP | A | 138 | $263.35 | $36,342 | 7,940 Direct | +1.77% | Acquired | 15.0% (price as of 2026-10-02) |
| July 3, 2024 | COMP | M | 66,854 | · | · | 144,044 Direct | +86.61% | Acquired | (price as of 2026-10-02) |
| July 3, 2024 | COMP | M | 58,746 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| July 3, 2024 | COMP | M | 8,108 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| June 30, 2024 | AXP | A | 158 | $228.77 | $36,146 | 7,779 Direct | +2.07% | Acquired | 32.4% (price as of 2026-10-02) |
| June 5, 2024 | COMP | A | 57,310 | · | · | 57,310 Direct | · | Acquired | (price as of 2026-10-02) |
| May 6, 2024 | AXP | A | 955 | · | · | 7,602 Direct | +14.37% | Acquired | (price as of 2026-10-02) |
| April 2, 2024 | COMP | M | 8,108 | · | · | 77,190 Direct | +11.74% | Acquired | (price as of 2026-10-02) |
| April 2, 2024 | COMP | M | 8,108 | · | · | 8,108 Direct | -50.00% | Disposed | (price as of 2026-10-02) |
| March 31, 2024 | AXP | A | 150 | $223.97 | $33,596 | 6,647 Direct | +2.31% | Acquired | 35.2% (price as of 2026-10-02) |
| Jan. 3, 2024 | COMP | M | 8,108 | · | · | 69,082 Direct | +13.30% | Acquired | (price as of 2026-10-02) |
| Jan. 3, 2024 | COMP | M | 8,108 | · | · | 16,216 Direct | -33.33% | Disposed | (price as of 2026-10-02) |
| Dec. 31, 2023 | AXP | A | 180 | $180.63 | $32,513 | 6,478 Direct | +2.86% | Acquired | 67.6% (price as of 2026-10-02) |
| Oct. 3, 2023 | COMP | M | 8,108 | · | · | 60,974 Direct | +15.34% | Acquired | (price as of 2026-10-02) |
| Oct. 3, 2023 | COMP | M | 8,108 | · | · | 24,324 Direct | -25.00% | Disposed | (price as of 2026-10-02) |
| Sept. 29, 2023 | AXP | A | 208 | $155.91 | $32,429 | 6,274 Direct | +3.43% | Acquired | 94.2% (price as of 2026-10-02) |
| July 6, 2023 | COMP | M | 40,394 | · | · | 52,866 Direct | +323.88% | Acquired | (price as of 2026-10-02) |
| July 6, 2023 | COMP | M | 40,394 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| June 30, 2023 | AXP | A | 190 | $171.07 | $32,503 | 6,043 Direct | +3.25% | Acquired | 77.0% (price as of 2026-10-02) |
| June 1, 2023 | COMP | A | 58,746 | · | · | 58,746 Direct | · | Acquired | (price as of 2026-10-02) |
| June 1, 2023 | COMP | A | 32,432 | · | · | 32,432 Direct | · | Acquired | (price as of 2026-10-02) |
| May 2, 2023 | AXP | A | 1,365 | · | · | 5,835 Direct | +30.54% | Acquired | (price as of 2026-10-02) |
| March 31, 2023 | AXP | A | 201 | $161.36 | $32,433 | 4,471 Direct | +4.71% | Acquired | 87.6% (price as of 2026-10-02) |
| Dec. 31, 2022 | AXP | A | 222 | $146.19 | $32,454 | 4,257 Direct | +5.50% | Acquired | 107.1% (price as of 2026-10-02) |
| Oct. 14, 2022 | OSCR | A | 6,573 | $3.52 | $23,137 | 11,339 Direct | +137.91% | Acquired | 779.0% (price as of 2026-10-02) |
| Sept. 30, 2022 | AXP | A | 227 | $142.90 | $32,438 | 4,021 Direct | +5.98% | Acquired | 111.9% (price as of 2026-10-02) |
| July 8, 2022 | OSCR | A | 4,149 | $4.97 | $20,621 | 4,766 Direct | +672.45% | Acquired | 522.5% (price as of 2026-10-02) |
| June 30, 2022 | AXP | A | 228 | $142.32 | $32,449 | 3,782 Direct | +6.42% | Acquired | 112.7% (price as of 2026-10-02) |
| June 9, 2022 | OSCR | A | 35,787 | · | · | 85,787 Direct | +71.57% | Acquired | (price as of 2026-10-02) |
| June 3, 2022 | COMP | M | 12,472 | · | · | 12,472 Direct | · | Acquired | (price as of 2026-10-02) |
| June 3, 2022 | COMP | M | 12,472 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| June 2, 2022 | COMP | A | 40,394 | · | · | 40,394 Direct | · | Acquired | (price as of 2026-10-02) |
| May 3, 2022 | AXP | A | 1,218 | · | · | 3,546 Direct | +52.32% | Acquired | (price as of 2026-10-02) |
| April 15, 2022 | OSCR | A | 617 | $8.91 | $5,497 | 617 Direct | · | Acquired | 247.3% (price as of 2026-10-02) |
| March 31, 2022 | AXP | A | 172 | $187.00 | $32,164 | 2,328 Direct | +7.98% | Acquired | 61.9% (price as of 2026-10-02) |
| Dec. 31, 2021 | AXP | A | 185 | $162.39 | $30,042 | 2,152 Direct | +9.41% | Acquired | 86.5% (price as of 2026-10-02) |
| Sept. 30, 2021 | AXP | A | 177 | $169.33 | $29,971 | 1,962 Direct | +9.92% | Acquired | 78.8% (price as of 2026-10-02) |
| June 30, 2021 | AXP | A | 182 | $164.76 | $29,986 | 1,780 Direct | +11.39% | Acquired | 83.8% (price as of 2026-10-02) |
| May 4, 2021 | AXP | A | 1,339 | $149.35 | $199,980 | 1,597 Direct | +518.99% | Acquired | 102.7% (price as of 2026-10-02) |
| May 3, 2021 | COMP | A | 12,472 | · | · | 12,472 Direct | · | Acquired | (price as of 2026-10-02) |
| March 31, 2021 | AXP | A | 187 | $141.11 | $26,388 | 258 Direct | +263.38% | Acquired | 114.6% (price as of 2026-10-02) |
| March 5, 2021 | OSCR | A | 50,000 | · | · | 50,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 31, 2020 | AXP | A | 71 | · | · | 71 Direct | · | Acquired | (price as of 2026-10-02) |
| July 15, 2010 | ORCL | M | 1,000,000 | $20.73 | $20,730,000 | 2,505,000 Direct | +66.45% | Acquired | 586.4% (price as of 2026-10-02) |
| July 15, 2010 | ORCL | M | 750,000 | $20.49 | $15,367,500 | 1,505,000 Direct | +99.34% | Acquired | 594.5% (price as of 2026-10-02) |
| July 15, 2010 | ORCL | M | 750,000 | $14.57 | $10,927,500 | 755,000 Direct | +15000.00% | Acquired | 876.7% (price as of 2026-10-02) |
| July 15, 2010 | ORCL | M | 1,000,000 | · | · | 3,000,000 Direct | -25.00% | Disposed | (price as of 2026-10-02) |
| July 15, 2010 | ORCL | M | 1,000,000 | · | · | 2,000,000 Direct | -33.33% | Disposed | (price as of 2026-10-02) |
| July 15, 2010 | ORCL | M | 750,000 | · | · | 750,000 Direct | -50.00% | Disposed | (price as of 2026-10-02) |
| July 15, 2010 | ORCL | M | 750,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| July 15, 2010 | ORCL | S | 3,500,000 | $23.68 | $82,880,000 | 5,000 Direct | -99.86% | Disposed | 500.9% (price as of 2026-10-02) |
| July 15, 2010 | ORCL | M | 1,000,000 | $21.04 | $21,040,000 | 3,505,000 Direct | +39.92% | Acquired | 576.3% (price as of 2026-10-02) |
| July 1, 2010 | ORCL | A | 4,000,000 | · | · | 4,000,000 Direct | · | Acquired | (price as of 2026-10-02) |
| April 5, 2010 | ORCL | M | 1,000,000 | · | · | 3,000,000 Direct | -25.00% | Disposed | (price as of 2026-10-02) |
| April 5, 2010 | ORCL | M | 1,500,000 | · | · | 1,500,000 Direct | -50.00% | Disposed | (price as of 2026-10-02) |
| April 5, 2010 | ORCL | M | 500,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 5, 2010 | ORCL | M | 187,500 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 5, 2010 | ORCL | S | 3,187,500 | $25.55 | $81,440,625 | 5,000 Direct | -99.84% | Disposed | 456.9% (price as of 2026-10-02) |
| April 5, 2010 | ORCL | M | 1,000,000 | $20.73 | $20,730,000 | 3,192,500 Direct | +45.61% | Acquired | 586.4% (price as of 2026-10-02) |
| April 5, 2010 | ORCL | M | 1,500,000 | $20.49 | $30,735,000 | 2,192,500 Direct | +216.61% | Acquired | 594.5% (price as of 2026-10-02) |
| April 5, 2010 | ORCL | M | 500,000 | $12.34 | $6,170,000 | 692,500 Direct | +259.74% | Acquired | 1053.2% (price as of 2026-10-02) |
| April 5, 2010 | ORCL | M | 187,500 | $10.23 | $1,918,125 | 192,500 Direct | +3750.00% | Acquired | 1291.0% (price as of 2026-10-02) |
| July 30, 2009 | ORCL | M | 1,500,000 | $14.57 | $21,855,000 | 1,505,000 Direct | +30000.00% | Acquired | 876.7% (price as of 2026-10-02) |
| July 30, 2009 | ORCL | S | 1,500,000 | $22.27 | $33,405,000 | 5,000 Direct | -99.67% | Disposed | 539.0% (price as of 2026-10-02) |
| July 30, 2009 | ORCL | M | 1,500,000 | · | · | 750,000 Direct | -66.67% | Disposed | (price as of 2026-10-02) |
| July 28, 2009 | MS | G | 3,640 | · | · | 24,521 Direct | -12.93% | Disposed | (price as of 2026-10-02) |
| July 2, 2009 | ORCL | A | 4,000,000 | · | · | 4,000,000 Direct | · | Acquired | (price as of 2026-10-02) |
| April 29, 2009 | MS | A | 11,116 | · | · | 28,129 Direct | +65.34% | Acquired | (price as of 2026-10-02) |
| July 16, 2008 | ORCL | M | 500,000 | · | · | 500,000 Direct | -50.00% | Disposed | (price as of 2026-10-02) |
| July 16, 2008 | ORCL | S | 73,422 | $20.48 | $1,503,683 | 5,000 Direct | -93.62% | Disposed | 594.8% (price as of 2026-10-02) |
| July 16, 2008 | ORCL | S | 5,500 | $20.48 | $112,640 | 78,422 Direct | -6.55% | Disposed | 594.8% (price as of 2026-10-02) |
| July 16, 2008 | ORCL | S | 33,200 | $20.47 | $679,604 | 83,922 Direct | -28.35% | Disposed | 595.2% (price as of 2026-10-02) |
| July 16, 2008 | ORCL | S | 5,575 | $20.47 | $114,120 | 117,122 Direct | -4.54% | Disposed | 595.2% (price as of 2026-10-02) |
| July 16, 2008 | ORCL | S | 81,866 | $20.46 | $1,674,978 | 122,697 Direct | -40.02% | Disposed | 595.5% (price as of 2026-10-02) |
| July 16, 2008 | ORCL | S | 4,100 | $20.45 | $83,845 | 204,563 Direct | -1.96% | Disposed | 595.8% (price as of 2026-10-02) |
| July 16, 2008 | ORCL | S | 158,939 | $20.45 | $3,250,303 | 208,663 Direct | -43.24% | Disposed | 595.8% (price as of 2026-10-02) |
| July 16, 2008 | ORCL | S | 5,100 | $20.45 | $104,295 | 367,602 Direct | -1.37% | Disposed | 595.8% (price as of 2026-10-02) |
| July 16, 2008 | ORCL | S | 5,500 | $20.45 | $112,475 | 372,702 Direct | -1.45% | Disposed | 595.8% (price as of 2026-10-02) |
| July 16, 2008 | ORCL | S | 13,766 | $20.45 | $281,515 | 378,202 Direct | -3.51% | Disposed | 595.8% (price as of 2026-10-02) |
| July 16, 2008 | ORCL | S | 6,900 | $20.44 | $141,036 | 391,968 Direct | -1.73% | Disposed | 596.2% (price as of 2026-10-02) |
| July 16, 2008 | ORCL | S | 6,500 | $20.44 | $132,860 | 398,868 Direct | -1.60% | Disposed | 596.2% (price as of 2026-10-02) |
| July 16, 2008 | ORCL | S | 5,900 | $20.44 | $120,596 | 405,368 Direct | -1.43% | Disposed | 596.2% (price as of 2026-10-02) |
| July 16, 2008 | ORCL | S | 93,732 | $20.44 | $1,915,882 | 411,268 Direct | -18.56% | Disposed | 596.2% (price as of 2026-10-02) |
Showing latest 100 of 174 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 30, 2026 | AXP | Share Equivalent Units | Common Stock | · | · | 60 | Acquired |
| Sept. 25, 2026 | VZ | Phantom Stock | Common Stock | · | · | 1,770 | Acquired |
| June 30, 2026 | AXP | Share Equivalent Units | Common Stock | · | · | 56 | Acquired |
| May 14, 2026 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 35,288 | Disposed |
| May 14, 2026 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 27,702 | Acquired |
| May 5, 2026 | AXP | Share Equivalent Units | Common Stock | · | · | 742 | Acquired |
| March 31, 2026 | AXP | Share Equivalent Units | Common Stock | · | · | 63 | Acquired |
| Dec. 31, 2025 | AXP | Share Equivalent Units | Common Stock | · | · | 99 | Acquired |
| Sept. 30, 2025 | AXP | Share Equivalent Units | Common Stock | · | · | 112 | Acquired |
| June 30, 2025 | AXP | Share Equivalent Units | Common Stock | · | · | 124 | Acquired |
| June 4, 2025 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 57,310 | Disposed |
| May 22, 2025 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 35,288 | Acquired |
| April 29, 2025 | AXP | Share Equivalent Units | Common Stock | · | · | 948 | Acquired |
| March 31, 2025 | AXP | Share Equivalent Units | Common Stock | · | · | 137 | Acquired |
| Dec. 31, 2024 | AXP | Share Equivalent Units | Common Stock | · | · | 121 | Acquired |
| Sept. 30, 2024 | AXP | Share Equivalent Units | Common Stock | · | · | 138 | Acquired |
| July 3, 2024 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 58,746 | Disposed |
| July 3, 2024 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 8,108 | Disposed |
| June 30, 2024 | AXP | Share Equivalent Units | Common Stock | · | · | 158 | Acquired |
| June 5, 2024 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 57,310 | Acquired |
| May 6, 2024 | AXP | Share Equivalent Units | Common Stock | · | · | 955 | Acquired |
| April 2, 2024 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 8,108 | Disposed |
| March 31, 2024 | AXP | Share Equivalent Units | Common Stock | · | · | 150 | Acquired |
| Jan. 3, 2024 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 8,108 | Disposed |
| Dec. 31, 2023 | AXP | Share Equivalent Units | Common Stock | · | · | 180 | Acquired |
| Oct. 3, 2023 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 8,108 | Disposed |
| Sept. 29, 2023 | AXP | Share Equivalent Units | Common Stock | · | · | 208 | Acquired |
| July 6, 2023 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 40,394 | Disposed |
| June 30, 2023 | AXP | Share Equivalent Units | Common Stock | · | · | 190 | Acquired |
| June 1, 2023 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 58,746 | Acquired |
| June 1, 2023 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 32,432 | Acquired |
| May 2, 2023 | AXP | Share Equivalent Units | Common Stock | · | · | 1,365 | Acquired |
| March 31, 2023 | AXP | Share Equivalent Units | Common Stock | · | · | 201 | Acquired |
| Dec. 31, 2022 | AXP | Share Equivalent Units | Common Stock | · | · | 222 | Acquired |
| Oct. 14, 2022 | OSCR | Deferred Stock Unit | Class A Common Stock | · | · | 6,573 | Acquired |
| Sept. 30, 2022 | AXP | Share Equivalent Units | Common Stock | · | · | 227 | Acquired |
| July 8, 2022 | OSCR | Deferred Stock Unit | Class A Common Stock | · | · | 4,149 | Acquired |
| June 30, 2022 | AXP | Share Equivalent Units | Common Stock | · | · | 228 | Acquired |
| June 3, 2022 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 12,472 | Disposed |
| June 2, 2022 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 40,394 | Acquired |
| May 3, 2022 | AXP | Share Equivalent Units | Common Stock | · | · | 1,218 | Acquired |
| April 15, 2022 | OSCR | Deferred Stock Unit | Class A Common Stock | · | · | 617 | Acquired |
| March 31, 2022 | AXP | Share Equivalent Units | Common Stock | · | · | 172 | Acquired |
| Dec. 31, 2021 | AXP | Share Equivalent Units | Common Stock | · | · | 185 | Acquired |
| Sept. 30, 2021 | AXP | Share Equivalent Units | Common Stock | · | · | 177 | Acquired |
| June 30, 2021 | AXP | Share Equivalent Units | Common Stock | · | · | 182 | Acquired |
| May 4, 2021 | AXP | Share Equivalent Units | Common Stock | · | · | 1,339 | Acquired |
| May 3, 2021 | COMP | Restricted Stock Unit (RSU) | Class A Common Stock | · | · | 12,472 | Acquired |
| March 31, 2021 | AXP | Share Equivalent Units | Common Stock | · | · | 187 | Acquired |
| Dec. 31, 2020 | AXP | Share Equivalent Units | Common Stock | · | · | 71 | Acquired |
| July 15, 2010 | ORCL | Stock Option | Common Stock | $21.04 | July 2, 2019 | 1,000,000 | Disposed |
| July 15, 2010 | ORCL | Stock Option | Common Stock | $20.73 | July 3, 2018 | 1,000,000 | Disposed |
| July 15, 2010 | ORCL | Stock Option | Common Stock | $20.49 | July 5, 2017 | 750,000 | Disposed |
| July 15, 2010 | ORCL | Stock Option | Common Stock | $14.57 | July 6, 2016 | 750,000 | Disposed |
| July 1, 2010 | ORCL | Stock Option | Common Stock | $21.55 | July 1, 2020 | 4,000,000 | Acquired |
| April 5, 2010 | ORCL | Stock Option | Common Stock | $20.73 | July 3, 2018 | 1,000,000 | Disposed |
| April 5, 2010 | ORCL | Stock Option | Common Stock | $20.49 | July 5, 2017 | 1,500,000 | Disposed |
| April 5, 2010 | ORCL | Stock Option | Common Stock | $12.34 | June 20, 2015 | 500,000 | Disposed |
| April 5, 2010 | ORCL | Stock Option | Common Stock | $10.23 | Aug. 27, 2014 | 187,500 | Disposed |
| July 30, 2009 | ORCL | Stock Option | Common Stock | $14.57 | July 6, 2016 | 1,500,000 | Disposed |
| July 2, 2009 | ORCL | Stock Option | Common Stock | $21.04 | July 2, 2019 | 4,000,000 | Acquired |
| July 16, 2008 | ORCL | Non-Qualified Stock Option (right to buy) | Common Stock | $12.34 | June 20, 2015 | 500,000 | Disposed |
| July 3, 2008 | ORCL | Non-Qualified Stock Option (right to buy) | Common Stock | $20.73 | July 3, 2018 | 4,000,000 | Acquired |
| Sept. 26, 2007 | ORCL | Non-Qualified Stock Option (right to buy) | Common Stock | $10.23 | Aug. 27, 2014 | 187,500 | Disposed |
| Sept. 26, 2007 | ORCL | Non-Qualified Stock Option (right to buy) | Common Stock | $12.30 | May 23, 2013 | 500,000 | Disposed |
| Sept. 26, 2007 | ORCL | Non-Qualified Stock Option (right to buy) | Common Stock | $12.34 | June 20, 2015 | 1,000,000 | Disposed |
| Sept. 26, 2007 | ORCL | Non-Qualified Stock Option (right to buy) | Common Stock | $14.57 | July 6, 2016 | 750,000 | Disposed |
| July 5, 2007 | ORCL | Non-Qualified Stock Option (right to buy) | Common Stock | $20.49 | July 5, 2017 | 3,000,000 | Acquired |
| Oct. 6, 2006 | ORCL | Non-Qualified Stock Option (right to buy) | Common Stock | $10.23 | Aug. 27, 2014 | 375,000 | Disposed |
| Oct. 6, 2006 | ORCL | Non-Qualified Stock Option (right to buy) | Common Stock | $12.30 | May 23, 2013 | 1,495,000 | Disposed |
| July 31, 2006 | ORCL | Non-Qualified Stock Option (right to buy) | Common Stock | $12.30 | May 23, 2013 | 4,000 | Disposed |
| July 6, 2006 | ORCL | Non-Qualified Stock Option (right to buy) | Common Stock | $14.57 | July 6, 2016 | 3,000,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 10 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 31, 2021 | COMP | No securities beneficially owned. | 0 | Direct |
| March 31, 2021 | COMP | Stock Option (right to buy Class A Common Stock) | 129,640 | Direct |
| March 31, 2021 | COMP | Stock Option (right to buy Class A Common Stock) | 64,820 | Direct |
| Dec. 11, 2020 | AXP | No Securities Beneficially Owned | 0 | Direct |
| June 27, 2006 | MS | Common Stock | 2,416 | Indirect |
| June 27, 2006 | MS | Restoration Option (Right to Buy) | 23,065 | Direct |
| Jan. 31, 2006 | ORCL | Common Stock | 1,000 | Direct |
| Jan. 31, 2006 | ORCL | Stock Option | 750,000 | Direct |
| Jan. 31, 2006 | ORCL | Stock Option | 1,999,000 | Direct |
| Jan. 31, 2006 | ORCL | Stock Option | 2,000,000 | Direct |