Jr. Robert M. Whelan

CIK 1490045 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 29, 2020 · Latest: Jan. 29, 2020

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 5 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

5 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 31, 2020 ANVS P 25,000 $6.00 $150,000 25,000 Direct — Acquired -70.3% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 1, 2020 ANVS Stock Option (right to buy) Common Stock (20,000) $4.39 July 1, 2030 20,000 Acquired
Jan. 31, 2020 ANVS Convertible Note Common Stock (11,176) — — 11,176 Disposed
Jan. 31, 2020 ANVS Series A-1 Preferred Stock Common Stock (59,524) — — 83,333 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 29, 2020 ANVS Convertible Note→ Common Stock — Direct
Jan. 29, 2020 ANVS Series A-1 Preferred Stock→ Common Stock (59,524) 59,524 Direct
Jan. 29, 2020 ANVS Stock Option (right to buy)→ Common Stock (17,855) 17,855 Direct
Jan. 29, 2020 ANVS Stock Option (right to buy)→ Common Stock (7,142) 7,142 Direct