Insider at

04

Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Jan. 4, 2016 TIPT A 30,000 · · 124,168 Direct +31.86% Acquired (price as of 2026-10-06)
Sept. 4, 2015 TIPT J 16,217 · · 0 Direct -100.00% Disposed (price as of 2026-10-06)
Sept. 4, 2015 TIPT J 45,375 · · 94,168 Direct +92.99% Acquired (price as of 2026-10-06)
April 3, 2015 TIPT J 86 · · 48,793 Direct +0.18% Acquired (price as of 2026-10-06)
Jan. 5, 2015 TIPT J 498 · · 48,707 Direct +1.03% Acquired (price as of 2026-10-06)
Jan. 5, 2015 TIPT A 15,000 · · 48,209 Direct +45.17% Acquired (price as of 2026-10-06)
Nov. 3, 2014 TIPT J 7,000 · · 16,217 Direct -30.15% Disposed (price as of 2026-10-06)
Nov. 3, 2014 TIPT J 19,586 · · 33,209 Direct +143.77% Acquired (price as of 2026-10-06)
May 2, 2014 TIPT J 64,961 · · 64,961 Direct · Acquired (price as of 2026-10-06)
March 14, 2014 TIPT J 68 · · 13,623 Direct +0.50% Acquired (price as of 2026-10-06)
Dec. 31, 2013 TIPT J 612 · · 13,555 Direct +4.73% Acquired (price as of 2026-10-06)
Dec. 31, 2013 TIPT A 6,683 · · 12,943 Direct +106.76% Acquired (price as of 2026-10-06)
Aug. 8, 2013 TIPT A 5,600 · · 6,260 Direct +848.48% Acquired (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Sept. 4, 2015 TIPT Tiptree Financial Partners, L.P. partnership unit Class A Common Stock (45,375) · · 16,217 Disposed
Nov. 3, 2014 TIPT Tiptree Financial Partners, L.P. partnership unit Class A Common Stock (19,586) · · 7,000 Disposed
May 2, 2014 TIPT Tiptree Financial Partners, L.P. partnership unit Class A Common Stock (64,961) · · 64,961 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
July 3, 2013 TIPT Class A Common Stock 660 Direct

Compensation (DEF 14A)

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Matched by name from proxy statements (DEF 14A) — verify against the filing.

TIPT

COO
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2016 $300,000 $380,000 · · · · · $775,000
2013 · · · · · · · $50,002

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.