Karen B Peetz

CIK 1343152 · View on SEC EDGAR ↗

Insider

First SEC filing: June 11, 2020 · Latest: June 11, 2020

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 83 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

83 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 10, 2016 BNY S 17,609 $46.27 $814,768 157,011 Direct -10.08% Disposed 243.6% (price as of 2026-08-21)
Nov. 10, 2016 BNY S 109,412 $45.97 $5,029,670 157,011 Direct -41.07% Disposed 245.8% (price as of 2026-08-21)
Nov. 10, 2016 BNY S 8,964 $46.11 $413,330 157,011 Direct -5.40% Disposed 244.8% (price as of 2026-08-21)
Nov. 10, 2016 BNY S 24,198 $46.31 $1,120,609 157,011 Direct -13.35% Disposed 243.3% (price as of 2026-08-21)
Nov. 10, 2016 BNY S 52,102 $46.14 $2,403,986 157,011 Direct -24.92% Disposed 244.6% (price as of 2026-08-21)
Nov. 10, 2016 BNY S 32,580 $46.18 $1,504,544 157,011 Direct -17.18% Disposed 244.3% (price as of 2026-08-21)
May 4, 2016 BNY S 65,000 $39.24 $2,550,600 156,769 Direct -29.31% Disposed 305.1% (price as of 2026-08-21)
Oct. 29, 2015 BNY S 32,581 $42.46 $1,383,389 179,644 Direct -15.35% Disposed 274.4% (price as of 2026-08-21)
Oct. 29, 2015 BNY S 9,434 $42.54 $401,322 179,644 Direct -4.99% Disposed 273.7% (price as of 2026-08-21)
April 27, 2015 BNY S 106,072 $42.18 $4,474,117 182,760 Direct -36.72% Disposed 276.9% (price as of 2026-08-21)
April 27, 2015 BNY S 73,001 $42.26 $3,085,022 288,832 Direct -20.18% Disposed 276.2% (price as of 2026-08-21)
April 27, 2015 BNY S 50,000 $42.08 $2,104,000 186,310 Direct -21.16% Disposed 277.8% (price as of 2026-08-21)
Nov. 13, 2014 BNY S 50,000 $39.22 $1,961,000 197,118 Direct -20.23% Disposed 305.4% (price as of 2026-08-21)
Nov. 13, 2014 BNY S 50,000 $39.34 $1,967,000 197,118 Direct -20.23% Disposed 304.1% (price as of 2026-08-21)
April 24, 2014 BNY S 65,162 $33.83 $2,204,430 196,005 Direct -24.95% Disposed 369.9% (price as of 2026-08-21)
April 24, 2014 BNY S 50,189 $33.86 $1,699,400 196,005 Direct -20.39% Disposed 369.5% (price as of 2026-08-21)
Oct. 18, 2013 BNY S 55,000 $31.37 $1,725,350 177,270 Direct -23.68% Disposed 406.8% (price as of 2026-08-21)

Showing latest 100 of 182 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 24, 2018 WFC Phantom Stock Units Common Stock, $1 2/3 Par Value (3,428) — — 3,428 Acquired
April 25, 2017 WFC Phantom Stock Units Common Stock, $1 2/3 Par Value (3,234) — — 3,234 Acquired
Feb. 21, 2017 WFC Phantom Stock Units Common Stock, $1 2/3 Par Value (758) — — 758 Acquired
Nov. 10, 2016 BNY 07/21/2008 Stock Options Common Stock (17,609) $34.63 July 21, 2018 17,609 Disposed
Nov. 10, 2016 BNY 03/10/2008 Stock Options Common Stock (109,412) $42.31 March 10, 2018 109,412 Disposed
Nov. 10, 2016 BNY 07/23/2007 Stock Options Common Stock (8,964) $44.59 July 23, 2017 8,964 Disposed
Nov. 10, 2016 BNY 04/02/2007 Stock Options Common Stock (24,198) $42.83 April 2, 2017 24,198 Disposed
Nov. 10, 2016 BNY 03/13/2007 Stock Options Common Stock (52,102) $40.40 March 13, 2017 52,102 Disposed
Nov. 10, 2016 BNY 02/23/2012 Stock Options Common Stock (32,580) $22.03 Feb. 22, 2022 32,580 Disposed
Dec. 16, 2015 SXC Deferred Share Units Common Stock (991) — — 991 Acquired
Dec. 16, 2015 SXC Deferred Share Units Common Stock (8,786) — — 8,786 Acquired
Oct. 29, 2015 BNY 02/23/2012 Stock Options Common Stock (32,581) $22.03 Feb. 22, 2022 32,581 Disposed
Oct. 29, 2015 BNY 03/14/2006 Stock Options Common Stock (9,434) $37.09 March 14, 2016 9,434 Disposed
Sept. 23, 2015 SXC Deferred Share Units Common Stock (200) — — 200 Acquired
Sept. 23, 2015 SXC Deferred Share Units Common Stock (2,683) — — 2,683 Acquired
June 24, 2015 SXC Deferred Share Units Common Stock (195) — — 195 Acquired
June 24, 2015 SXC Deferred Share Units Common Stock (1,891) — — 1,891 Acquired
April 27, 2015 BNY 02/24/2011 Stock Options Common Stock (106,072) $30.13 March 24, 2021 106,072 Disposed
April 27, 2015 BNY 03/16/2010 Stock Options Common Stock (73,001) $30.25 March 16, 2020 73,001 Disposed
March 25, 2015 SXC Deferred Share Units Common Stock (1,655) — — 1,655 Acquired
Dec. 17, 2014 SXC Deferred Share Units Common Stock (1,319) — — 1,319 Acquired
Nov. 13, 2014 BNY 02/24/2011 Stock Options Common Stock (50,000) $30.13 March 23, 2021 50,000 Disposed
Nov. 13, 2014 BNY 03/16/2010 Stock Options Common Stock (50,000) $30.25 March 15, 2020 50,000 Disposed
Sept. 24, 2014 SXC Deferred Share Units Common Stock (1,079) — — 1,079 Acquired
June 25, 2014 SXC Deferred Share Units Common Stock (1,215) — — 1,215 Acquired
April 24, 2014 BNY 02/23/2012 Stock Options Common Stock (65,162) $22.03 Feb. 22, 2022 65,162 Disposed
April 24, 2014 BNY 03/09/2009 Stock Options Common Stock (50,189) $18.02 March 9, 2019 50,189 Disposed
March 26, 2014 SXC Deferred Share Units Common Stock (1,122) — — 1,122 Acquired
Dec. 18, 2013 SXC Deferred Share Units Common Stock (1,136) — — 1,136 Acquired
Oct. 18, 2013 BNY 03/09/2009 Stock Options Common Stock (55,000) $18.02 March 9, 2019 55,000 Disposed
Sept. 25, 2013 SXC Deferred Share Units Common Stock (1,503) — — 1,503 Acquired
June 26, 2013 SXC Deferred Share Units Common Stock (1,699) — — 1,699 Acquired
March 27, 2013 SXC Deferred Share Units Common Stock (1,531) — — 1,531 Acquired
Dec. 18, 2012 SXC Deferred Share Units Common Stock (1,605) — — 1,605 Acquired
Sept. 26, 2012 SXC Deferred Share Units Common Stock (1,477) — — 1,477 Acquired
June 27, 2012 SXC Deferred Share Units Common Stock (1,841) — — 1,841 Acquired
March 23, 2012 SXC Deferred Share Units Common Stock (1,752) — — 1,752 Acquired
Feb. 23, 2012 BNY EMP OPT-Right to Buy-Type NQ 2/23/2012 Common Stock (130,323) $22.03 Feb. 22, 2022 130,323 Acquired
Feb. 24, 2011 BNY EMP OPT-Right to Buy-Type NQ 2/24/11 Common Stock (156,072) $30.13 Feb. 23, 2021 156,072 Acquired
Feb. 7, 2011 BNY Performance Shares Common Stock (7,673) — March 15, 2011 7,673 Disposed
April 2, 2010 BNY Restricted Stock Units Common Stock (8,066) — April 2, 2010 8,066 Disposed
March 23, 2010 BNY Restricted Stock Units Common Stock (26,415) — March 23, 2010 26,415 Disposed
March 16, 2010 BNY EMP OPT-Right to Buy-Type NQ 3/16/10 Common Stock (123,001) $30.25 March 15, 2020 123,001 Acquired
March 9, 2009 BNY EMP OPT-Right to Buy-Type NQ 3/9/09 Common Stock (105,189) $18.02 March 8, 2019 105,189 Acquired
July 21, 2008 BNY EMP OPT-RTB-Type NQ 07/21/08 Common Stock (17,609) $34.63 July 20, 2018 17,609 Acquired
March 24, 2008 BNY 3/14/06 Stock Options $34.99 Common Stock (9,434) $37.09 March 14, 2016 9,434 Disposed
March 10, 2008 BNY Performance Shares [F5] Common Stock (7,294) — March 15, 2011 7,294 Acquired
March 10, 2008 BNY Emp Opt-RTB-Type NQ 3/10/08 Common Stock (109,412) $42.31 March 9, 2018 109,412 Acquired
March 10, 2008 BNY 3/9/2005 Stock Options $30.39 Common Stock (9,434) $32.21 March 9, 2015 9,434 Disposed
Dec. 31, 2007 BNY 3/14/06 Stock Options $34.99 Common Stock (9,434) $37.09 March 14, 2016 9,434 Disposed
Dec. 31, 2007 BNY 1/12/99 Stock Options $35.56 Common Stock (33,019) $37.70 Jan. 12, 2009 33,019 Disposed
July 23, 2007 BNY 7/23/2007 Stock Options $44.59 Common Stock (Par Value $0.01) (8,964) $44.59 July 22, 2017 8,964 Acquired
July 9, 2007 BNY 3/4/04 Stock Options $33.09 Common Stock (8,649) $35.08 March 4, 2014 8,649 Disposed
July 3, 2007 BNY 2/8/00 Stock Options $39.31 Common Stock (Par Value $0.01) (28,302) $41.67 Feb. 8, 2010 28,302 Acquired
July 1, 2007 BNY 1/12/99 Stock Options $35.56 Common Stock (Par Value $0.01) (33,019) $37.70 Jan. 12, 2009 33,019 Acquired
July 1, 2007 BNY 2/13/01 Stock Options $54.02 Common Stock (Par Value $0.01) (28,302) $57.26 Feb. 13, 2011 28,302 Acquired
July 1, 2007 BNY 3/12/02 Stock Options $41.85 Common Stock (Par Value $0.01) (37,736) $44.36 March 12, 2012 37,736 Acquired
July 1, 2007 BNY 3/13/2007 Stock Options $38.11 Common Stock (Par Value $0.01) (52,102) $40.40 March 13, 2017 52,102 Acquired
July 1, 2007 BNY 3/14/06 Stock Options $34.99 Common Stock (Par Value $0.01) (28,302) $37.09 March 14, 2016 28,302 Acquired
July 1, 2007 BNY 3/4/04 Stock Options $33.09 Common Stock (Par Value $0.01) (8,648) $35.08 March 4, 2014 8,648 Acquired
July 1, 2007 BNY 3/9/2005 Stock Options $30.39 Common Stock (Par Value $0.01) (9,434) $32.21 March 9, 2015 9,434 Acquired
July 1, 2007 BNY 4/2/2007 Stock Options $40.41 Common Stock (Par Value $0.01) (24,198) $42.83 April 2, 2017 24,198 Acquired
July 1, 2007 BNY Restricted Stock Units Common Stock (Par Value $0.01) (26,415) $37.05 March 23, 2010 26,415 Acquired
July 1, 2007 BNY Restricted Stock Units Common Stock (Par Value $0.01) (8,066) $42.83 April 2, 2010 8,066 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 11, 2020 C Common Stock 1,980 Direct
April 4, 2018 TT Ordinary Shares 230 Direct
Feb. 23, 2017 WFC Common Stock, $1 2/3 Par Value 258 Direct