Karen N Horn

Insider

First SEC filing: Dec. 2, 2015 · Latest: Dec. 2, 2015

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 71 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

71 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 31, 2023	SPG	P	551	$109.33	$60,241	34,079 Direct	+1.64%	Acquired	101.0% (price as of 2026-08-21)
Dec. 30, 2022	SPG	P	510	$116.42	$59,374	33,528 Direct	+1.54%	Acquired	88.8% (price as of 2026-08-21)
Sept. 30, 2022	SPG	P	634	$89.29	$56,610	33,018 Direct	+1.96%	Acquired	146.1% (price as of 2026-08-21)
June 30, 2022	SPG	P	576	$93.83	$54,046	32,384 Direct	+1.81%	Acquired	134.2% (price as of 2026-08-21)
May 11, 2022	SPG	A	1,507	—	—	31,808 Direct	+4.97%	Acquired	(price as of 2026-08-21)
March 31, 2022	SPG	P	367	$134.10	$49,215	30,301 Direct	+1.23%	Acquired	63.9% (price as of 2026-08-21)
Dec. 31, 2021	SPG	P	304	$160.28	$48,725	29,934 Direct	+1.03%	Acquired	37.1% (price as of 2026-08-21)
Sept. 30, 2021	SPG	P	330	$132.65	$43,774	29,630 Direct	+1.13%	Acquired	65.7% (price as of 2026-08-21)
July 23, 2021	SPG	P	327	$123.87	$40,505	29,300 Direct	+1.13%	Acquired	77.4% (price as of 2026-08-21)
May 12, 2021	SPG	A	1,563	—	—	28,973 Direct	+5.70%	Acquired	(price as of 2026-08-21)
April 23, 2021	SPG	P	302	$116.37	$35,144	27,410 Direct	+1.11%	Acquired	88.8% (price as of 2026-08-21)
Jan. 22, 2021	SPG	P	375	$92.44	$34,665	27,108 Direct	+1.40%	Acquired	137.7% (price as of 2026-08-21)
Oct. 23, 2020	SPG	P	503	$67.58	$33,993	26,733 Direct	+1.92%	Acquired	225.2% (price as of 2026-08-21)
July 24, 2020	SPG	P	540	$61.66	$33,296	26,230 Direct	+2.10%	Acquired	256.4% (price as of 2026-08-21)
May 12, 2020	SPG	A	3,202	—	—	25,690 Direct	+14.24%	Acquired	(price as of 2026-08-21)
May 8, 2019	SPG	A	1,049	—	—	14,303 Direct	+7.91%	Acquired	(price as of 2026-08-21)
May 8, 2018	SPG	A	1,223	—	—	19,329 Direct	+6.75%	Acquired	(price as of 2026-08-21)
May 10, 2017	SPG	A	961	—	—	17,296 Direct	+5.88%	Acquired	(price as of 2026-08-21)
May 11, 2016	SPG	A	789	—	—	15,670 Direct	+5.30%	Acquired	(price as of 2026-08-21)
March 10, 2016	NSC	A	165	$75.88	$12,520	21,329 Direct	+0.78%	Acquired	358.7% (price as of 2026-08-21)
Jan. 28, 2016	NSC	A	2,130	—	—	21,164 Direct	+11.19%	Acquired	(price as of 2026-08-21)
Dec. 10, 2015	NSC	A	127	$87.88	$11,161	19,034 Direct	+0.67%	Acquired	296.1% (price as of 2026-08-21)
Nov. 30, 2015	LLY	A	1,785	$81.23	$144,996	73,166 Direct	+2.50%	Acquired	1438.8% (price as of 2026-08-21)
Sept. 10, 2015	NSC	A	141	$78.66	$11,091	18,907 Direct	+0.75%	Acquired	342.5% (price as of 2026-08-21)
Aug. 5, 2015	SPG	A	354	—	—	14,414 Direct	+2.52%	Acquired	(price as of 2026-08-21)
June 10, 2015	NSC	A	122	$90.36	$11,024	18,766 Direct	+0.65%	Acquired	285.2% (price as of 2026-08-21)
June 3, 2015	SPG	A	484	—	—	14,060 Direct	+3.57%	Acquired	(price as of 2026-08-21)
March 10, 2015	NSC	A	101	$107.88	$10,896	18,645 Direct	+0.54%	Acquired	222.6% (price as of 2026-08-21)
Jan. 27, 2015	NSC	A	1,440	—	—	18,543 Direct	+8.42%	Acquired	(price as of 2026-08-21)
Dec. 10, 2014	NSC	A	95	$102.36	$9,724	17,103 Direct	+0.56%	Acquired	240.0% (price as of 2026-08-21)
Nov. 28, 2014	LLY	A	2,155	$67.29	$145,010	69,584 Direct	+3.20%	Acquired	1757.6% (price as of 2026-08-21)
Sept. 10, 2014	NSC	A	89	$108.44	$9,651	17,009 Direct	+0.53%	Acquired	221.0% (price as of 2026-08-21)
June 10, 2014	NSC	A	89	$102.14	$9,090	16,920 Direct	+0.53%	Acquired	240.8% (price as of 2026-08-21)
May 27, 2014	SPG	A	520	—	—	12,528 Direct	+4.33%	Acquired	(price as of 2026-08-21)
March 10, 2014	NSC	A	96	$94.11	$9,035	16,831 Direct	+0.57%	Acquired	269.8% (price as of 2026-08-21)
Jan. 23, 2014	NSC	A	1,590	—	—	16,735 Direct	+10.50%	Acquired	(price as of 2026-08-21)
Dec. 10, 2013	NSC	A	87	$90.32	$7,858	15,145 Direct	+0.58%	Acquired	285.4% (price as of 2026-08-21)
Nov. 29, 2013	LLY	A	2,841	$51.03	$144,976	65,204 Direct	+4.56%	Acquired	2349.5% (price as of 2026-08-21)
Sept. 10, 2013	NSC	A	102	$75.98	$7,750	15,058 Direct	+0.68%	Acquired	358.1% (price as of 2026-08-21)
June 10, 2013	NSC	A	96	$77.67	$7,456	14,956 Direct	+0.65%	Acquired	348.1% (price as of 2026-08-21)
May 14, 2013	SPG	A	508	—	—	11,654 Direct	+4.56%	Acquired	(price as of 2026-08-21)
March 11, 2013	NSC	A	99	$74.88	$7,413	14,860 Direct	+0.67%	Acquired	364.8% (price as of 2026-08-21)
Jan. 24, 2013	NSC	A	2,400	—	—	14,761 Direct	+19.42%	Acquired	(price as of 2026-08-21)
Dec. 10, 2012	NSC	A	99	$61.76	$6,114	12,361 Direct	+0.81%	Acquired	463.6% (price as of 2026-08-21)
Nov. 30, 2012	LLY	A	3,083	$47.03	$144,993	60,103 Direct	+5.41%	Acquired	2557.8% (price as of 2026-08-21)
Sept. 10, 2012	NSC	A	84	$72.38	$6,080	12,262 Direct	+0.69%	Acquired	380.9% (price as of 2026-08-21)
June 11, 2012	NSC	A	85	$66.49	$5,652	12,178 Direct	+0.70%	Acquired	423.5% (price as of 2026-08-21)
June 1, 2012	SPG	A	597	—	—	10,843 Direct	+5.83%	Acquired	(price as of 2026-08-21)
March 22, 2012	SPG	S	3,168	$142.87	$452,612	10,175 Direct	-23.74%	Disposed	63.5% (price as of 2026-08-21)
March 10, 2012	NSC	A	85	$66.66	$5,666	12,093 Direct	+0.71%	Acquired	422.1% (price as of 2026-08-21)
Jan. 26, 2012	NSC	A	2,055	—	—	12,008 Direct	+20.65%	Acquired	(price as of 2026-08-21)
Dec. 10, 2011	NSC	A	58	$72.97	$4,232	9,953 Direct	+0.59%	Acquired	377.0% (price as of 2026-08-21)
Nov. 30, 2011	LLY	A	3,990	$36.34	$144,997	54,502 Direct	+7.90%	Acquired	3339.7% (price as of 2026-08-21)
Sept. 10, 2011	NSC	A	66	$63.98	$4,223	9,895 Direct	+0.67%	Acquired	444.0% (price as of 2026-08-21)
June 10, 2011	NSC	A	55	$70.92	$3,901	9,828 Direct	+0.56%	Acquired	390.8% (price as of 2026-08-21)
May 19, 2011	SPG	A	784	—	—	13,124 Direct	+6.35%	Acquired	(price as of 2026-08-21)
March 10, 2011	NSC	A	60	$64.72	$3,883	9,773 Direct	+0.62%	Acquired	437.8% (price as of 2026-08-21)
Jan. 27, 2011	NSC	A	2,400	—	—	9,713 Direct	+32.82%	Acquired	(price as of 2026-08-21)
Dec. 10, 2010	NSC	A	42	$62.62	$2,630	7,313 Direct	+0.58%	Acquired	455.8% (price as of 2026-08-21)
Nov. 30, 2010	LLY	A	4,187	$34.63	$144,996	47,915 Direct	+9.58%	Acquired	3509.5% (price as of 2026-08-21)
Nov. 1, 2010	NSC	S	212	$61.93	$13,129	3,000 Direct	-6.60%	Disposed	462.0% (price as of 2026-08-21)
Sept. 10, 2010	NSC	A	44	$58.56	$2,577	7,272 Direct	+0.61%	Acquired	494.3% (price as of 2026-08-21)
June 10, 2010	NSC	A	44	$55.46	$2,440	7,227 Direct	+0.61%	Acquired	527.6% (price as of 2026-08-21)
May 6, 2010	SPG	A	1,029	—	—	12,086 Direct	+9.31%	Acquired	(price as of 2026-08-21)
March 10, 2010	NSC	A	45	$53.88	$2,425	7,183 Direct	+0.63%	Acquired	546.0% (price as of 2026-08-21)
Jan. 29, 2010	NSC	A	3,000	—	—	7,138 Direct	+72.50%	Acquired	(price as of 2026-08-21)
Dec. 10, 2009	NSC	A	27	$51.96	$1,403	4,138 Direct	+0.66%	Acquired	569.8% (price as of 2026-08-21)
Nov. 30, 2009	LLY	A	4,040	$35.89	$144,996	41,468 Direct	+10.79%	Acquired	3382.8% (price as of 2026-08-21)
Sept. 10, 2009	NSC	A	29	$48.76	$1,414	4,111 Direct	+0.71%	Acquired	613.8% (price as of 2026-08-21)
June 10, 2009	NSC	A	34	$40.72	$1,384	4,082 Direct	+0.84%	Acquired	754.7% (price as of 2026-08-21)
May 8, 2009	SPG	A	1,889	—	—	10,738 Direct	+21.35%	Acquired	(price as of 2026-08-21)
March 10, 2009	NSC	A	48	$27.84	$1,336	4,048 Direct	+1.20%	Acquired	1150.2% (price as of 2026-08-21)
Jan. 29, 2009	NSC	A	4,000	—	—	4,000 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 28, 2008	LLY	A	4,513	$32.13	$145,003	35,360 Direct	+14.63%	Acquired	3790.4% (price as of 2026-08-21)
May 8, 2008	SPG	A	888	—	—	8,435 Direct	+11.77%	Acquired	(price as of 2026-08-21)
Feb. 22, 2008	NSC	A	3,000	—	—	3,000 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 30, 2007	LLY	A	2,840	$51.06	$145,010	29,709 Direct	+10.57%	Acquired	2348.0% (price as of 2026-08-21)
May 10, 2007	SPG	A	788	—	—	7,394 Direct	+11.93%	Acquired	(price as of 2026-08-21)
Nov. 30, 2006	LLY	A	2,672	$54.26	$144,983	26,064 Direct	+11.42%	Acquired	2203.7% (price as of 2026-08-21)
June 15, 2006	LLY	S	800	$53.88	$43,104	23,054 Direct	-3.35%	Disposed	2219.9% (price as of 2026-08-21)
June 15, 2006	LLY	S	700	$53.88	$37,716	23,854 Direct	-2.85%	Disposed	2219.9% (price as of 2026-08-21)
June 15, 2006	LLY	S	555	$53.88	$29,903	24,554 Direct	-2.21%	Disposed	2219.9% (price as of 2026-08-21)
May 11, 2006	SPG	A	1,104	—	—	6,498 Direct	+20.47%	Acquired	(price as of 2026-08-21)
Nov. 30, 2005	LLY	A	1,500	$50.50	$75,750	24,800 Direct	+6.44%	Acquired	2375.2% (price as of 2026-08-21)
May 11, 2005	SPG	A	1,300	—	—	5,321 Direct	+32.33%	Acquired	(price as of 2026-08-21)
Dec. 1, 2004	SPG	P	1,000	$62.43	$62,430	4,000 Direct	+33.33%	Acquired	279.2% (price as of 2026-08-21)
Nov. 30, 2004	LLY	A	700	$56.59	$39,613	22,734 Direct	+3.18%	Acquired	2108.8% (price as of 2026-08-21)
Nov. 1, 2004	SPG	P	1,000	$62.43	$62,430	4,000 Direct	+33.33%	Acquired	279.2% (price as of 2026-08-21)
Aug. 25, 2004	SPG	P	500	$55.58	$27,790	3,000 Direct	+20.00%	Acquired	326.0% (price as of 2026-08-21)
Feb. 17, 2004	LLY	A	2,800	—	—	2,800 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 26, 2003	LLY	A	700	—	—	21,640 Direct	+3.34%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 10, 2016	NSC	Restricted Stock Units	Common Stock (165)	—	—	165	Acquired
Jan. 28, 2016	NSC	Restricted Stock Units	Common Stock (2,130)	—	—	2,130	Acquired
Dec. 10, 2015	NSC	Restricted Stock Units	Common Stock (127)	—	—	127	Acquired
Sept. 10, 2015	NSC	Restricted Stock Units	Common Stock (141)	—	—	141	Acquired
June 10, 2015	NSC	Restricted Stock Units	Common Stock (122)	—	—	122	Acquired
March 10, 2015	NSC	Restricted Stock Units	Common Stock (101)	—	—	101	Acquired
Jan. 27, 2015	NSC	Restricted Stock Units	Common Stock (1,440)	—	—	1,440	Acquired
Dec. 10, 2014	NSC	Restricted Stock Units	Common Stock (95)	—	—	95	Acquired
Sept. 10, 2014	NSC	Restricted Stock Units	Common Stock (89)	—	—	89	Acquired
June 10, 2014	NSC	Restricted Stock Units	Common Stock (89)	—	—	89	Acquired
March 10, 2014	NSC	Restricted Stock Units	Common Stock (96)	—	—	96	Acquired
Jan. 23, 2014	NSC	Restricted Stock Units	Common Stock (1,590)	—	—	1,590	Acquired
Dec. 10, 2013	NSC	Restricted Stock Units	Common Stock (87)	—	—	87	Acquired
Sept. 10, 2013	NSC	Restricted Stock Units	Common Stock (102)	—	—	102	Acquired
June 10, 2013	NSC	Restricted Stock Units	Common Stock (96)	—	—	96	Acquired
March 11, 2013	NSC	Restricted Stock Units	Common Stock (99)	—	—	99	Acquired
Jan. 24, 2013	NSC	Restricted Stock Units	Common Stock (2,400)	—	—	2,400	Acquired
Dec. 10, 2012	NSC	Restricted Stock Units	Common Stock (99)	—	—	99	Acquired
Sept. 10, 2012	NSC	Restricted Stock Units	Common Stock (84)	—	—	84	Acquired
June 11, 2012	NSC	Restricted Stock Units	Common Stock (85)	—	—	85	Acquired
March 10, 2012	NSC	Restricted Stock Units	Common Stock (85)	—	—	85	Acquired
Jan. 26, 2012	NSC	Restricted Stock Units	Common Stock (2,055)	—	—	2,055	Acquired
Dec. 10, 2011	NSC	Restricted Stock Units	Common Stock (58)	—	—	58	Acquired
Sept. 10, 2011	NSC	Restricted Stock Units	Common Stock (66)	—	—	66	Acquired
June 10, 2011	NSC	Restricted Stock Units	Common Stock (55)	—	—	55	Acquired
March 10, 2011	NSC	Restricted Stock Units	Common Stock (60)	—	—	60	Acquired
Jan. 27, 2011	NSC	Restricted Stock Units	Common Stock (2,400)	—	—	2,400	Acquired
Dec. 10, 2010	NSC	Restricted Stock Units	Common Stock (42)	—	—	42	Acquired
Sept. 10, 2010	NSC	Restricted Stock Units	Common Stock (44)	—	—	44	Acquired
June 10, 2010	NSC	Restricted Stock Units	Common Stock (44)	—	—	44	Acquired
March 10, 2010	NSC	Restricted Stock Units	Common Stock (45)	—	—	45	Acquired
Jan. 29, 2010	NSC	Restricted Stock Units	Common Stock (3,000)	—	—	3,000	Acquired
Dec. 10, 2009	NSC	Restricted Stock Units	Common Stock (27)	—	—	27	Acquired
Sept. 10, 2009	NSC	Restricted Stock Units	Common Stock (29)	—	—	29	Acquired
June 10, 2009	NSC	Restricted Stock Units	Common Stock (34)	—	—	34	Acquired
March 10, 2009	NSC	Restricted Stock Units	Common Stock (48)	—	—	48	Acquired
Jan. 29, 2009	NSC	Restricted Stock Units	Common Stock (4,000)	—	—	4,000	Acquired
Feb. 17, 2004	LLY	Director stock option (right to buy)	Common Stock (2,800)	$73.11	Feb. 14, 2014	2,800	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 27, 2008	NSC	No securities are beneficially owned	0	Direct
July 22, 2004	SPG	Common Stock	2,500	Direct