KARPUS MANAGEMENT, INC.

CIK 1048703 · View on SEC EDGAR ↗

Insider Activist

First SEC filing: Oct. 20, 2009 · Latest: June 11, 2026

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Institution

View 13F portfolio

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 15, 2010 PMO P 2,700 $11.38 $30,726 204,377 Direct +1.34% Acquired -9.8% (price as of 2026-08-21)
Nov. 12, 2010 PMO P 800 $11.52 $9,216 200,307 Direct +0.40% Acquired -10.9% (price as of 2026-08-21)
Nov. 11, 2010 PMO P 5,900 $11.56 $68,204 199,507 Direct +3.05% Acquired -11.2% (price as of 2026-08-21)
Jan. 28, 2010 SPE S 100,450 $14.18 $1,424,381 0 Direct -100.00% Disposed -5.9% (price as of 2026-08-21)
Dec. 1, 2009 SPE P 10,100 $13.68 $138,168 100,450 Direct +11.18% Acquired -2.5% (price as of 2026-08-21)
Nov. 27, 2009 SPE P 2,318 $13.76 $31,896 90,350 Direct +2.63% Acquired -3.1% (price as of 2026-08-21)
Oct. 15, 2009 1048703 P 3,600 $13.71 $49,356 27,549 Direct +15.03% Acquired
Oct. 15, 2009 PMO P 5,126 $11.03 $56,540 194,379 Direct +2.71% Acquired -7.0% (price as of 2026-08-21)
Oct. 14, 2009 PMO P 1,800 $11.20 $20,160 189,253 Direct +0.96% Acquired -8.4% (price as of 2026-08-21)
Oct. 12, 2009 PMO P 3,500 $11.24 $39,340 187,453 Direct +1.90% Acquired -8.7% (price as of 2026-08-21)
Oct. 9, 2009 PMO P 3,200 $11.36 $36,352 183,953 Direct +1.77% Acquired -9.7% (price as of 2026-08-21)
Oct. 8, 2009 PMO P 400 $11.47 $4,588 180,753 Direct +0.22% Acquired -10.5% (price as of 2026-08-21)
Oct. 6, 2009 PMO P 900 $11.54 $10,386 180,353 Direct +0.50% Acquired -11.1% (price as of 2026-08-21)
Oct. 5, 2009 PMO P 600 $11.51 $6,906 179,453 Direct +0.34% Acquired -10.9% (price as of 2026-08-21)
Oct. 2, 2009 PMO P 3,000 $11.44 $34,320 178,853 Direct +1.71% Acquired -10.3% (price as of 2026-08-21)
Oct. 1, 2009 PMO P 274 $11.43 $3,132 175,853 Direct +0.16% Acquired -10.2% (price as of 2026-08-21)
Sept. 25, 2009 PMO P 2,300 $11.34 $26,082 175,579 Direct +1.33% Acquired -9.5% (price as of 2026-08-21)
Sept. 24, 2009 PMO P 6,400 $11.33 $72,512 173,279 Direct +3.84% Acquired -9.4% (price as of 2026-08-21)
Sept. 18, 2009 PMO P 1,000 $11.30 $11,300 166,879 Direct +0.60% Acquired -9.2% (price as of 2026-08-21)
Sept. 4, 2009 SPE P 3,100 $13.53 $41,943 88,032 Direct +3.65% Acquired -1.4% (price as of 2026-08-21)
Sept. 3, 2009 SPE P 11,900 $13.48 $160,412 84,932 Direct +16.29% Acquired -1.0% (price as of 2026-08-21)
Sept. 1, 2009 SPE P 100 $13.39 $1,339 73,032 Direct +0.14% Acquired -0.4% (price as of 2026-08-21)
Aug. 31, 2009 SPE P 100 $13.33 $1,333 72,932 Direct +0.14% Acquired 0.1% (price as of 2026-08-21)
Aug. 21, 2009 SPE P 100 $13.14 $1,314 72,832 Direct +0.14% Acquired 1.5% (price as of 2026-08-21)
Aug. 13, 2009 SPE P 6,400 $12.99 $83,136 72,732 Direct +9.65% Acquired 2.7% (price as of 2026-08-21)
Aug. 10, 2009 PMO P 5,100 $10.31 $52,581 165,879 Direct +3.17% Acquired -0.5% (price as of 2026-08-21)
Aug. 7, 2009 PMO P 4,624 $10.31 $47,673 160,779 Direct +2.96% Acquired -0.5% (price as of 2026-08-21)
July 22, 2009 PMO P 12,600 $10.11 $127,386 156,155 Direct +8.78% Acquired 1.5% (price as of 2026-08-21)
July 21, 2009 PMO P 9,314 $10.15 $94,537 143,555 Direct +6.94% Acquired 1.1% (price as of 2026-08-21)
July 20, 2009 PMO P 1,559 $10.10 $15,746 134,241 Direct +1.17% Acquired 1.6% (price as of 2026-08-21)
July 8, 2003 1048703 P 1,050 $8.49 $8,914 4,500 Indirect +30.43% Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 14, 2023 WIA Common Stock 0 Indirect
Nov. 9, 2023 NRK Common Stock 0 Indirect
Feb. 19, 2010 KYN Auction Rate Preferred Shares 14 Direct
July 10, 2009 PMO Putnam Municipal Opportunities Trust ("PMO") 54,900 Indirect
July 10, 2009 PMO Putnam Municipal Opportunities Trust ("PMO") 132,682 Direct
June 24, 2009 SPE Insured Municipal Income Fund 66,332 Direct
Aug. 25, 2003 EQS Common Stock 623,691 Indirect