Katherine T Gates

CIK 1656488 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 30, 2015 · Latest: Oct. 30, 2015

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 75 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

75 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 13, 2021 SXC S 9,941 $7.39 $73,464 74,367 Direct -11.79% Disposed 33.2% (price as of 2026-08-21)
Aug. 13, 2021 SXC S 9,942 $7.40 $73,571 74,367 Direct -11.79% Disposed 33.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 25, 2022 SXC RSU's (02.25.2021) [F3] Common Stock (13,358) — Feb. 25, 2024 13,358 Disposed
Feb. 24, 2022 SXC RSU'S (02.24.2022) [F1] Common Stock (31,827) — Feb. 24, 2025 31,827 Acquired
Feb. 19, 2022 SXC RSU's (02.19.2020) [F3] Common Stock (9,934) — Feb. 19, 2023 9,934 Disposed
Feb. 14, 2022 SXC RSU's (02.13.19) [F3] Common Stock (4,255) — Feb. 13, 2022 4,255 Disposed
Aug. 13, 2021 SXC Performance Options (02.17.2016) [F2] Common Stock (9,941) $3.80 Feb. 17, 2026 9,941 Disposed
Aug. 13, 2021 SXC Stock Options (02.17.2016) [F1] Common Stock (9,942) $3.80 Feb. 17, 2026 9,942 Disposed
Feb. 25, 2021 SXC RSU's (02.25.2021) [F1] Common Stock (40,072) — Feb. 25, 2024 40,072 Acquired
Feb. 19, 2021 SXC RSU's (02.19.2020) [F3] Common Stock (9,934) — Feb. 19, 2023 9,934 Disposed
Feb. 14, 2021 SXC RSU's (02.14.18) [F3] Common Stock (2,414) — Feb. 14, 2021 2,414 Disposed
Feb. 13, 2021 SXC RSU's (02.13.19) [F3] Common Stock (4,255) — Feb. 13, 2022 4,255 Disposed
Feb. 19, 2020 SXC RSU's (02.19.2020) [F2] Common Stock (29,801) — Feb. 19, 2023 29,801 Acquired
Feb. 15, 2020 SXC RSU's (02.15.17) [F3] Common Stock (1,928) — Feb. 15, 2020 1,928 Disposed
Feb. 14, 2020 SXC RSU's (02.14.18) [F3] Common Stock (2,415) — Feb. 14, 2021 2,415 Disposed
Feb. 13, 2020 SXC RSU's (02.13.19) [F3] Common Stock (4,255) — Feb. 13, 2022 4,255 Disposed
Feb. 15, 2019 SXC RSU's (02.15.17) [F3] Common Stock (1,929) — Feb. 15, 2020 1,929 Disposed
Feb. 14, 2019 SXC RSU's (02.14.18) [F3] Common Stock (2,415) — Feb. 14, 2021 2,415 Disposed
Feb. 13, 2019 SXC Stock Options (02.13.19) [F4] Common Stock (20,537) $9.87 Feb. 13, 2029 20,537 Acquired
Feb. 13, 2019 SXC RSU's (02.13.19) [F2] Common Stock (12,765) — Feb. 13, 2022 12,765 Acquired
Feb. 18, 2018 SXC RSU's (Feb 2015) [F2] Common Stock (1,463) — — 1,463 Disposed
Feb. 15, 2018 SXC RSU's (02.15.17) [F2] Common Stock (1,929) — Feb. 15, 2021 1,929 Disposed
Feb. 14, 2018 SXC RSU's (02.14.18) [F1] Common Stock (7,244) — Feb. 14, 2021 7,244 Acquired
Feb. 14, 2018 SXC Market Options (02.14.18) [F3] Common Stock (14,126) $10.49 Feb. 14, 2028 14,126 Acquired
Feb. 26, 2017 SXC RSU's (Feb 2014) [F2] Common Stock (861) — — 861 Disposed
Feb. 18, 2017 SXC RSU's (Feb 2015) [F2] Common Stock (1,463) — — 1,463 Disposed
Feb. 15, 2017 SXC Performance Options (02.15.17) [F4] Common Stock (6,268) $9.85 Feb. 16, 2027 6,268 Acquired
Feb. 15, 2017 SXC Market Options (02.15.17) [F3] Common Stock (5,512) $9.85 Feb. 15, 2027 5,512 Acquired
Feb. 15, 2017 SXC RSU's (02.15.17) [F1] Common Stock (5,786) — Feb. 15, 2021 5,786 Acquired
Feb. 26, 2016 SXC RSU's (Feb 2014) [F2] Common Stock (861) — — 861 Disposed
Feb. 20, 2016 SXC RSU's (Feb 2013) [F2] Common Stock (1,160) — — 1,160 Disposed
Feb. 18, 2016 SXC RSU's (Feb 2015) [F2] Common Stock (1,464) — — 1,464 Disposed
Feb. 17, 2016 SXC Performance Options (02.17.2016) [F2] Common Stock (9,941) $3.80 Feb. 17, 2026 9,941 Acquired
Feb. 17, 2016 SXC Market Options (02.17.2016) [F1] Common Stock (9,942) $3.80 Feb. 17, 2026 9,942 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 30, 2015 SXC Common Stock 2,007 Direct
Oct. 30, 2015 SXC RSU's (Feb 2013) [F1]→ Common Stock (1,160) 1,160 Direct
Oct. 30, 2015 SXC RSU's (Feb 2014) [F3]→ Common Stock (1,722) 1,722 Direct
Oct. 30, 2015 SXC RSU's (Feb 2015) [F4]→ Common Stock (4,390) 4,390 Direct
Oct. 30, 2015 SXC Stock Options 2013.02.20 [F5]→ Common Stock (2,400) 2,400 Direct
Oct. 30, 2015 SXC Stock Options 2014.02.26 [F5]→ Common Stock (1,986) 1,986 Direct
Oct. 30, 2015 SXC Stock Options 2015.02.18 [F5]→ Common Stock (7,890) 7,890 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SXC

CEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2024 $900,000 — — — $1,571,513 — $186,731 $4,587,812
2023 $661,502 — — — $930,794 — $146,049 $2,497,829
2022 $477,405 — — — $929,714 — $119,204 $1,884,375

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.