Kathryn Rae Lockhart
CIK 1579599 · View on SEC EDGAR ↗
Insider
First SEC filing: June 27, 2013 · Latest: June 27, 2013
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 51 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
51 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 12, 2023 | NDLS | S 10b5-1 | 2,664 | $6.00 | $15,984 | 34,768 Direct | -7.12% | Disposed | -68.1% (price as of 2026-08-21) |
| June 1, 2021 | NDLS | S 10b5-1 | 3,675 | $13.00 | $47,775 | 34,522 Direct | -9.62% | Disposed | -85.3% (price as of 2026-08-21) |
| April 30, 2021 | NDLS | S 10b5-1 | 2,500 | $12.00 | $30,000 | 38,197 Direct | -6.14% | Disposed | -84.1% (price as of 2026-08-21) |
| March 2, 2021 | NDLS | S | 5,961 | $10.24 | $61,041 | 35,863 Direct | -14.25% | Disposed | -81.3% (price as of 2026-08-21) |
| Nov. 19, 2020 | NDLS | S | 3,723 | $7.60 | $28,295 | 41,824 Direct | -8.17% | Disposed | -74.8% (price as of 2026-08-21) |
| Feb. 6, 2020 | NDLS | S 10b5-1 | 3,536 | $8.00 | $28,288 | 25,895 Direct | -12.01% | Disposed | -76.1% (price as of 2026-08-21) |
| Oct. 16, 2018 | NDLS | S 10b5-1 | 950 | $13.00 | $12,350 | 22,035 Direct | -4.13% | Disposed | -85.3% (price as of 2026-08-21) |
| Dec. 2, 2014 | NDLS | S | 4,500 | $24.77 | $111,465 | 250 Direct | -94.74% | Disposed | -92.3% (price as of 2026-08-21) |
| May 30, 2014 | NDLS | S | 4,500 | $32.70 | $147,150 | 250 Direct | -94.74% | Disposed | -94.2% (price as of 2026-08-21) |
| July 2, 2013 | NDLS | P | 1,470 | $18.00 | $26,460 | 5,874 Direct | +33.38% | Acquired | -89.4% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 30, 2021 | NDLS | Class A Common Stock | Class A Common Stock (2,500) | $5.80 | Jan. 16, 2028 | 2,500 | Acquired |
| June 28, 2019 | NDLS | Stock Option (Right to Buy) | Class A Common Stock (4,214) | $7.88 | June 28, 2029 | 4,214 | Acquired |
| June 29, 2018 | NDLS | Stock Option (Right to Buy) | Class A Common Stock (2,595) | $12.30 | June 29, 2028 | 2,595 | Acquired |
| Jan. 16, 2018 | NDLS | Stock Option (Right to Buy) | Class A Common Stock (10,000) | $5.80 | Jan. 16, 2028 | 10,000 | Acquired |
| Nov. 16, 2015 | NDLS | Stock Option (Right to Buy) | Class A Common Stock (10,340) | $10.64 | Nov. 16, 2025 | 10,340 | Acquired |
| May 6, 2015 | NDLS | Stock Option (Right to Buy) | Class A Common Stock (9,497) | $16.70 | May 6, 2025 | 9,497 | Acquired |
| March 4, 2015 | NDLS | Stock Option (Right to Buy) | Class A Common Stock (3,467) | $18.43 | March 4, 2025 | 3,467 | Acquired |
| Dec. 2, 2014 | NDLS | Stock Option (Right to Buy) | Class A Common Stock (4,500) | $8.67 | Dec. 27, 2020 | 4,500 | Disposed |
| May 30, 2014 | NDLS | Stock Option (Right to Buy) | Class A Common Stock (4,500) | $8.67 | Dec. 27, 2020 | 4,500 | Disposed |
| May 13, 2014 | NDLS | Stock Option (Right to Buy) | Class A Common Stock (6,200) | $31.53 | May 13, 2024 | 6,200 | Acquired |
| July 2, 2013 | NDLS | Stock Option (Right to Buy) | Common Stock (1,961) | $18.00 | June 10, 2023 | 1,961 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.