Keith D Smith
CIK 1331599 · View on SEC EDGAR ↗
Insider
First SEC filing: June 29, 2005 · Latest: June 29, 2005
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 49 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
49 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 30, 2011 | KEQU | P | 300 | $8.10 | $2,430 | 5,357 Direct | +5.93% | Acquired | 344.6% (price as of 2026-08-19) |
| Sept. 23, 2011 | KEQU | P | 500 | $8.89 | $4,445 | 5,057 Direct | +10.97% | Acquired | 305.1% (price as of 2026-08-19) |
| Sept. 22, 2011 | KEQU | P | 1,000 | $8.70 | $8,700 | 4,556 Direct | +28.12% | Acquired | 313.9% (price as of 2026-08-19) |
| Sept. 22, 2011 | KEQU | P | 1 | $8.65 | $9 | 4,557 Direct | +0.02% | Acquired | 316.3% (price as of 2026-08-19) |
| Sept. 21, 2011 | KEQU | P | 500 | $8.85 | $4,425 | 3,556 Direct | +16.36% | Acquired | 306.9% (price as of 2026-08-19) |
| Sept. 19, 2011 | KEQU | P | 200 | $8.75 | $1,750 | 3,056 Direct | +7.00% | Acquired | 311.5% (price as of 2026-08-19) |
| Sept. 16, 2011 | KEQU | P | 203 | $8.75 | $1,776 | 2,856 Direct | +7.65% | Acquired | 311.5% (price as of 2026-08-19) |
| Dec. 19, 2008 | KEQU | P | 2,600 | $8.20 | $21,320 | 2,600 Direct | — | Acquired | 339.1% (price as of 2026-08-19) |
| Dec. 14, 2007 | KEQU | S | 2,150 | $17.78 | $38,227 | 0 Direct | -100.00% | Disposed | 102.5% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 28, 2015 | KEQU | Option to Buy | Common Stock (1,250) | $10.64 | Aug. 25, 2020 | 1,250 | Disposed |
| Sept. 28, 2015 | KEQU | Option to Buy | Common Stock (2,000) | $8.59 | Aug. 24, 2021 | 2,000 | Disposed |
| Sept. 28, 2015 | KEQU | Option to Buy | Common Stock (2,000) | $11.78 | Aug. 22, 2022 | 2,000 | Disposed |
| Sept. 28, 2015 | KEQU | Option to Buy | Common Stock (2,000) | $15.85 | Aug. 28, 2023 | 2,000 | Disposed |
| Aug. 26, 2015 | KEQU | Option to Buy | Common Stock (4,000) | $16.97 | Aug. 26, 2025 | 4,000 | Acquired |
| Aug. 27, 2014 | KEQU | Option to Buy | Common Stock (4,000) | $18.14 | Aug. 27, 2024 | 4,000 | Acquired |
| July 2, 2014 | KEQU | Option to Buy | Common Stock (1,000) | $12.66 | Aug. 26, 2019 | 1,000 | Disposed |
| July 2, 2014 | KEQU | Option to Buy | Common Stock (1,250) | $10.64 | Aug. 25, 2020 | 1,250 | Disposed |
| July 2, 2014 | KEQU | Option to Buy | Common Stock (1,000) | $8.59 | Aug. 24, 2021 | 1,000 | Disposed |
| July 2, 2014 | KEQU | Option to Buy | Common Stock (1,000) | $11.78 | Aug. 22, 2022 | 1,000 | Disposed |
| July 2, 2014 | KEQU | Option to Buy | Common Stock (4,000) | $14.90 | Aug. 22, 2017 | 4,000 | Disposed |
| July 2, 2014 | KEQU | Option to Buy | Common Stock (3,000) | $14.69 | Aug. 27, 2018 | 3,000 | Disposed |
| Aug. 28, 2013 | KEQU | Option to Buy | Common Stock (4,000) | $15.85 | Aug. 28, 2023 | 4,000 | Acquired |
| July 25, 2013 | KEQU | Option to Buy | Common Stock (3,000) | $12.66 | Aug. 26, 2019 | 3,000 | Disposed |
| July 25, 2013 | KEQU | Option to Buy | Common Stock (2,500) | $10.64 | Aug. 25, 2020 | 2,500 | Disposed |
| July 25, 2013 | KEQU | Option to Buy | Common Stock (1,000) | $8.59 | Aug. 24, 2021 | 1,000 | Disposed |
| Aug. 22, 2012 | KEQU | Option to Buy | Common Stock (4,000) | $11.78 | Aug. 22, 2012 | 4,000 | Acquired |
| Aug. 24, 2011 | KEQU | Option to Buy | Common Stock (4,000) | $8.59 | Aug. 24, 2021 | 4,000 | Acquired |
| Aug. 25, 2010 | KEQU | Option to Buy | Common Stock (5,000) | $10.64 | Aug. 25, 2020 | 5,000 | Acquired |
| July 2, 2010 | KEQU | Option to Buy | Common Stock (600) | $10.12 | Aug. 23, 2010 | 600 | Disposed |
| Aug. 26, 2009 | KEQU | Option to Buy | Common Stock (4,000) | $12.66 | Aug. 26, 2019 | 4,000 | Acquired |
| Aug. 27, 2008 | KEQU | Option to Buy | Common Stock (3,000) | $14.69 | Aug. 27, 2018 | 3,000 | Acquired |
| Nov. 28, 2007 | KEQU | Option to Buy | Common Stock (500) | $12.00 | Aug. 26, 2008 | 500 | Disposed |
| Nov. 28, 2007 | KEQU | Option to Buy | Common Stock (600) | $10.38 | Aug. 25, 2009 | 600 | Disposed |
| Nov. 28, 2007 | KEQU | Option to Buy | Common Stock (600) | $9.55 | Aug. 22, 2011 | 600 | Disposed |
| Nov. 28, 2007 | KEQU | Option to Buy | Common Stock (450) | $9.10 | Aug. 28, 2012 | 450 | Disposed |
| Aug. 22, 2007 | KEQU | Employee Stock Options (right to buy) | Common Stock (4,000) | $14.90 | Aug. 22, 2017 | 4,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 29, 2005 | KEQU | No non-derivative securities beneficially owned | 0 | Direct |
| June 29, 2005 | KEQU | Option to Buy [F1]→ Common Stock (500) | 500 | Direct |
| June 29, 2005 | KEQU | Option to Buy [F1]→ Common Stock (600) | 600 | Direct |
| June 29, 2005 | KEQU | Option to Buy [F1]→ Common Stock (600) | 600 | Direct |
| June 29, 2005 | KEQU | Option to Buy [F1]→ Common Stock (600) | 600 | Direct |
| June 29, 2005 | KEQU | Option to Buy [F1]→ Common Stock (450) | 450 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | — | — | — | — | — | — | $22,952 | $260,426 |
| 2015 | — | — | — | — | — | $14,437 | $16,071 | $257,795 |
| 2014 | — | $31,586 | — | — | — | $1,798 | $15,847 | $267,385 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.