Kermit P. Stott

CIK 1414916 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 9, 2007 · Latest: Nov. 9, 2007

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 15, 2010 ATEC J 2,750 $1.80 $4,950 25,366 Direct +12.16% Acquired -55.5% (price as of 2026-08-20)
Nov. 4, 2010 ATEC A 25,000 $2.31 $57,750 95,000 Direct -20.83% Disposed -65.3% (price as of 2026-08-20)
Oct. 11, 2010 ATEC F 2,750 $2.23 $6,132 19,866 Direct -12.16% Disposed -64.1% (price as of 2026-08-20)
May 14, 2010 ATEC J 1,286 $4.81 $6,186 22,616 Direct +6.03% Acquired -83.4% (price as of 2026-08-20)
Nov. 13, 2009 ATEC J 1,528 $3.68 $5,623 21,330 Direct +7.72% Acquired -78.2% (price as of 2026-08-20)
Oct. 11, 2009 ATEC F 2,681 21,330 Direct -11.17% Disposed (price as of 2026-08-20)
Aug. 4, 2009 ATEC A 25,000 $4.45 $111,250 70,000 Direct +55.56% Acquired -82.0% (price as of 2026-08-20)
May 15, 2009 ATEC J 2,750 $1.65 $4,538 22,483 Direct +13.94% Acquired -51.5% (price as of 2026-08-20)
March 6, 2009 ATEC A 25,000 $1.28 $32,000 45,000 Direct +125.00% Acquired -37.4% (price as of 2026-08-20)
Nov. 15, 2008 ATEC J 2,414 $2.33 $5,625 19,733 Direct +13.94% Acquired -65.6% (price as of 2026-08-20)
Oct. 11, 2008 ATEC F 2,681 19,733 Direct -11.96% Disposed (price as of 2026-08-20)
July 30, 2008 ATEC A 20,000 $4.79 $95,800 20,000 Direct Acquired -83.3% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 4, 2010 ATEC Incentive Stock Options Common Stock (25,000) $2.31 Nov. 4, 2020 25,000 Disposed
Aug. 4, 2009 ATEC Incentive Stock options Common Stock (25,000) $4.45 Aug. 4, 2019 25,000 Acquired
March 6, 2009 ATEC Incentive Stock Option Common Stock (25,000) $1.28 March 6, 2019 25,000 Acquired
July 30, 2008 ATEC Incentive Stock Option Common Stock (20,000) $4.79 July 30, 2018 20,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 9, 2007 ATEC Common Stock Direct