Kevin A Richardson II

CIK 1295313 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 27, 2009 · Latest: Oct. 27, 2009

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

20 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 17, 2014 SNWV P 37,500 — — 37,500 Direct — Acquired (price as of 2026-08-21)
March 17, 2014 SNWV P 62,500 — — 62,500 Direct — Acquired (price as of 2026-08-21)
March 17, 2014 SNWV P 37,500 — — 37,500 Direct — Acquired (price as of 2026-08-21)
March 17, 2014 SNWV P 62,500 — — 62,500 Direct — Acquired (price as of 2026-08-21)
March 17, 2014 SNWV P 50,000 $0.50 $25,000 157,500 Direct +46.51% Acquired 900.0% (price as of 2026-08-21)
March 17, 2014 SNWV P 50,000 $0.50 $25,000 157,500 Direct +46.51% Acquired 900.0% (price as of 2026-08-21)
Oct. 9, 2013 SNWV P 35,312 — — 35,312 Direct — Acquired (price as of 2026-08-21)
Oct. 9, 2013 SNWV P 35,312 $0.60 $21,187 1,583,316 Direct +2.28% Acquired 733.3% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 17, 2014 SNWV Warrants Common Stock, $0.001 par value (37,500) $1.50 March 17, 2015 37,500 Acquired
March 17, 2014 SNWV Warrants Common Stock, $0.001 par value (62,500) $0.50 March 17, 2019 62,500 Acquired
March 17, 2014 SNWV Warrants Common Stock, $0.001 par value (37,500) $1.50 March 17, 2015 37,500 Acquired
March 17, 2014 SNWV Warrants Common Stock, $0.001 par value (62,500) $0.50 March 17, 2019 62,500 Acquired
Oct. 9, 2013 SNWV Warrants Common Stock, $0.001 par value (35,312) $0.85 Oct. 9, 2018 35,312 Acquired
July 31, 2013 SNWV Warrants Common Stock, $0.001 par value (19,545) $0.80 July 31, 2018 19,545 Acquired
July 31, 2013 SNWV Warrants Common Stock, $0.001 par value (19,545) $0.80 July 31, 2018 19,545 Acquired
July 31, 2013 SNWV Warrants Common Stock, $0.001 par value (19,545) $0.80 July 31, 2018 19,545 Acquired
Feb. 21, 2013 SNWV Options Common Stock, $0.001 par value (115,000) $0.35 Feb. 21, 2023 115,000 Acquired
Feb. 21, 2013 SNWV Options Common Stock, $0.001 par value (5,000) $2.00 — 5,000 Disposed
Feb. 21, 2013 SNWV Options Common Stock, $0.001 par value (5,000) $4.05 — 5,000 Disposed
Feb. 21, 2013 SNWV Options Common Stock, $0.001 par value (5,000) $2.92 — 5,000 Disposed
Jan. 31, 2011 SNWV Options Footnote [F3] (325,000) $2.00 Jan. 31, 2011 325,000 Disposed
Jan. 31, 2011 SNWV Class D Warrant Common Stock, $.001 par value (545,252) $2.00 Jan. 31, 2013 545,252 Acquired
Jan. 31, 2011 SNWV Options Footnote [F4] $2.00 Jan. 31, 2011 545,252 Disposed
Nov. 1, 2010 SNWV Options Common Stock, $.001 par value (5,000) $2.00 Nov. 1, 2020 5,000 Acquired
Oct. 12, 2010 SNWV Options Footnote [F3] (895,252) $2.00 Oct. 12, 2012 895,252 Acquired
Oct. 12, 2010 SNWV Class D Warrant Common Stock, $.001 par value (895,252) $2.00 Oct. 12, 2012 895,252 Acquired
Jan. 29, 2010 SNWV Options Common Stock, $.001 par value (5,000) $4.05 Jan. 29, 2020 5,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 27, 2009 SNWV Common Stock, $0.001 par value 7,757,266 Indirect
Oct. 27, 2009 SNWV Stock Option (right to buy)→ Common Stock (5,000) 5,000 Direct
Oct. 27, 2009 SNWV Class A Warrant→ Common Stock (387,863) 387,863 Indirect
Oct. 27, 2009 SNWV Class B Warrant→ Common Stock (387,863) 387,863 Indirect
Oct. 27, 2009 SNWV Amended Senior Note→ Common Stock (1,069,802) 1,069,802 Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SNWV

CEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2023 $350,000 — — — — — $60,000 $410,000
2022 $430,583 — — — — — $175,000 $605,583
2019 $401,619 — — $6,500 — — $31,288 $439,407

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.