Kevin Kotler

CIK 1601692 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 27, 2016 · Latest: Dec. 27, 2016

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Institution

View 13F portfolio

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 1 non-open-market transaction below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 22, 2016 1601692 A 9,600 9,600 Direct Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 22, 2016 1601692 Stock Option (Right to Buy) Common Shares (9,600) Dec. 22, 2026 9,600 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 2, 2023 HRTX Common Stock [F1] 37,879 Direct
March 2, 2023 HRTX Common Stock 540,000 Indirect
March 2, 2023 HRTX Stock Option (Right to Buy)→ Common Stock (227,272) 227,272 Direct