KEVIN TANG
Insider
Activist
First SEC filing: Aug. 24, 2022 · Latest: June 4, 2026
Institution
Insider at
Insider transactions
6 buys (P)
0 sells (S)
Net: $12,688,806
Avg return of open purchases vs close of 2026-10-23: 18.8%
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 3, 2026 | AUPH | P | 184,208 | $14.22 | $2,619,438 | 12,229,500 Indirect | +1.53% | Acquired | 18.6% (price as of ) |
| March 2, 2026 | AUPH | P | 83,561 | $14.33 | $1,197,429 | 11,929,500 Indirect | +0.71% | Acquired | 17.7% (price as of ) |
| March 2, 2026 | AUPH | P | 115,792 | $14.21 | $1,645,404 | 12,045,292 Indirect | +0.97% | Acquired | 18.6% (price as of ) |
| Feb. 27, 2026 | AUPH | P | 300,000 | $13.90 | $4,170,000 | 11,629,500 Indirect | +2.65% | Acquired | 21.3% (price as of ) |
| Feb. 27, 2026 | AUPH | P | 214,839 | $14.12 | $3,033,527 | 11,844,339 Indirect | +1.85% | Acquired | 19.4% (price as of ) |
| Feb. 27, 2026 | AUPH | P | 1,600 | $14.38 | $23,008 | 11,845,939 Indirect | +0.01% | Acquired | 17.2% (price as of ) |
| Aug. 5, 2025 | AUPH | P | 200,000 | $11.68 | $2,336,000 | 11,329,500 Indirect | +1.80% | Acquired | 44.3% (price as of ) |
| Aug. 4, 2025 | AUPH | P | 100,000 | $11.34 | $1,134,000 | 11,129,500 Indirect | +0.91% | Acquired | 48.7% (price as of ) |
| Aug. 1, 2025 | AUPH | P | 1,000,000 | $10.12 | $10,120,000 | 11,029,500 Indirect | +9.97% | Acquired | 66.6% (price as of ) |
| March 4, 2025 | AUPH | P | 148,038 | $8.00 | $1,184,304 | 9,429,500 Indirect | +1.59% | Acquired | 110.8% (price as of ) |
| March 4, 2025 | AUPH | P | 500,000 | $7.92 | $3,960,000 | 9,929,500 Indirect | +5.30% | Acquired | 112.9% (price as of ) |
| March 4, 2025 | AUPH | P | 100,000 | $8.09 | $809,000 | 10,029,500 Indirect | +1.01% | Acquired | 108.4% (price as of ) |
| March 3, 2025 | AUPH | P | 100,720 | $7.97 | $802,738 | 8,929,500 Indirect | +1.14% | Acquired | 111.5% (price as of ) |
| March 3, 2025 | AUPH | P | 351,962 | $8.02 | $2,822,735 | 9,281,462 Indirect | +3.94% | Acquired | 110.2% (price as of ) |
| Feb. 28, 2025 | AUPH | P | 399,280 | $7.85 | $3,134,348 | 8,828,780 Indirect | +4.74% | Acquired | 114.8% (price as of ) |
| Dec. 9, 2024 | AUPH | P | 500,000 | $9.09 | $4,545,000 | 8,429,500 Indirect | +6.31% | Acquired | 85.5% (price as of ) |
| Dec. 6, 2024 | AUPH | P | 400,000 | $9.01 | $3,604,000 | 7,929,500 Indirect | +5.31% | Acquired | 87.1% (price as of ) |
| Dec. 5, 2024 | AUPH | P | 300,000 | $8.91 | $2,673,000 | 7,529,500 Indirect | +4.15% | Acquired | 89.2% (price as of ) |
| Aug. 22, 2022 | 920465 | U | 9,607,934 | $6.23 | $59,857,429 | 0 Indirect | -100.00% | Disposed | |
| Aug. 22, 2022 | 920465 | D | 18,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 22, 2022 | 920465 | D | 10,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 22, 2022 | 920465 | D | 10,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 22, 2022 | 920465 | D | 10,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 22, 2022 | 920465 | D | 10,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 22, 2022 | 920465 | D | 12,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 22, 2022 | 920465 | D | 12,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 22, 2022 | 920465 | D | 30,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 22, 2022 | 920465 | D | 30,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 22, 2022 | 920465 | U | 3,519 | · | · | 0 Indirect | -100.00% | Disposed | |
| Jan. 12, 2022 | 920465 | A | 30,000 | · | · | 30,000 Direct | · | Acquired | |
| Dec. 10, 2020 | 920465 | A | 30,000 | · | · | 30,000 Direct | · | Acquired | |
| Dec. 20, 2019 | 920465 | A | 12,000 | · | · | 12,000 Direct | · | Acquired | |
| Dec. 19, 2019 | HRTX | A | 17,000 | · | · | 17,000 Direct | · | Acquired | |
| Oct. 4, 2019 | HRTX | P | 285,714 | $17.50 | $4,999,995 | 5,799,810 Indirect | +5.18% | Acquired | -98.3% (price as of ) |
| Jan. 23, 2019 | 920465 | A | 12,000 | · | · | 12,000 Direct | · | Acquired | |
| Dec. 15, 2018 | HRTX | A | 17,000 | · | · | 17,000 Direct | · | Acquired | |
| Dec. 18, 2017 | HRTX | A | 17,000 | · | · | 17,000 Direct | · | Acquired | |
| Dec. 11, 2017 | 920465 | A | 10,000 | · | · | 10,000 Direct | · | Acquired | |
| Jan. 4, 2017 | 920465 | A | 10,000 | · | · | 10,000 Direct | · | Acquired | |
| Dec. 21, 2016 | HRTX | A | 17,000 | · | · | 17,000 Direct | · | Acquired | |
| Dec. 22, 2015 | HRTX | A | 17,000 | · | · | 17,000 Direct | · | Acquired | |
| Dec. 21, 2015 | 920465 | A | 10,000 | · | · | 10,000 Direct | · | Acquired | |
| Feb. 23, 2015 | 920465 | A | 10,000 | · | · | 10,000 Direct | · | Acquired | |
| Dec. 12, 2014 | HRTX | A | 17,000 | · | · | 17,000 Direct | · | Acquired | |
| Oct. 2, 2014 | 920465 | A | 18,000 | · | · | 18,000 Direct | · | Acquired | |
| Jan. 10, 2014 | HRTX | A | 29,500 | · | · | 29,500 Direct | · | Acquired | |
| Jan. 10, 2014 | HRTX | A | 27,750 | · | · | 27,750 Direct | · | Acquired | |
| June 19, 2012 | 1103390 | D | 15,089 | $32.00 | $482,848 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 67,052 | $32.00 | $2,145,664 | 0 Indirect | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 3,733,582 | $32.00 | $119,474,624 | 0 Indirect | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 5,000 | $15.51 | $77,550 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 25,000 | $18.07 | $451,750 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 10,000 | $27.92 | $279,200 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 12,500 | $28.50 | $356,250 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 12,500 | $27.76 | $347,000 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 1,250 | $26.15 | $32,688 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 2,500 | $26.15 | $65,375 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 12,500 | $16.31 | $203,875 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 7,500 | $16.31 | $122,325 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 12,500 | $19.84 | $248,000 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 5,000 | $19.84 | $99,200 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 2,500 | $19.84 | $49,600 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 12,500 | $17.71 | $221,375 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 12,500 | $6.03 | $75,375 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 12,500 | $15.53 | $194,125 | 0 Direct | -100.00% | Disposed | |
| June 19, 2012 | 1103390 | D | 39,163 | $20.86 | $816,940 | 0 Indirect | -100.00% | Disposed | |
| May 29, 2012 | HRTX | A | 500,000 | · | · | 500,000 Direct | · | Acquired | |
| Jan. 3, 2012 | 1103390 | A | 12,500 | · | · | 12,500 Direct | · | Acquired | |
| July 8, 2011 | HRTX | A | 400,000 | · | · | 400,000 Direct | · | Acquired | |
| Jan. 3, 2011 | 1103390 | A | 12,500 | · | · | 12,500 Direct | · | Acquired | |
| Jan. 4, 2010 | 1103390 | A | 12,500 | · | · | 12,500 Direct | · | Acquired | |
| Jan. 2, 2009 | 1103390 | A | 12,500 | · | · | 12,500 Direct | · | Acquired | |
| Jan. 2, 2009 | 1103390 | A | 5,000 | · | · | 17,500 Direct | +40.00% | Acquired | |
| Jan. 2, 2009 | 1103390 | A | 2,500 | · | · | 20,000 Direct | +14.29% | Acquired | |
| Dec. 15, 2008 | 911326 | S | 12,468 | $2.54 | $31,669 | 318,432 Indirect | -3.77% | Disposed | |
| Dec. 15, 2008 | 911326 | S | 41,800 | $2.54 | $106,172 | 4,100 Indirect | -91.07% | Disposed | |
| Aug. 6, 2008 | 911326 | D | 20,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 6, 2008 | 911326 | A | 20,000 | · | · | 20,000 Direct | · | Acquired | |
| Aug. 6, 2008 | 911326 | D | 11,250 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 6, 2008 | 911326 | A | 11,250 | · | · | 11,250 Direct | · | Acquired | |
| Aug. 6, 2008 | 911326 | D | 11,250 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 6, 2008 | 911326 | A | 11,250 | · | · | 11,250 Direct | · | Acquired | |
| Aug. 6, 2008 | 911326 | D | 11,250 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 6, 2008 | 911326 | A | 11,250 | · | · | 11,250 Direct | · | Acquired | |
| Aug. 6, 2008 | 911326 | D | 12,500 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 6, 2008 | 911326 | A | 12,500 | · | · | 12,500 Direct | · | Acquired | |
| Aug. 6, 2008 | 911326 | D | 12,500 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 6, 2008 | 911326 | A | 12,500 | · | · | 12,500 Direct | · | Acquired | |
| Aug. 6, 2008 | 911326 | D | 12,500 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 6, 2008 | 911326 | A | 12,500 | · | · | 12,500 Direct | · | Acquired | |
| June 26, 2008 | 911326 | A | 12,500 | · | · | 12,500 Direct | · | Acquired | |
| April 2, 2008 | 1351509 | P | 27,700 | $1.71 | $47,367 | 2,497,400 Indirect | +1.12% | Acquired | |
| April 2, 2008 | 1351509 | P | 498,000 | $1.71 | $851,580 | 2,995,400 Indirect | +19.94% | Acquired | |
| April 1, 2008 | 1351509 | P | 70,000 | $1.67 | $116,900 | 2,469,700 Indirect | +2.92% | Acquired | |
| March 31, 2008 | 1351509 | P | 19,000 | $1.56 | $29,640 | 2,399,700 Indirect | +0.80% | Acquired | |
| March 28, 2008 | 1351509 | P | 160,000 | $1.57 | $251,200 | 2,380,700 Indirect | +7.20% | Acquired | |
| March 27, 2008 | 1351509 | P | 44,794 | $1.55 | $69,431 | 2,220,700 Indirect | +2.06% | Acquired | |
| Jan. 2, 2008 | 1103390 | A | 12,500 | · | · | 12,500 Direct | · | Acquired | |
| Jan. 2, 2008 | 1103390 | A | 5,000 | · | · | 17,500 Direct | +40.00% | Acquired | |
| Jan. 2, 2008 | 1103390 | A | 2,500 | · | · | 20,000 Direct | +14.29% | Acquired |
Loaded 100 of 142 rows
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 22, 2022 | 920465 | Stock Option (Right to Buy) | Common Stock | $9.20 | · | 18,000 | Disposed |
| Aug. 22, 2022 | 920465 | Stock Option (Right to Buy) | Common Stock | $19.69 | · | 10,000 | Disposed |
| Aug. 22, 2022 | 920465 | Stock Option (Right to Buy) | Common Stock | $28.24 | · | 10,000 | Disposed |
| Aug. 22, 2022 | 920465 | Stock Option (Right to Buy) | Common Stock | $19.19 | · | 10,000 | Disposed |
| Aug. 22, 2022 | 920465 | Stock Option (Right to Buy) | Common Stock | $28.10 | · | 10,000 | Disposed |
| Aug. 22, 2022 | 920465 | Stock Option (Right to Buy) | Common Stock | $5.99 | · | 12,000 | Disposed |
| Aug. 22, 2022 | 920465 | Stock Option (Right to Buy) | Common Stock | $3.93 | · | 12,000 | Disposed |
| Aug. 22, 2022 | 920465 | Stock Option (Right to Buy) | Common Stock | $4.53 | · | 30,000 | Disposed |
| Aug. 22, 2022 | 920465 | Stock Option (Right to Buy) | Common Stock | $4.81 | · | 30,000 | Disposed |
| Aug. 22, 2022 | 920465 | Series C-1(2) Convertible Preferred Stock | Common Stock | · | · | 3,519 | Disposed |
| Jan. 12, 2022 | 920465 | Stock Option (Right to Buy) | Common Stock | $4.81 | Jan. 12, 2032 | 30,000 | Acquired |
| Dec. 10, 2020 | 920465 | Stock Option (Right to Buy) | Common Stock | $4.53 | Dec. 10, 2030 | 30,000 | Acquired |
| Dec. 20, 2019 | 920465 | Stock Option (Right to Buy) | Common Stock | $3.93 | Dec. 20, 2029 | 12,000 | Acquired |
| Dec. 19, 2019 | HRTX | Stock Option (right to buy) | Common Stock | $25.02 | Dec. 19, 2029 | 17,000 | Acquired |
| Jan. 23, 2019 | 920465 | Stock Option (Right to Buy) | Common Stock | $5.99 | Jan. 23, 2029 | 12,000 | Acquired |
| Dec. 15, 2018 | HRTX | Stock Option (right to buy) | Common Stock | $24.97 | Dec. 15, 2028 | 17,000 | Acquired |
| Dec. 18, 2017 | HRTX | Stock Option (right to buy) | Common Stock | $17.00 | Dec. 18, 2027 | 17,000 | Acquired |
| Dec. 11, 2017 | 920465 | Stock Option (Right to Buy) | Common Stock | $28.10 | Dec. 11, 2027 | 10,000 | Acquired |
| Jan. 4, 2017 | 920465 | Stock Option (Right to Buy) | Common Stock | $19.19 | Jan. 4, 2027 | 10,000 | Acquired |
| Dec. 21, 2016 | HRTX | Stock Option (right to buy) | Common Stock | $13.00 | Dec. 21, 2026 | 17,000 | Acquired |
| Dec. 22, 2015 | HRTX | Stock Option (right to buy) | Common Stock | $29.41 | Dec. 22, 2025 | 17,000 | Acquired |
| Dec. 21, 2015 | 920465 | Stock Option (Right to Buy) | Common Stock | $28.24 | Dec. 21, 2025 | 10,000 | Acquired |
| Feb. 23, 2015 | 920465 | Stock Option (Right to Buy) | Common Stock | $19.69 | Feb. 23, 2025 | 10,000 | Acquired |
| Dec. 12, 2014 | HRTX | Stock Option (right to buy) | Common Stock | $9.05 | Dec. 12, 2024 | 17,000 | Acquired |
| Oct. 2, 2014 | 920465 | Stock Option (Right to Buy) | Common Stock | $9.20 | Oct. 2, 2024 | 18,000 | Acquired |
| Jan. 10, 2014 | HRTX | Stock Option (right to buy) | Common Stock | · | Jan. 10, 2024 | 29,500 | Acquired |
| Jan. 10, 2014 | HRTX | Stock Option (right to buy) | Common Stock | · | Jan. 10, 2024 | 27,750 | Acquired |
| June 19, 2012 | 1103390 | Non-Qualified Stock Option (right to buy) | Common Stock | $16.49 | Feb. 1, 2014 | 5,000 | Disposed |
| June 19, 2012 | 1103390 | Non-Qualified Stock Option (right to buy) | Common Stock | $13.93 | June 10, 2014 | 25,000 | Disposed |
| June 19, 2012 | 1103390 | Non-Qualified Stock Option (right to buy) | Common Stock | $4.08 | Jan. 2, 2015 | 10,000 | Disposed |
| June 19, 2012 | 1103390 | Non-Qualified Stock Option (right to buy) | Common Stock | $3.50 | Feb. 12, 2016 | 12,500 | Disposed |
| June 19, 2012 | 1103390 | Non-Qualified Stock Option (right to buy) | Common Stock | $4.24 | Jan. 2, 2017 | 12,500 | Disposed |
| June 19, 2012 | 1103390 | Non-Qualified Stock Option (right to buy) | Common Stock | $5.85 | June 14, 2017 | 1,250 | Disposed |
| June 19, 2012 | 1103390 | Non-Qualified Stock Option (right to buy) | Common Stock | $5.85 | June 14, 2017 | 2,500 | Disposed |
| June 19, 2012 | 1103390 | Non-Qualified Stock Option (right to buy) | Common Stock | $15.69 | Jan. 1, 2018 | 12,500 | Disposed |
| June 19, 2012 | 1103390 | Non-Qualified Stock Option (right to buy) | Common Stock | $15.69 | Jan. 1, 2018 | 7,500 | Disposed |
| June 19, 2012 | 1103390 | Non-Qualified Stock Option (right to buy) | Common Stock | $12.16 | Jan. 1, 2019 | 12,500 | Disposed |
| June 19, 2012 | 1103390 | Non-Qualified Stock Option (right to buy) | Common Stock | $12.16 | Jan. 1, 2019 | 5,000 | Disposed |
| June 19, 2012 | 1103390 | Non-Qualified Stock Option (right to buy) | Common Stock | $12.16 | Jan. 1, 2019 | 2,500 | Disposed |
| June 19, 2012 | 1103390 | Non-Qualified Stock Option (right to buy) | Common Stock | $14.29 | Jan. 3, 2020 | 12,500 | Disposed |
| June 19, 2012 | 1103390 | Non-Qualified Stock Option (right to buy) | Common Stock | $25.97 | Jan. 2, 2021 | 12,500 | Disposed |
| June 19, 2012 | 1103390 | Non-Qualified Stock Option (right to buy) | Common Stock | $16.47 | Jan. 2, 2022 | 12,500 | Disposed |
| June 19, 2012 | 1103390 | Common Stock Warrant (right to buy) | Common Stock | $11.14 | Dec. 18, 2013 | 39,163 | Disposed |
| May 29, 2012 | HRTX | Non-Qualified Stock Option (right to buy) | Common Stock | $0.58 | May 29, 2022 | 500,000 | Acquired |
| Jan. 3, 2012 | 1103390 | Stock Option (Right to Buy) | Common Stock | $16.47 | Jan. 2, 2022 | 12,500 | Acquired |
| July 8, 2011 | HRTX | Non-Qualified Stock Option (right to buy) | Common Stock | $0.26 | July 8, 2021 | 400,000 | Acquired |
| Jan. 3, 2011 | 1103390 | Stock Option (Right to Buy) | Common Stock | $25.97 | Jan. 2, 2021 | 12,500 | Acquired |
| Jan. 4, 2010 | 1103390 | Stock Option (Right to Buy) | Common Stock | $14.29 | Jan. 3, 2020 | 12,500 | Acquired |
| Jan. 2, 2009 | 1103390 | Stock Option (Right to Buy) | Common Stock | $12.16 | Jan. 1, 2019 | 12,500 | Acquired |
| Jan. 2, 2009 | 1103390 | Stock Option (Right to Buy) | Common Stock | $12.16 | Jan. 1, 2019 | 5,000 | Acquired |
| Jan. 2, 2009 | 1103390 | Stock Option (Right to Buy) | Common Stock | $12.16 | Jan. 1, 2019 | 2,500 | Acquired |
| Aug. 6, 2008 | 911326 | Director Stock Option (right to buy) | Common Stock | $38.79 | Aug. 6, 2011 | 20,000 | Disposed |
| Aug. 6, 2008 | 911326 | Director Stock Option (right to buy) | Common Stock | $37.65 | Aug. 6, 2011 | 20,000 | Acquired |
| Aug. 6, 2008 | 911326 | Director Stock Option (right to buy) | Common Stock | $42.30 | June 26, 2012 | 11,250 | Disposed |
| Aug. 6, 2008 | 911326 | Director Stock Option (right to buy) | Common Stock | $41.16 | June 26, 2012 | 11,250 | Acquired |
| Aug. 6, 2008 | 911326 | Director Stock Option (right to buy) | Common Stock | $48.38 | June 18, 2013 | 11,250 | Disposed |
| Aug. 6, 2008 | 911326 | Director Stock Option (right to buy) | Common Stock | $47.24 | June 18, 2013 | 11,250 | Acquired |
| Aug. 6, 2008 | 911326 | Director Stock Option (right to buy) | Common Stock | $14.14 | June 22, 2014 | 11,250 | Disposed |
| Aug. 6, 2008 | 911326 | Director Stock Option (right to buy) | Common Stock | $13.00 | June 22, 2014 | 11,250 | Acquired |
| Aug. 6, 2008 | 911326 | Director Stock Option (right to buy) | Common Stock | $12.62 | Aug. 9, 2015 | 12,500 | Disposed |
| Aug. 6, 2008 | 911326 | Director Stock Option (right to buy) | Common Stock | $11.48 | Aug. 9, 2015 | 12,500 | Acquired |
| Aug. 6, 2008 | 911326 | Director Stock Option (right to buy) | Common Stock | $8.79 | Aug. 9, 2016 | 12,500 | Disposed |
| Aug. 6, 2008 | 911326 | Director Stock Option (right to buy) | Common Stock | $7.65 | Aug. 9, 2016 | 12,500 | Acquired |
| Aug. 6, 2008 | 911326 | Director Stock Option (right to buy) | Common Stock | $7.05 | Aug. 14, 2017 | 12,500 | Disposed |
| Aug. 6, 2008 | 911326 | Director Stock Option (right to buy) | Common Stock | $5.91 | Aug. 14, 2017 | 12,500 | Acquired |
| June 26, 2008 | 911326 | Stock option (right to buy) | Common stock | $5.03 | June 26, 2018 | 12,500 | Acquired |
| Jan. 2, 2008 | 1103390 | Stock Option (Right to Buy) | Common Stock | $15.69 | Jan. 1, 2018 | 12,500 | Acquired |
| Jan. 2, 2008 | 1103390 | Stock Option (Right to Buy) | Common Stock | $15.69 | Jan. 1, 2018 | 5,000 | Acquired |
| Jan. 2, 2008 | 1103390 | Stock Option (Right to Buy) | Common Stock | $15.69 | Jan. 1, 2018 | 2,500 | Acquired |
| Aug. 14, 2007 | 911326 | Nonqualified Stock Option (right to buy) | Common stock | $7.05 | Aug. 14, 2017 | 12,500 | Acquired |
| June 15, 2007 | 1103390 | Stock Option (Right to Buy) | Common Stock | $5.85 | June 14, 2017 | 2,500 | Acquired |
| June 15, 2007 | 1103390 | Stock Option (Right to Buy) | Common Stock | $5.85 | June 14, 2017 | 1,250 | Acquired |
| Jan. 3, 2007 | 1103390 | Stock Option (Right to Buy) | Common Stock | $4.24 | Jan. 2, 2017 | 12,500 | Acquired |
| Aug. 9, 2006 | 911326 | Stock option (right to buy) | Common stock | $8.79 | Aug. 9, 2016 | 12,500 | Acquired |
| Aug. 9, 2005 | 1178579 | Stock option (right to buy) | Common stock | $12.62 | Aug. 9, 2015 | 12,500 | Acquired |
| Dec. 10, 2004 | 1178579 | NSO Stock Option | Common Stock | $4.39 | Dec. 10, 2014 | 12,000 | Acquired |
| Dec. 10, 2004 | 1178579 | NSO Stock Option | Common Stock | $4.39 | Dec. 10, 2014 | 12,000 | Disposed |
| Dec. 10, 2004 | 1178579 | NSO Stock Option | Common Stock | $4.25 | Dec. 10, 2013 | 12,000 | Disposed |
| June 22, 2004 | 1178579 | Stock Option (right to buy) | Common stock | $14.14 | June 22, 2014 | 11,250 | Acquired |
| June 11, 2004 | 1178579 | Nonqualified Stock Option (right to buy) | Common Stock | $13.93 | June 10, 2014 | 25,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
Holdings reported on Form 4 14 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Oct. 7, 2019 | HRTX | Common Stock | 14,347 | · | · | Indirect |
| Oct. 7, 2019 | HRTX | Common Stock | 6,941 | · | · | Indirect |
| Dec. 17, 2008 | 911326 | Common Stock | 6,300 | · | · | Indirect |
| April 4, 2008 | 1351509 | Common Stock | 243,000 | · | · | Indirect |
| April 4, 2008 | 1351509 | Common Stock | 27,000 | · | · | Indirect |
| April 3, 2008 | 1351509 | Common Stock | 243,000 | · | · | Indirect |
| April 3, 2008 | 1351509 | Common Stock | 27,000 | · | · | Indirect |
| March 31, 2008 | 1351509 | Common Stock | 243,000 | · | · | Indirect |
| March 31, 2008 | 1351509 | Common Stock | 27,000 | · | · | Indirect |
| March 21, 2006 | 1103390 | Common Stock | 778,171 | · | · | Indirect |
| March 21, 2006 | 1103390 | Common Stock | 15,089 | · | · | Indirect |
| Feb. 28, 2006 | 1103390 | Common Stock | 776,671 | · | · | Indirect |
| Sept. 12, 2005 | 1178579 | Common stock | 22,500 | · | · | Indirect |
| Sept. 14, 2004 | 1178579 | Common stock | 22,500 | · | · | Indirect |
Annual statements (Form 5) Transactions and holdings reported once a year on SEC Form 5 — exempt or late-reported trades, gifts and small acquisitions.
Transactions
| Date | Ticker | Security | Code | Shares | Price | Value | Owned after | Exercise price | Expiration | A/D |
|---|---|---|---|---|---|---|---|---|---|---|
| Jan. 7, 2020 | HRTX | Common Stock | G | 520,299 | · | · | 0 | · | · | · |
| Jan. 6, 2020 | HRTX | Common Stock | G | 1,600,000 | · | · | 0 | · | · | · |
| Dec. 31, 2019 | HRTX | Common Stock | G | 121,500 | · | · | 5,017,203 | · | · | · |
| Dec. 27, 2019 | HRTX | Common Stock | G | 41,189 | · | · | 5,017,203 | · | · | · |
| Dec. 23, 2019 | HRTX | Common Stock | G | 80,400 | · | · | 5,017,203 | · | · | · |
| Dec. 19, 2019 | HRTX | Common Stock | G | 20,402 | · | · | 5,017,203 | · | · | · |
| Aug. 13, 2019 | HRTX | Common Stock | G | 230,000 | · | · | 5,017,203 | · | · | · |
| Feb. 6, 2019 | HRTX | Common Stock | G | 9,000 | · | · | 5,017,203 | · | · | · |
| Dec. 10, 2018 | HRTX | Common Stock | G | 19,304 | · | · | 5,770,941 | · | · | · |
| Dec. 7, 2018 | HRTX | Common Stock | G | 18,989 | · | · | 5,811,226 | · | · | · |
Holdings
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Feb. 16, 2021 | HRTX | Common Stock | 3,445 | · | · | Indirect |
| Feb. 14, 2020 | HRTX | Common Stock | 14,347 | · | · | Indirect |
| Feb. 14, 2020 | HRTX | Common Stock | 6,941 | · | · | Indirect |
| Feb. 14, 2019 | HRTX | Common Stock | 14,347 | · | · | Indirect |
| Feb. 14, 2019 | HRTX | Common Stock | 6,941 | · | · | Indirect |