Laurence Penn

CIK 1474801 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 7, 2010 · Latest: Oct. 7, 2010

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

2 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 30, 2013 EFC S 38,759 $16.61 $643,787 38,759 Indirect -50.00% Disposed -17.6% (price as of 2026-08-20)
Dec. 30, 2011 EFC P 10b5-1 635 $17.16 $10,897 16,675 Direct +3.96% Acquired -20.3% (price as of 2026-08-20)
Dec. 29, 2011 EFC P 10b5-1 634 $17.16 $10,879 16,040 Direct +4.12% Acquired -20.3% (price as of 2026-08-20)
Dec. 28, 2011 EFC P 10b5-1 665 $17.20 $11,438 15,406 Direct +4.51% Acquired -20.5% (price as of 2026-08-20)
Dec. 27, 2011 EFC P 10b5-1 540 $17.17 $9,272 14,741 Direct +3.80% Acquired -20.3% (price as of 2026-08-20)
Dec. 22, 2011 EFC P 10b5-1 1,505 $17.10 $25,736 14,201 Direct +11.85% Acquired -20.0% (price as of 2026-08-20)
Dec. 21, 2011 EFC P 10b5-1 1,750 $17.17 $30,048 12,696 Direct +15.99% Acquired -20.3% (price as of 2026-08-20)
Dec. 20, 2011 EFC P 10b5-1 1,225 $17.23 $21,107 10,946 Direct +12.60% Acquired -20.6% (price as of 2026-08-20)
Dec. 19, 2011 EFC P 10b5-1 1,400 $17.09 $23,926 9,721 Direct +16.82% Acquired -20.0% (price as of 2026-08-20)
Dec. 8, 2011 EFC P 10b5-1 560 $17.04 $9,542 8,321 Direct +7.22% Acquired -19.7% (price as of 2026-08-20)
Dec. 6, 2011 EFC P 10b5-1 455 $17.08 $7,771 7,761 Direct +6.23% Acquired -19.9% (price as of 2026-08-20)
Dec. 5, 2011 EFC P 10b5-1 902 $16.96 $15,298 7,306 Direct +14.08% Acquired -19.3% (price as of 2026-08-20)
Dec. 1, 2011 EFC P 10b5-1 350 $17.14 $5,999 6,404 Direct +5.78% Acquired -20.2% (price as of 2026-08-20)
Nov. 30, 2011 EFC P 10b5-1 350 $17.14 $5,999 6,054 Direct +6.14% Acquired -20.2% (price as of 2026-08-20)
Nov. 29, 2011 EFC P 10b5-1 700 $16.84 $11,788 5,704 Direct +13.99% Acquired -18.8% (price as of 2026-08-20)
Nov. 28, 2011 EFC P 10b5-1 385 $17.15 $6,603 5,004 Direct +8.34% Acquired -20.2% (price as of 2026-08-20)
Nov. 23, 2011 EFC P 10b5-1 525 $17.07 $8,962 4,619 Direct +12.82% Acquired -19.9% (price as of 2026-08-20)
Oct. 25, 2011 EFC P 10b5-1 420 $17.71 $7,438 4,094 Direct +11.43% Acquired -22.8% (price as of 2026-08-20)
Oct. 20, 2011 EFC P 10b5-1 385 $17.68 $6,807 3,674 Direct +11.71% Acquired -22.6% (price as of 2026-08-20)
Oct. 18, 2011 EFC P 10b5-1 875 $17.79 $15,566 3,289 Direct +36.25% Acquired -23.1% (price as of 2026-08-20)
Oct. 18, 2011 EFC P 10b5-1 665 $17.47 $11,618 2,414 Direct +38.02% Acquired -21.7% (price as of 2026-08-20)
Oct. 14, 2011 EFC P 10b5-1 455 $17.50 $7,962 1,749 Direct +35.16% Acquired -21.8% (price as of 2026-08-20)
Oct. 13, 2011 EFC P 10b5-1 700 $17.38 $12,166 1,294 Direct +117.85% Acquired -21.3% (price as of 2026-08-20)
Oct. 12, 2011 EFC P 10b5-1 594 $17.74 $10,538 594 Direct — Acquired -22.9% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 30, 2013 EFC Common Units Common Shares (38,759) — — 38,759 Disposed
Aug. 30, 2013 EFC Common Units Common Shares reprsenting ltd liability company interests (38,759) — — 38,759 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 7, 2010 EFC No securities are beneficially owned 0 Direct