Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 14, 2018 EFC P 28,631 $16.15 $462,391 105,563 Direct +37.22% Acquired -27.7% (price as of 2026-10-06)
Nov. 12, 2018 EFC P 30,000 $16.20 $486,000 74,524 Direct +67.38% Acquired -28.0% (price as of 2026-10-06)
May 14, 2018 EFC P 3,959 $15.96 $63,186 44,524 Direct +9.76% Acquired -26.9% (price as of 2026-10-06)
May 11, 2018 EFC P 19,990 $15.79 $315,642 40,565 Direct +97.16% Acquired -26.1% (price as of 2026-10-06)
May 10, 2018 EFC P 3,900 $15.68 $61,152 20,575 Direct +23.39% Acquired -25.6% (price as of 2026-10-06)
May 9, 2018 ELLA P 15,000 $10.88 $163,200 35,710 Direct +72.43% Acquired 129.8% (price as of 2026-10-06)
Feb. 12, 2016 ELLA P 10b5-1 100 $10.97 $1,097 20,710 Direct +0.49% Acquired 127.9% (price as of 2026-10-06)
Feb. 11, 2016 ELLA P 10b5-1 850 $10.88 $9,248 20,610 Direct +4.30% Acquired 129.8% (price as of 2026-10-06)
Feb. 10, 2016 ELLA P 10b5-1 500 $10.92 $5,460 19,760 Direct +2.60% Acquired 128.9% (price as of 2026-10-06)
Feb. 9, 2016 ELLA P 10b5-1 1,034 $10.94 $11,312 19,260 Direct +5.67% Acquired 128.5% (price as of 2026-10-06)
Feb. 8, 2016 ELLA P 10b5-1 1,895 $11.20 $21,224 18,226 Direct +11.60% Acquired 123.2% (price as of 2026-10-06)
Feb. 5, 2016 ELLA P 10b5-1 637 $11.48 $7,313 16,331 Direct +4.06% Acquired 117.8% (price as of 2026-10-06)
Feb. 4, 2016 ELLA P 10b5-1 1,000 $11.59 $11,590 15,694 Direct +6.81% Acquired 115.7% (price as of 2026-10-06)
Feb. 3, 2016 ELLA P 10b5-1 854 $11.59 $9,898 14,694 Direct +6.17% Acquired 115.7% (price as of 2026-10-06)
Feb. 2, 2016 ELLA P 10b5-1 701 $11.39 $7,984 13,840 Direct +5.34% Acquired 119.5% (price as of 2026-10-06)
Feb. 1, 2016 ELLA P 10b5-1 399 $11.44 $4,565 13,139 Direct +3.13% Acquired 118.5% (price as of 2026-10-06)
Jan. 29, 2016 ELLA P 10b5-1 2,475 $11.30 $27,968 12,740 Direct +24.11% Acquired 121.2% (price as of 2026-10-06)
Jan. 28, 2016 ELLA P 10b5-1 1,277 $11.07 $14,136 10,265 Direct +14.21% Acquired 125.8% (price as of 2026-10-06)
Jan. 27, 2016 ELLA P 10b5-1 965 $11.03 $10,644 8,988 Direct +12.03% Acquired 126.7% (price as of 2026-10-06)
Jan. 26, 2016 ELLA P 10b5-1 1,473 $10.79 $15,894 8,023 Direct +22.49% Acquired 131.7% (price as of 2026-10-06)
Jan. 22, 2016 ELLA P 10b5-1 1,450 $10.72 $15,544 6,550 Direct +28.43% Acquired 133.2% (price as of 2026-10-06)
Jan. 20, 2016 ELLA P 10b5-1 2,945 $10.04 $29,568 5,100 Direct +136.66% Acquired 149.0% (price as of 2026-10-06)
Jan. 15, 2016 ELLA P 10b5-1 2,155 $10.72 $23,102 2,155 Direct · Acquired 133.2% (price as of 2026-10-06)
Aug. 30, 2013 EFC S 38,759 $16.61 $643,787 38,759 Indirect -50.00% Disposed -29.7% (price as of 2026-10-06)
Dec. 30, 2011 EFC P 10b5-1 635 $17.16 $10,897 16,675 Direct +3.96% Acquired -32.0% (price as of 2026-10-06)
Dec. 29, 2011 EFC P 10b5-1 634 $17.16 $10,879 16,040 Direct +4.12% Acquired -32.0% (price as of 2026-10-06)
Dec. 28, 2011 EFC P 10b5-1 665 $17.20 $11,438 15,406 Direct +4.51% Acquired -32.2% (price as of 2026-10-06)
Dec. 27, 2011 EFC P 10b5-1 540 $17.17 $9,272 14,741 Direct +3.80% Acquired -32.0% (price as of 2026-10-06)
Dec. 22, 2011 EFC P 10b5-1 1,505 $17.10 $25,736 14,201 Direct +11.85% Acquired -31.8% (price as of 2026-10-06)
Dec. 21, 2011 EFC P 10b5-1 1,750 $17.17 $30,048 12,696 Direct +15.99% Acquired -32.0% (price as of 2026-10-06)
Dec. 20, 2011 EFC P 10b5-1 1,225 $17.23 $21,107 10,946 Direct +12.60% Acquired -32.3% (price as of 2026-10-06)
Dec. 19, 2011 EFC P 10b5-1 1,400 $17.09 $23,926 9,721 Direct +16.82% Acquired -31.7% (price as of 2026-10-06)
Dec. 8, 2011 EFC P 10b5-1 560 $17.04 $9,542 8,321 Direct +7.22% Acquired -31.5% (price as of 2026-10-06)
Dec. 6, 2011 EFC P 10b5-1 455 $17.08 $7,771 7,761 Direct +6.23% Acquired -31.7% (price as of 2026-10-06)
Dec. 5, 2011 EFC P 10b5-1 902 $16.96 $15,298 7,306 Direct +14.08% Acquired -31.2% (price as of 2026-10-06)
Dec. 1, 2011 EFC P 10b5-1 350 $17.14 $5,999 6,404 Direct +5.78% Acquired -31.9% (price as of 2026-10-06)
Nov. 30, 2011 EFC P 10b5-1 350 $17.14 $5,999 6,054 Direct +6.14% Acquired -31.9% (price as of 2026-10-06)
Nov. 29, 2011 EFC P 10b5-1 700 $16.84 $11,788 5,704 Direct +13.99% Acquired -30.7% (price as of 2026-10-06)
Nov. 28, 2011 EFC P 10b5-1 385 $17.15 $6,603 5,004 Direct +8.34% Acquired -32.0% (price as of 2026-10-06)
Nov. 23, 2011 EFC P 10b5-1 525 $17.07 $8,962 4,619 Direct +12.82% Acquired -31.6% (price as of 2026-10-06)
Oct. 25, 2011 EFC P 10b5-1 420 $17.71 $7,438 4,094 Direct +11.43% Acquired -34.1% (price as of 2026-10-06)
Oct. 20, 2011 EFC P 10b5-1 385 $17.68 $6,807 3,674 Direct +11.71% Acquired -34.0% (price as of 2026-10-06)
Oct. 18, 2011 EFC P 10b5-1 875 $17.79 $15,566 3,289 Direct +36.25% Acquired -34.4% (price as of 2026-10-06)
Oct. 18, 2011 EFC P 10b5-1 665 $17.47 $11,618 2,414 Direct +38.02% Acquired -33.2% (price as of 2026-10-06)
Oct. 14, 2011 EFC P 10b5-1 455 $17.50 $7,962 1,749 Direct +35.16% Acquired -33.3% (price as of 2026-10-06)
Oct. 13, 2011 EFC P 10b5-1 700 $17.38 $12,166 1,294 Direct +117.85% Acquired -32.9% (price as of 2026-10-06)
Oct. 12, 2011 EFC P 10b5-1 594 $17.74 $10,538 594 Direct · Acquired -34.2% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 2, 2020 EFC Common Units Common Stock (38,759) · · 38,759 Disposed
Aug. 30, 2013 EFC Common Units Common Shares (38,759) · · 38,759 Disposed
Aug. 30, 2013 EFC Common Units Common Shares reprsenting ltd liability company interests (38,759) · · 38,759 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Oct. 7, 2010 EFC No securities are beneficially owned 0 Direct