Len J Lauer

CIK 1202231 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 7, 2019 · Latest: Oct. 7, 2019

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 97 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

97 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 21, 2020	WDC	A	39	—	—	39 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 14, 2019	WDC	A	5,359	—	—	83,750 Direct	+6.84%	Acquired	(price as of 2026-08-20)
Nov. 7, 2019	WDC	M	228	—	—	78,391 Direct	+0.29%	Acquired	(price as of 2026-08-20)
Nov. 7, 2019	WDC	M	228	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 22, 2019	WDC	A	49	—	—	228 Direct	+27.37%	Acquired	(price as of 2026-08-20)
Oct. 3, 2019	KFY	A	6,580	—	—	6,580 Direct	—	Acquired	(price as of 2026-08-20)
July 15, 2019	WDC	A	52	—	—	179 Direct	+40.94%	Acquired	(price as of 2026-08-20)
April 15, 2019	WDC	A	54	—	—	127 Direct	+73.97%	Acquired	(price as of 2026-08-20)
Jan. 14, 2019	WDC	A	73	—	—	73 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 7, 2018	WDC	A	5,563	—	—	78,163 Direct	+7.66%	Acquired	(price as of 2026-08-20)
Nov. 2, 2018	WDC	M	83	—	—	72,600 Direct	+0.11%	Acquired	(price as of 2026-08-20)
Nov. 2, 2018	WDC	M	83	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 15, 2018	WDC	A	28	—	—	83 Direct	+50.91%	Acquired	(price as of 2026-08-20)
July 16, 2018	WDC	A	20	—	—	55 Direct	+57.14%	Acquired	(price as of 2026-08-20)
April 16, 2018	WDC	A	17	—	—	35 Direct	+94.44%	Acquired	(price as of 2026-08-20)
Jan. 16, 2018	WDC	A	18	—	—	18 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 2, 2017	WDC	A	3,047	—	—	72,517 Direct	+4.39%	Acquired	(price as of 2026-08-20)
Nov. 1, 2017	WDC	M	112	—	—	69,470 Direct	+0.16%	Acquired	(price as of 2026-08-20)
Nov. 1, 2017	WDC	M	112	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 16, 2017	WDC	A	27	—	—	112 Direct	+31.76%	Acquired	(price as of 2026-08-20)
July 17, 2017	WDC	A	25	—	—	85 Direct	+41.67%	Acquired	(price as of 2026-08-20)
April 17, 2017	WDC	A	28	—	—	60 Direct	+87.50%	Acquired	(price as of 2026-08-20)
Jan. 17, 2017	WDC	A	32	—	—	32 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 4, 2016	WDC	A	4,634	—	—	69,358 Direct	+7.16%	Acquired	(price as of 2026-08-20)
Nov. 3, 2016	WDC	M	140	—	—	64,724 Direct	+0.22%	Acquired	(price as of 2026-08-20)
Nov. 3, 2016	WDC	M	140	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 17, 2016	WDC	A	32	—	—	140 Direct	+29.63%	Acquired	(price as of 2026-08-20)
July 15, 2016	WDC	A	32	—	—	108 Direct	+42.11%	Acquired	(price as of 2026-08-20)
May 16, 2016	WDC	M	7,315	$26.17	$191,434	56,078 Direct	+15.00%	Acquired	2216.1% (price as of 2026-08-20)
May 16, 2016	WDC	M	8,506	$32.99	$280,613	64,584 Direct	+15.17%	Acquired	1737.3% (price as of 2026-08-20)
May 16, 2016	WDC	M	7,315	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 16, 2016	WDC	M	8,506	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 2, 2016	WDC	M	18,500	$26.17	$484,145	37,221 Direct	+98.82%	Acquired	2216.1% (price as of 2026-08-20)
Feb. 2, 2016	WDC	M	11,542	$25.79	$297,668	48,763 Direct	+31.01%	Acquired	2250.2% (price as of 2026-08-20)
Feb. 2, 2016	WDC	M	11,542	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 2, 2016	WDC	M	18,500	—	—	7,315 Direct	-71.66%	Disposed	(price as of 2026-08-20)
Jan. 15, 2016	WDC	A	35	—	—	35 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 4, 2015	WDC	A	3,282	—	—	18,721 Direct	+21.26%	Acquired	(price as of 2026-08-20)
Nov. 3, 2015	WDC	M	48	—	—	15,439 Direct	+0.31%	Acquired	(price as of 2026-08-20)
Nov. 3, 2015	WDC	M	48	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 15, 2015	WDC	A	14	—	—	48 Direct	+41.18%	Acquired	(price as of 2026-08-20)
July 15, 2015	WDC	A	14	—	—	34 Direct	+70.00%	Acquired	(price as of 2026-08-20)
April 16, 2015	WDC	A	11	—	—	20 Direct	+122.22%	Acquired	(price as of 2026-08-20)
Jan. 15, 2015	WDC	A	8	—	—	8 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 10, 2014	WDC	M	200	—	—	15,391 Direct	+1.32%	Acquired	(price as of 2026-08-20)
Nov. 10, 2014	WDC	M	200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 5, 2014	WDC	A	2,221	—	—	15,191 Direct	+17.12%	Acquired	(price as of 2026-08-20)
Nov. 4, 2014	WDC	M	46	—	—	12,970 Direct	+0.36%	Acquired	(price as of 2026-08-20)
Nov. 4, 2014	WDC	M	46	—	—	200 Direct	-18.70%	Disposed	(price as of 2026-08-20)
Oct. 15, 2014	WDC	A	38	—	—	247 Direct	+18.18%	Acquired	(price as of 2026-08-20)
July 15, 2014	WDC	A	32	—	—	209 Direct	+18.08%	Acquired	(price as of 2026-08-20)
April 15, 2014	WDC	A	27	—	—	177 Direct	+18.00%	Acquired	(price as of 2026-08-20)
Jan. 15, 2014	WDC	A	27	—	—	150 Direct	+21.95%	Acquired	(price as of 2026-08-20)
Nov. 14, 2013	WDC	S	6,000	$75.04	$450,240	9,958 Direct	-37.60%	Disposed	707.7% (price as of 2026-08-20)
Nov. 14, 2013	WDC	A	2,966	—	—	12,924 Direct	+29.79%	Acquired	(price as of 2026-08-20)
Nov. 11, 2013	WDC	M	96	—	—	15,958 Direct	+0.61%	Acquired	(price as of 2026-08-20)
Nov. 11, 2013	WDC	M	96	—	—	123 Direct	-43.84%	Disposed	(price as of 2026-08-20)
Nov. 8, 2013	WDC	M	117	—	—	15,862 Direct	+0.74%	Acquired	(price as of 2026-08-20)
Nov. 8, 2013	WDC	M	118	—	—	219 Direct	-35.01%	Disposed	(price as of 2026-08-20)
Oct. 15, 2013	WDC	A	56	—	—	337 Direct	+19.93%	Acquired	(price as of 2026-08-20)
Aug. 31, 2013	WDC	M	13	—	—	15,745 Direct	+0.08%	Acquired	(price as of 2026-08-20)
Aug. 31, 2013	WDC	M	14	—	—	281 Direct	-4.75%	Disposed	(price as of 2026-08-20)
July 15, 2013	WDC	A	59	—	—	295 Direct	+25.00%	Acquired	(price as of 2026-08-20)
April 15, 2013	WDC	A	78	—	—	236 Direct	+49.37%	Acquired	(price as of 2026-08-20)
Dec. 26, 2012	WDC	A	94	—	—	159 Direct	+144.62%	Acquired	(price as of 2026-08-20)
Nov. 8, 2012	WDC	A	6,458	—	—	15,732 Direct	+69.64%	Acquired	(price as of 2026-08-20)
Oct. 15, 2012	WDC	A	65	—	—	65 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 10, 2011	WDC	A	4,846	—	—	9,274 Direct	+109.44%	Acquired	(price as of 2026-08-20)
Nov. 10, 2011	WDC	A	11,542	—	—	11,542 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 11, 2010	WDC	A	3,789	—	—	4,428 Direct	+592.96%	Acquired	(price as of 2026-08-20)
Nov. 11, 2010	WDC	A	8,506	—	—	8,506 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 1, 2010	HRB	A	8,969	—	—	33,548 Direct	+36.49%	Acquired	(price as of 2026-08-20)
Sept. 8, 2010	WDC	A	25,815	—	—	25,815 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 31, 2010	WDC	A	639	—	—	639 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 9, 2009	QCOM	A	113,150	—	—	113,150 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 2, 2009	HRB	A	5,236	—	—	24,058 Direct	+27.82%	Acquired	(price as of 2026-08-20)
Sept. 30, 2009	QCOM	A	350	$44.90	$15,715	7,013 Indirect	+5.25%	Acquired	260.9% (price as of 2026-08-20)
June 30, 2009	QCOM	A	290	$45.44	$13,178	6,638 Indirect	+4.57%	Acquired	256.6% (price as of 2026-08-20)
March 31, 2009	QCOM	A	111	$38.33	$4,255	6,324 Indirect	+1.79%	Acquired	322.7% (price as of 2026-08-20)
Dec. 31, 2008	QCOM	A	3,331	$34.67	$115,486	6,176 Indirect	+117.08%	Acquired	367.4% (price as of 2026-08-20)
Nov. 7, 2008	QCOM	A	295,000	—	—	295,000 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 1, 2008	HRB	A	8,547	—	—	18,547 Direct	+85.47%	Acquired	(price as of 2026-08-20)
Sept. 30, 2008	QCOM	A	335	$45.28	$15,169	2,845 Indirect	+13.35%	Acquired	257.9% (price as of 2026-08-20)
Aug. 4, 2008	QCOM	A	250,000	—	—	250,000 Direct	—	Acquired	(price as of 2026-08-20)
June 30, 2008	QCOM	A	267	$47.30	$12,629	2,501 Indirect	+11.95%	Acquired	242.6% (price as of 2026-08-20)
March 31, 2008	QCOM	A	113	$39.68	$4,484	2,226 Indirect	+5.35%	Acquired	308.4% (price as of 2026-08-20)
Dec. 31, 2007	QCOM	A	1,385	$39.44	$54,624	2,103 Indirect	+192.90%	Acquired	310.8% (price as of 2026-08-20)
Nov. 12, 2007	QCOM	A	350,000	—	—	350,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 28, 2007	QCOM	A	284	$41.01	$11,647	718 Indirect	+65.44%	Acquired	295.1% (price as of 2026-08-20)
Sept. 18, 2007	HRB	P	5,000	$20.85	$104,250	5,000 Direct	—	Acquired	154.6% (price as of 2026-08-20)
Sept. 18, 2007	HRB	P	5,000	$20.79	$103,950	10,000 Direct	+100.00%	Acquired	155.4% (price as of 2026-08-20)
June 30, 2007	HRB	A	8,000	—	—	8,000 Direct	—	Acquired	(price as of 2026-08-20)
June 29, 2007	QCOM	A	282	$43.03	$12,134	432 Indirect	+188.00%	Acquired	276.6% (price as of 2026-08-20)
March 30, 2007	QCOM	A	150	$42.81	$6,422	150 Indirect	—	Acquired	278.5% (price as of 2026-08-20)
Dec. 22, 2006	QCOM	A	500,000	—	—	500,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 18, 2006	QCOM	X	3,000	$37.50	$112,500	0 Indirect	-100.00%	Disposed	332.1% (price as of 2026-08-20)
Dec. 18, 2006	QCOM	X	3,000	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
June 30, 2006	HRB	A	8,000	—	—	8,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 10, 2006	VRSN	A	12,500	—	—	12,500 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 10, 2005	VRSN	A	12,500	—	—	12,500 Direct	—	Acquired	(price as of 2026-08-20)

Showing latest 100 of 101 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 21, 2020	WDC	Dividend Equivalent Rights	Common Stock (39)	—	—	39	Acquired
Nov. 7, 2019	WDC	Dividend Equivalent Rights	Common Stock (228)	—	—	228	Disposed
Oct. 22, 2019	WDC	Dividend Equivalent Rights	Common Stock (49)	—	—	49	Acquired
July 15, 2019	WDC	Dividend Equivalent Rights	Common Stock (52)	—	—	52	Acquired
April 15, 2019	WDC	Dividend Equivalent Rights	Common Stock (54)	—	—	54	Acquired
Jan. 14, 2019	WDC	Dividend Equivalent Rights	Common Stock (73)	—	—	73	Acquired
Nov. 2, 2018	WDC	Dividend Equivalent Rights	Common Stock (83)	—	—	83	Disposed
Oct. 15, 2018	WDC	Dividend Equivalent Rights	Common Stock (28)	—	—	28	Acquired
July 16, 2018	WDC	Dividend Equivalent Rights	Common Stock (20)	—	—	20	Acquired
April 16, 2018	WDC	Dividend Equivalent Rights	Common Stock (17)	—	—	17	Acquired
Jan. 16, 2018	WDC	Dividend Equivalent Rights	Common Stock (18)	—	—	18	Acquired
Nov. 1, 2017	WDC	Dividend Equivalent Rights	Common Stock (112)	—	—	112	Disposed
Oct. 16, 2017	WDC	Dividend Equivalent Rights	Common Stock (27)	—	—	27	Acquired
July 17, 2017	WDC	Dividend Equivalent Rights	Common Stock (25)	—	—	25	Acquired
April 17, 2017	WDC	Dividend Equivalent Rights	Common Stock (28)	—	—	28	Acquired
Jan. 17, 2017	WDC	Dividend Equivalent Rights	Common Stock (32)	—	—	32	Acquired
Nov. 3, 2016	WDC	Dividend Equivalent Rights	Common Stock (140)	—	—	140	Disposed
Oct. 17, 2016	WDC	Dividend Equivalent Rights	Common Stock (32)	—	—	32	Acquired
July 15, 2016	WDC	Dividend Equivalent Rights	Common Stock (32)	—	—	32	Acquired
May 16, 2016	WDC	Non-Qualified Stock Option (right to buy)	Common Stock (7,315)	$26.17	Sept. 8, 2017	7,315	Disposed
May 16, 2016	WDC	Non-Qualified Stock Option (right to buy)	Common Stock (8,506)	$32.99	Nov. 11, 2017	8,506	Disposed
Feb. 2, 2016	WDC	Non-Qualified Stock Option (right to buy)	Common Stock (11,542)	$25.79	Nov. 10, 2018	11,542	Disposed
Feb. 2, 2016	WDC	Non-Qualified Stock Option (right to buy)	Common Stock (18,500)	$26.17	Sept. 8, 2017	18,500	Disposed
Jan. 15, 2016	WDC	Dividend Equivalent Rights	Common Stock (35)	—	—	35	Acquired
Nov. 3, 2015	WDC	Dividend Equivalent Rights	Common Stock (48)	—	—	48	Disposed
Oct. 15, 2015	WDC	Dividend Equivalent Rights	Common Stock (14)	—	—	14	Acquired
July 15, 2015	WDC	Dividend Equivalent Rights	Common Stock (14)	—	—	14	Acquired
April 16, 2015	WDC	Dividend Equivalent Rights	Common Stock (11)	—	—	11	Acquired
Jan. 15, 2015	WDC	Dividend Equivalent Rights	Common Stock (8)	—	—	8	Acquired
Nov. 10, 2014	WDC	Dividend Equivalent Rights	Common Stock (200)	—	—	200	Disposed
Nov. 4, 2014	WDC	Dividend Equivalent Rights	Common Stock (46)	—	—	46	Disposed
Oct. 15, 2014	WDC	Dividend Equivalent Rights	Common Stock (38)	—	—	38	Acquired
July 15, 2014	WDC	Dividend Equivalent Rights	Common Stock (32)	—	—	32	Acquired
April 15, 2014	WDC	Dividend Equivalent Rights	Common Stock (27)	—	—	27	Acquired
Jan. 15, 2014	WDC	Dividend Equivalent Rights	Common Stock (27)	—	—	27	Acquired
Nov. 11, 2013	WDC	Dividend Equivalent Rights	Common Stock (96)	—	—	96	Disposed
Nov. 8, 2013	WDC	Dividend Equivalent Rights	Common Stock (118)	—	—	118	Disposed
Oct. 15, 2013	WDC	Dividend Equivalent Rights	Common Stock (56)	—	—	56	Acquired
Aug. 31, 2013	WDC	Dividend Equivalent Rights	Common Stock (14)	—	—	14	Disposed
July 15, 2013	WDC	Dividend Equivalent Rights	Common Stock (59)	—	—	59	Acquired
April 15, 2013	WDC	Dividend Equivalent Rights	Common Stock (78)	—	—	78	Acquired
Dec. 26, 2012	WDC	Dividend Equivalent Rights	Common Stock (94)	—	—	94	Acquired
Oct. 15, 2012	WDC	Dividend Equivalent Rights	Common Stock (65)	—	—	65	Acquired
Nov. 10, 2011	WDC	Non-Qualified Stock Option (right to buy)	Common Stock (11,542)	$25.79	Nov. 10, 2018	11,542	Acquired
Nov. 11, 2010	WDC	Non-Qualified Stock Option (right to buy)	Common Stock (8,506)	$32.99	Nov. 11, 2017	8,506	Acquired
Sept. 8, 2010	WDC	Non-Qualified Stock Option (right to buy)	Common Stock (25,815)	$26.17	Sept. 8, 2017	25,815	Acquired
Nov. 9, 2009	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (113,150)	$44.75	Nov. 8, 2019	113,150	Acquired
Sept. 30, 2009	QCOM	Phantom Stock Unit [F1]	Common Stock (350)	$1.00	—	350	Acquired
June 30, 2009	QCOM	Phantom Stock Unit [F1]	Common Stock (290)	$1.00	—	290	Acquired
March 31, 2009	QCOM	Phantom Stock Unit [F1]	Common Stock (111)	$1.00	—	111	Acquired
Dec. 31, 2008	QCOM	Phantom Stock Unit [F1]	Common Stock (3,331)	$1.00	—	3,331	Acquired
Nov. 7, 2008	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (295,000)	$35.66	Nov. 6, 2018	295,000	Acquired
Sept. 30, 2008	QCOM	Phantom Stock Unit [F1]	Common Stock (335)	$1.00	—	335	Acquired
Aug. 4, 2008	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (250,000)	$52.87	Aug. 3, 2018	250,000	Acquired
June 30, 2008	QCOM	Phantom Stock Unit [F1]	Common Stock (267)	$1.00	—	267	Acquired
March 31, 2008	QCOM	Phantom Stock Unit [F1]	Common Stock (113)	$1.00	—	113	Acquired
Dec. 31, 2007	QCOM	Phantom Stock Unit [F1]	Common Stock (1,385)	$1.00	—	1,385	Acquired
Nov. 12, 2007	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (350,000)	$37.29	Nov. 11, 2017	350,000	Acquired
Sept. 28, 2007	QCOM	Phantom Stock Unit [F1]	Common Stock (284)	$1.00	—	284	Acquired
June 30, 2007	HRB	Call Option to Purchase	Common Stock, without par value (8,000)	$23.37	June 30, 2017	8,000	Acquired
June 29, 2007	QCOM	Phantom Stock Unit [F1]	Common Stock (282)	$1.00	—	282	Acquired
March 30, 2007	QCOM	Phantom Stock Unit [F1]	Common Stock (150)	$1.00	—	150	Acquired
Dec. 22, 2006	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (500,000)	$38.54	Dec. 21, 2016	500,000	Acquired
Dec. 18, 2006	QCOM	Short Call (obligation to sell)	Common Stock (3,000)	$37.50	Dec. 18, 2006	3,000	Disposed
June 30, 2006	HRB	Call Option to Purchase	Common Stock, without par value (8,000)	$23.86	June 30, 2016	8,000	Acquired
Feb. 10, 2006	VRSN	Non-Qualified Stock Option (right to buy)	Common Stock (12,500)	$23.70	Feb. 10, 2016	12,500	Acquired
Feb. 10, 2005	VRSN	Non-Qualified Stock Option (right to buy)	Common Stock (12,500)	$24.63	Feb. 10, 2015	12,500	Acquired
Feb. 10, 2004	VRSN	Non-Qualified Stock Option (right to buy)	Common Stock (25,000)	$18.45	Feb. 10, 2011	25,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 7, 2019	KFY	No securities are beneficially owned	0	Direct
Aug. 31, 2010	WDC	See Footnote [F1]	0	Direct
Dec. 20, 2006	QCOM	Common Stock	3,000	Indirect
Dec. 20, 2006	QCOM	Short Call (obligation to sell)→ Common Stock (3,000)	3,000	Indirect
Feb. 10, 2004	VRSN	Non-Qualified Stock Option (right to buy)→ Common Stock (25,000)	25,000	Direct