LEO ANTHONY N

CIK 1224266 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 15, 2021 · Latest: Nov. 15, 2021

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 5, 2022 BAFN P 7 $18.99 $133 28,911 Direct +0.02% Acquired -63.9% (price as of 2026-08-20)
Aug. 5, 2022 BAFN P 93 $18.98 $1,765 28,904 Direct +0.32% Acquired -63.9% (price as of 2026-08-20)
Feb. 1, 2022 BAFN P 100 $21.75 $2,175 29,088 Direct +0.34% Acquired -68.5% (price as of 2026-08-20)
Feb. 1, 2022 BAFN P 10 $21.95 $220 29,098 Direct +0.03% Acquired -68.8% (price as of 2026-08-20)
Feb. 1, 2022 BAFN P 40 $21.94 $878 29,138 Direct +0.14% Acquired -68.8% (price as of 2026-08-20)
Jan. 31, 2022 BAFN P 90 $21.99 $1,979 28,978 Direct +0.31% Acquired -68.8% (price as of 2026-08-20)
Jan. 31, 2022 BAFN P 10 $21.90 $219 28,988 Direct +0.03% Acquired -68.7% (price as of 2026-08-20)
Dec. 20, 2021 BAFN P 61 $24.40 $1,488 25,538 Direct +0.24% Acquired -71.9% (price as of 2026-08-20)
Dec. 3, 2021 BAFN P 225 $23.00 $5,175 25,477 Direct +0.89% Acquired -70.2% (price as of 2026-08-20)
Nov. 22, 2021 BAFN P 100 $25.00 $2,500 25,352 Direct +0.40% Acquired -72.6% (price as of 2026-08-20)
Nov. 22, 2021 BAFN P 100 $25.00 $2,500 25,252 Direct +0.40% Acquired -72.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 7, 2022 BAFN Option (Right to Buy) Common Stock (1,000) $14.67 March 15, 2029 1,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 15, 2021 BAFN Common Stock 25,152 Direct
Nov. 15, 2021 BAFN Option (Right to Buy)→ Common Stock (13,500) 13,500 Direct
Nov. 15, 2021 BAFN Option (Right to Buy)→ Common Stock (21,000) 21,000 Direct
Nov. 15, 2021 BAFN Option (Right to Buy)→ Common Stock (15,000) 15,000 Direct
Nov. 15, 2021 BAFN Option (Right to Buy)→ Common Stock (14,250) 14,250 Direct
Nov. 15, 2021 BAFN Series B Convertible Preferred Stock→ Common Stock Direct