Lim Kok Thay
CIK 1470308 · View on SEC EDGAR ↗
Activist
First SEC filing: July 28, 2025 · Latest: July 28, 2025
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 10 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 14, 2023 | CELU | F | 10,844 | $0.75 | $8,133 | 225,222 Direct | -4.59% | Disposed | -90.0% (price as of 2026-08-20) |
| June 14, 2023 | CELU | A | 277,778 | — | — | 277,778 Direct | — | Acquired | (price as of 2026-08-20) |
| June 14, 2023 | CELU | A | 199,921 | — | — | 236,066 Direct | +553.11% | Acquired | (price as of 2026-08-20) |
| July 13, 2022 | CELU | A | 54,152 | — | — | 54,152 Direct | — | Acquired | (price as of 2026-08-20) |
| July 13, 2022 | CELU | A | 36,145 | — | — | 36,145 Direct | — | Acquired | (price as of 2026-08-20) |
| Sept. 9, 2021 | CELU | A | 56,053 | — | — | 56,053 Direct | — | Acquired | (price as of 2026-08-20) |
| July 16, 2021 | CELU | A | 269,007 | — | — | 269,007 Direct | — | Acquired | (price as of 2026-08-20) |
| July 16, 2021 | CELU | A | 6,529,818 | — | — | 6,529,818 Indirect | — | Acquired | (price as of 2026-08-20) |
| July 16, 2021 | CELU | A | 3,500,000 | $10.00 | $35,000,000 | 30,062,778 Indirect | +13.18% | Acquired | -99.2% (price as of 2026-08-20) |
| July 16, 2021 | CELU | A | 26,562,778 | — | — | 26,562,778 Indirect | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 14, 2023 | CELU | Stock Option (Right to Buy) | Class A Common Stock (277,778) | $0.75 | June 14, 2033 | 277,778 | Acquired |
| July 13, 2022 | CELU | Stock Option (Right to Buy) | Class A Common Stock (54,152) | $4.15 | July 13, 2032 | 54,152 | Acquired |
| Sept. 9, 2021 | CELU | Stock Option (Right to Buy) | Class A Common Stock (56,053) | $6.72 | Sept. 9, 2031 | 56,053 | Acquired |
| July 16, 2021 | CELU | Deferred Compensation Award (Right to Buy) | Class A Common Stock (269,007) | $3.83 | March 24, 2031 | 269,007 | Acquired |
| July 16, 2021 | CELU | Warrants (Right to Buy) | Class A Common Stock (6,529,818) | $6.77 | — | 6,529,818 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 17, 2013 | NCLH | No securities beneficially owned [F1,F2] | 0 | Direct |