Lisa E Sundstrom

CIK 1649306 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 5, 2015 · Latest: Aug. 5, 2015

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 15, 2017 SNWV A 600,000 600,000 Direct Acquired (price as of 2026-08-25)
Nov. 9, 2016 SNWV A 424,500 424,500 Direct Acquired (price as of 2026-08-25)
June 16, 2016 SNWV A 500,000 500,000 Direct Acquired (price as of 2026-08-25)
March 31, 2016 SNWV D 198,413 0 Direct -100.00% Disposed (price as of 2026-08-25)
March 31, 2016 SNWV A 198,413 198,413 Direct Acquired (price as of 2026-08-25)
Oct. 1, 2015 SNWV A 301,587 301,587 Direct Acquired (price as of 2026-08-25)
Oct. 1, 2015 SNWV A 198,413 198,413 Direct Acquired (price as of 2026-08-25)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 15, 2017 SNWV Options Common Stock, $0.001 par value (600,000) $0.11 June 15, 2027 600,000 Acquired
Nov. 9, 2016 SNWV Options Common Stock, $0.001 par value (424,500) $0.18 Nov. 8, 2026 424,500 Acquired
June 16, 2016 SNWV Options Common Stock, $0.001 par value (500,000) $0.04 June 15, 2026 500,000 Acquired
March 31, 2016 SNWV Options Common Stock, $0.001 par value (198,413) $0.50 Oct. 1, 2025 198,413 Disposed
March 31, 2016 SNWV Options Common Stock, $0.001 par value (198,413) $0.06 Oct. 1, 2025 198,413 Acquired
Oct. 1, 2015 SNWV Options Common Stock, $0.001 par value (301,587) $0.11 Oct. 1, 2025 301,587 Acquired
Oct. 1, 2015 SNWV Options Common Stock, $0.001 par value (198,413) $0.50 Oct. 1, 2025 198,413 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 5, 2015 SNWV Stock Option (right to buy)→ Common Stock (65,000) 65,000 Direct
Aug. 5, 2015 SNWV Stock Option (right to buy)→ Common Stock (25,000) 25,000 Direct