Lorie A Slutsky

Insider

First SEC filing: May 20, 2004 · Latest: May 20, 2004

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

AB selling June 2, 2017

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 32 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

32 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 2, 2017	AB	S	9,759	$22.63	$220,846	10,407 Direct	-48.39%	Disposed	60.0% (price as of 2026-08-21)
May 11, 2017	AB	S	12,663	$21.01	$266,050	20,166 Direct	-38.57%	Disposed	72.3% (price as of 2026-08-21)
May 19, 2016	AB	A	6,626	$22.64	$150,013	32,829 Direct	+25.29%	Acquired	59.9% (price as of 2026-08-21)
May 21, 2015	AB	A	3,781	$31.74	$120,009	26,203 Direct	+16.86%	Acquired	14.1% (price as of 2026-08-21)
May 15, 2014	AB	A	5,220	$22.99	$120,008	22,422 Direct	+30.35%	Acquired	57.5% (price as of 2026-08-21)
June 4, 2013	AB	M	3,112	$18.27	$56,856	19,942 Direct	+18.49%	Acquired	98.2% (price as of 2026-08-21)
June 4, 2013	AB	S	3,112	$24.94	$77,613	16,830 Direct	-15.61%	Disposed	45.2% (price as of 2026-08-21)
June 4, 2013	AB	M	3,112	—	—	3,112 Direct	-50.00%	Disposed	(price as of 2026-08-21)
May 20, 2013	AB	A	4,539	$26.44	$120,011	16,830 Direct	+36.93%	Acquired	37.0% (price as of 2026-08-21)
May 15, 2012	AB	A	4,116	$14.58	$60,011	12,291 Direct	+50.35%	Acquired	148.4% (price as of 2026-08-21)
May 15, 2012	AB	A	16,349	—	—	16,349 Direct	—	Acquired	(price as of 2026-08-21)
May 11, 2011	AB	A	2,759	$21.75	$60,008	8,175 Direct	+50.94%	Acquired	66.5% (price as of 2026-08-21)
May 11, 2011	AB	A	10,034	—	—	10,034 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 2, 2010	AB	G	250	—	—	5,416 Direct	-4.41%	Disposed	(price as of 2026-08-21)
June 3, 2010	AB	A	1,055	$28.46	$30,025	5,666 Direct	+22.88%	Acquired	27.2% (price as of 2026-08-21)
June 3, 2010	AB	A	5,182	—	—	5,182 Direct	—	Acquired	(price as of 2026-08-21)
May 21, 2009	AB	A	1,642	$18.27	$29,999	4,611 Direct	+55.30%	Acquired	98.2% (price as of 2026-08-21)
May 21, 2009	AB	A	6,224	—	—	6,224 Direct	—	Acquired	(price as of 2026-08-21)
May 13, 2008	AB	A	467	$64.24	$30,000	2,969 Direct	+18.67%	Acquired	-43.6% (price as of 2026-08-21)
May 13, 2008	AB	M	2,765	—	—	2,765 Direct	—	Acquired	(price as of 2026-08-21)
May 15, 2007	AB	A	341	$87.98	$30,001	2,502 Direct	+15.78%	Acquired	-58.8% (price as of 2026-08-21)
May 15, 2007	AB	A	1,956	—	—	1,956 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 11, 2006	AB	M	1,750	$25.65	$44,888	4,433 Direct	+65.23%	Acquired	41.2% (price as of 2026-08-21)
Dec. 11, 2006	AB	S	1,750	$78.84	$137,970	2,683 Direct	-39.48%	Disposed	-54.1% (price as of 2026-08-21)
Dec. 11, 2006	AB	M	1,750	—	—	4,750 Direct	-26.92%	Disposed	(price as of 2026-08-21)
May 31, 2006	AB	G	90	—	—	2,683 Direct	-3.25%	Disposed	(price as of 2026-08-21)
May 15, 2006	AB	A	462	$65.02	$30,039	2,773 Direct	+19.99%	Acquired	-44.3% (price as of 2026-08-21)
May 15, 2006	AB	A	2,428	—	—	2,428 Direct	—	Acquired	(price as of 2026-08-21)
March 28, 2006	AB	G	150	—	—	2,161 Direct	-6.49%	Disposed	(price as of 2026-08-21)
Dec. 8, 2005	AB	M	1,500	$25.65	$38,475	3,311 Direct	+82.83%	Acquired	41.2% (price as of 2026-08-21)
Dec. 8, 2005	AB	S	1,000	$55.38	$55,380	2,311 Direct	-30.20%	Disposed	-34.6% (price as of 2026-08-21)
Dec. 8, 2005	AB	M	1,500	—	—	6,500 Direct	-18.75%	Disposed	(price as of 2026-08-21)
May 19, 2005	AB	A	661	$45.45	$30,042	1,811 Direct	+57.48%	Acquired	-20.3% (price as of 2026-08-21)
May 19, 2005	AB	A	4,401	—	—	4,401 Direct	—	Acquired	(price as of 2026-08-21)
May 13, 2004	AB	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 8, 2003	AB	M	2,000	$25.65	$51,300	8,000 Direct	-20.00%	Disposed	41.2% (price as of 2026-08-21)
Aug. 8, 2003	AB	S	1,000	$35.85	$35,850	1,150 Direct	-46.51%	Disposed	1.0% (price as of 2026-08-21)
Aug. 8, 2003	AB	M	2,000	$25.65	$51,300	2,150 Direct	+1333.33%	Acquired	41.2% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 4, 2013	AB	Holding Units (right to buy)	Holding Units (3,112)	$18.27	May 21, 2019	3,112	Disposed
May 15, 2012	AB	Holding Unit Option (right to buy)	Holding Units [F1] (16,349)	$14.58	May 15, 2022	16,349	Acquired
May 11, 2011	AB	Holding Unit option (right to buy)	Holding Units [F1] (10,034)	$21.75	May 11, 2021	10,034	Acquired
June 3, 2010	AB	Holding Unit option (right to buy)	Holding Units [F1] (5,182)	$28.46	June 3, 2020	5,182	Acquired
May 21, 2009	AB	Unit option (right to buy)	Holding Units [F1] (6,224)	$18.27	May 21, 2019	6,224	Acquired
May 13, 2008	AB	Unit option (right to buy)	Holding Units [F1] (2,765)	$64.24	May 13, 2018	2,765	Acquired
May 15, 2007	AB	Unit option (right to buy)	Holding Units [F1] (1,956)	$87.98	May 15, 2017	1,956	Acquired
Dec. 11, 2006	AB	Unit option (right to buy)	Holding Units (1,750)	$25.65	July 25, 2012	1,750	Disposed
May 15, 2006	AB	Unit option (right to buy)	Holding Units (2,428)	$65.02	May 15, 2016	2,428	Acquired
Dec. 8, 2005	AB	Unit option (right to buy)	Holding Units (1,500)	$25.65	July 25, 2012	1,500	Disposed
May 19, 2005	AB	Unit option (right to buy)	Holding Units [F1] (4,401)	$45.45	May 19, 2015	4,401	Acquired
May 13, 2004	AB	Unit option (right to buy)	Units rep. assign. of beneficial ownership of l.p. interests (10,000)	$33.00	May 13, 2014	10,000	Acquired
Aug. 8, 2003	AB	Unit Option (right to buy)	units rep. assign. of beneficial ownership of l.p. interests (2,000)	$26.00	July 25, 2012	2,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).