Lux Thomas
CIK 1466673 · View on SEC EDGAR ↗
Insider
First SEC filing: March 19, 2015 · Latest: March 19, 2015
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 17 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
17 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 28, 2014 | LPLA | S | 4,000 | $53.98 | $215,920 | 6,213 Direct | -39.17% | Disposed | 588.0% (price as of 2026-08-19) |
| Nov. 14, 2013 | LPLA | S | 1,000 | $42.31 | $42,310 | 5,200 Direct | -16.13% | Disposed | 777.8% (price as of 2026-08-19) |
| Dec. 22, 2010 | LPLA | P | 20,000 | — | — | 20,000 Direct | — | Acquired | (price as of 2026-08-19) |
| Sept. 14, 2009 | LPLA | P | 20,000 | — | — | 20,000 Direct | — | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 18, 2015 | LPLA | Option to purchase Common Stock | Common Stock (2,000) | $22.08 | Sept. 14, 2019 | 2,000 | Disposed |
| April 10, 2015 | LPLA | Option to purchase Common Stock | Common Stock (2,000) | $22.08 | Sept. 14, 2019 | 2,000 | Disposed |
| Feb. 28, 2014 | LPLA | Option to purchase common stock | Common Stock (4,000) | $32.26 | Feb. 9, 2022 | 4,000 | Disposed |
| Feb. 28, 2014 | LPLA | Option to purchase common stock | Common Stock (2,200) | $22.08 | Sept. 14, 2019 | 2,200 | Disposed |
| Feb. 24, 2014 | LPLA | Option to purchase common stock | Common Stock (4,924) | $54.81 | Feb. 24, 2024 | 4,924 | Acquired |
| Feb. 22, 2013 | LPLA | Option to Purchase Common Stock | Common Stock (8,291) | $31.60 | Feb. 22, 2023 | 8,291 | Acquired |
| April 30, 2012 | LPLA | Option to Purchase Common Stock | Common Stock (2,500) | $22.08 | Sept. 14, 2019 | 2,500 | Disposed |
| Feb. 9, 2012 | LPLA | Option to Purchase Common Stock | Common Stock (10,843) | $32.26 | Feb. 9, 2022 | 10,843 | Acquired |
| Dec. 22, 2010 | LPLA | Option to Purchase Common Stock | Common (20,000) | $34.61 | Dec. 22, 2020 | 20,000 | Acquired |
| Sept. 14, 2009 | LPLA | Option to purchase Common Stock | Common (20,000) | $22.08 | Sept. 14, 2019 | 20,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 19, 2015 | LPLA | Common Stock | 6,378 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock→ Common Stock (15,300) | 15,300 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock→ Common Stock (20,000) | 20,000 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock→ Common Stock (6,843) | 6,843 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock→ Common Stock (8,291) | 8,291 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock→ Common Stock (4,924) | 4,924 | Direct |