Lux Thomas
Insider
First SEC filing: March 19, 2015 · Latest: March 19, 2015
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 18, 2015 | LPLA | M | 2,000 | $22.08 | $44,160 | 10,378 Direct | +23.87% | Acquired | 1333.2% (price as of 2026-10-02) |
| May 18, 2015 | LPLA | M | 2,000 | · | · | 11,300 Direct | -15.04% | Disposed | (price as of 2026-10-02) |
| April 10, 2015 | LPLA | M | 2,000 | $22.08 | $44,160 | 8,378 Direct | +31.36% | Acquired | 1333.2% (price as of 2026-10-02) |
| April 10, 2015 | LPLA | M | 2,000 | · | · | 13,300 Direct | -13.07% | Disposed | (price as of 2026-10-02) |
| Feb. 28, 2014 | LPLA | M | 4,000 | $32.26 | $129,040 | 10,213 Direct | +64.38% | Acquired | 880.9% (price as of 2026-10-02) |
| Feb. 28, 2014 | LPLA | S | 4,000 | $53.98 | $215,920 | 6,213 Direct | -39.17% | Disposed | 486.2% (price as of 2026-10-02) |
| Feb. 28, 2014 | LPLA | M | 2,200 | $22.08 | $48,576 | 8,413 Direct | +35.41% | Acquired | 1333.2% (price as of 2026-10-02) |
| Feb. 28, 2014 | LPLA | M | 4,000 | · | · | 6,843 Direct | -36.89% | Disposed | (price as of 2026-10-02) |
| Feb. 28, 2014 | LPLA | M | 2,200 | · | · | 15,300 Direct | -12.57% | Disposed | (price as of 2026-10-02) |
| Feb. 24, 2014 | LPLA | A | 1,243 | · | · | 6,213 Direct | +25.01% | Acquired | (price as of 2026-10-02) |
| Feb. 24, 2014 | LPLA | A | 4,924 | · | · | 4,924 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 22, 2014 | LPLA | F | 230 | $54.25 | $12,478 | 4,970 Direct | -4.42% | Disposed | 483.3% (price as of 2026-10-02) |
| Nov. 14, 2013 | LPLA | S | 1,000 | $42.31 | $42,310 | 5,200 Direct | -16.13% | Disposed | 647.9% (price as of 2026-10-02) |
| Feb. 25, 2013 | LPLA | A | 1,612 | · | · | 6,200 Direct | +35.14% | Acquired | (price as of 2026-10-02) |
| Feb. 22, 2013 | LPLA | A | 8,291 | · | · | 8,291 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 22, 2013 | LPLA | A | 2,088 | · | · | 4,588 Direct | +83.52% | Acquired | (price as of 2026-10-02) |
| April 30, 2012 | LPLA | M | 2,500 | · | · | 17,500 Direct | -12.50% | Disposed | (price as of 2026-10-02) |
| April 30, 2012 | LPLA | M | 2,500 | $22.08 | $55,200 | 2,500 Direct | · | Acquired | 1333.2% (price as of 2026-10-02) |
| Feb. 9, 2012 | LPLA | A | 10,843 | · | · | 10,843 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 22, 2010 | LPLA | P | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 14, 2009 | LPLA | P | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 18, 2015 | LPLA | Option to purchase Common Stock | Common Stock | $22.08 | Sept. 14, 2019 | 2,000 | Disposed |
| April 10, 2015 | LPLA | Option to purchase Common Stock | Common Stock | $22.08 | Sept. 14, 2019 | 2,000 | Disposed |
| Feb. 28, 2014 | LPLA | Option to purchase common stock | Common Stock | $32.26 | Feb. 9, 2022 | 4,000 | Disposed |
| Feb. 28, 2014 | LPLA | Option to purchase common stock | Common Stock | $22.08 | Sept. 14, 2019 | 2,200 | Disposed |
| Feb. 24, 2014 | LPLA | Option to purchase common stock | Common Stock | $54.81 | Feb. 24, 2024 | 4,924 | Acquired |
| Feb. 22, 2013 | LPLA | Option to Purchase Common Stock | Common Stock | $31.60 | Feb. 22, 2023 | 8,291 | Acquired |
| April 30, 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $22.08 | Sept. 14, 2019 | 2,500 | Disposed |
| Feb. 9, 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $32.26 | Feb. 9, 2022 | 10,843 | Acquired |
| Dec. 22, 2010 | LPLA | Option to Purchase Common Stock | Common | $34.61 | Dec. 22, 2020 | 20,000 | Acquired |
| Sept. 14, 2009 | LPLA | Option to purchase Common Stock | Common | $22.08 | Sept. 14, 2019 | 20,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 19, 2015 | LPLA | Common Stock | 6,378 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock | 15,300 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock | 20,000 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock | 6,843 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock | 8,291 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock | 4,924 | Direct |