Lynn Harton

CIK 1257941 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 19, 2025 · Latest: Aug. 19, 2025

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Insider transactions

0 buys (P) 1 sells (S) Net: $-866,000 + 90 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

90 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 18, 2026 UCB S 10b5-1 25,000 $34.64 $866,000 84,123 Indirect -22.91% Disposed 3.2% (price as of 2026-08-21)
Feb. 19, 2025 UCB S 10b5-1 3,321 $33.29 $110,556 109,123 Indirect -2.95% Disposed 7.4% (price as of 2026-08-21)
Feb. 10, 2025 UCB S 10b5-1 958 $34.13 $32,697 112,444 Indirect -0.84% Disposed 4.8% (price as of 2026-08-21)
Feb. 10, 2025 UCB S 10b5-1 30,721 $33.84 $1,039,599 113,402 Indirect -21.32% Disposed 5.7% (price as of 2026-08-21)
April 1, 2022 UCB S 10b5-1 5,000 $35.11 $175,550 242,222 Direct -2.02% Disposed 1.9% (price as of 2026-08-21)
Jan. 3, 2022 UCB S 10b5-1 10,000 $36.31 $363,100 218,993 Direct -4.37% Disposed -1.5% (price as of 2026-08-21)
Oct. 1, 2021 UCB S 10b5-1 10,000 $32.95 $329,500 229,840 Direct -4.17% Disposed 8.5% (price as of 2026-08-21)
July 1, 2021 UCB S 10b5-1 10,000 $32.16 $321,600 232,953 Direct -4.12% Disposed 11.2% (price as of 2026-08-21)
April 1, 2021 UCB S 10b5-1 10,000 $33.91 $339,100 242,518 Direct -3.96% Disposed 5.5% (price as of 2026-08-21)
Feb. 26, 2021 UCB S 10b5-1 20,000 $33.41 $668,200 252,518 Direct -7.34% Disposed 7.0% (price as of 2026-08-21)

Showing latest 100 of 137 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Sept. 18, 2008 797871 Non-Qualified Stock Option Common Stock (100,000) $10.16 Sept. 18, 2018 100,000 Acquired
May 8, 2008 797871 Series 2008D-V Preferred Stock Common Stock (3,077) — — 20 Acquired
May 8, 2008 797871 Series 2008D-NV Preferred Stock Common Stock (10,000) — — 65 Acquired
Feb. 20, 2007 797871 Incentive Stock Option Common Stock (25,000) $27.26 Feb. 20, 2017 25,000 Acquired
Oct. 18, 2006 RF Stock Option Common Stock (48,344) $33.82 Oct. 15, 2011 48,344 Disposed
Aug. 16, 2006 RF Stock Option Common Stock (13,656) $33.82 Oct. 15, 2011 13,656 Disposed
Dec. 20, 2005 RF Stock Option Common Stock (50,791) $34.66 Dec. 20, 2012 50,791 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 20, 2012 UCB Restricted Stock Unit 75,000 Direct
Sept. 20, 2012 UCB Restricted Stock Unit 75,000 Direct
July 11, 2005 RF Common Stock 16,900 Direct
July 11, 2005 RF Phantom Stock Units (401k)→ Common Stock (246) 246 Direct
July 11, 2005 RF Phantom Stock Units (UPC Deferred Comp.)→ Common Stock (252) 252 Direct
July 11, 2005 RF Stock Option→ Common Stock (62,000) 62,000 Direct
July 11, 2005 RF Stock Option→ Common Stock (25,000) 25,000 Direct
July 11, 2005 RF Stock Option→ Common Stock (70,000) 70,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

UCB

President & ChiefExecutive Officer
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2022 $1,000,000 — — — $1,450,500 — $87,880 $2,538,380
2021 $795,000 — $912,592 — $1,113,795 $118,749 $75,310 $3,015,446
2020 $775,000 — $891,586 — $755,250 $947,467 $73,533 $3,442,836

RF

Former Chief Credit Officer
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2006 $312,500 — — — $421,875 $23,789 $1,915,064 $3,066,032

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.