Lynne E Kelley

Insider

First SEC filing: April 26, 2019 · Latest: April 26, 2019

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 24, 2019	XFOR	A	37,170	—	—	37,170 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 1, 2018	OCGN	A	200,000	—	—	200,000 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 1, 2018	OCGN	D	200,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
July 31, 2018	OCGN	A	200,000	—	—	200,000 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 2, 2018	SENS	A	102,192	—	—	102,192 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 17, 2017	SENS	A	100,000	—	—	100,000 Direct	—	Acquired	(price as of 2026-08-19)
April 12, 2016	SENS	A	334,996	—	—	334,996 Direct	—	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 24, 2019	XFOR	Stock Option (right to buy)	Common Stock (37,170)	$20.30	April 24, 2029	37,170	Acquired
Oct. 1, 2018	OCGN	Employee Stock Option (Right to Buy)	Common Stock (200,000)	$0.57	July 30, 2028	200,000	Acquired
Oct. 1, 2018	OCGN	Employee Stock Option (Right to Buy)	Common Stock (200,000)	$2.21	July 30, 2028	200,000	Disposed
July 31, 2018	OCGN	Employee Stock Option (Right to Buy)	Common Stock (200,000)	$2.21	July 30, 2028	200,000	Acquired
Feb. 2, 2018	SENS	Stock Option (right to buy)	Common Stock (102,192)	$2.62	Feb. 1, 2028	102,192	Acquired
Jan. 17, 2017	SENS	Stock Option (right to buy)	Common Stock (100,000)	$2.74	Jan. 16, 2027	100,000	Acquired
April 12, 2016	SENS	Stock Option (right to buy)	Common Stock (334,996)	$2.97	April 12, 2026	334,996	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Matched by name from proxy statements (DEF 14A) — verify against the filing.

M.D., FACS (7) Former Chief Medical Officer

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2019	$280,968	—	—	—	$121,005	—	$1,604	$969,951

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2016	$365,000	—	—	$565,507	$134,138	—	—	$1,064,645

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.